{
 "as_of": "2026-11-06",
 "cmr": "ae-cm-kg/XDFM/AES000101015",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# SHUAA Capital PJSC (Dubai Financial Market: AES000101015) — research page\n\nAs of 2026-11-06 · ae-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is SHUAA Capital PJSC, listed on the Dubai Financial Market under ticker AES000101015, with ISIN AES000101015. The LEI is not on the record, as the roster carries none. The security type, segment, sector and jurisdiction are not on the record. The issuer is listed and not halted.\n\n## The disclosure read\n\nThe record holds 0 filings in the window 2025-11-06 to 2026-11-06, across 0 filing days. No filing type is recorded. The median gap between filing days is not on the record, and no latest filing date or latest filing type is on the record. The exchange peer set holds 65 issuers, with a median cadence gap not on the record, a median of 0 filings and a median latency not on the record. The sector peer figures for the market are not on the record.\n\n## Auditor\n\nThe auditor of record is not on the record, and neither is its location. Auditor changes are not on the record, as the market's register has no lifecycle type map yet.\n\n## Events and halts\n\nListing, delisting, name change, domicile change and segment move are not on the record, as the index does not carry a lifecycle type for this register yet. The halt flag is off: the issuer is listed, not halted.\n\n## Orderability\n\nUnder rule version acm-68000/ae/sca-now-cma-suitability-rulebook-manual-of-the-financial-act/r1, as of 2026-11-04, the outcome is determinable for all three client categories and carries signal ACM-200: Ordinary Investor, Professional investor by nature, and Professional investor (based on the service).\n\n## Coverage\n\nThe record finds one research house named on the issuer's investor-relations page: FAB.\n\n## Open research\n\nNo openly published research notes were found on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed. No sealed years hold the issuer, no earliest sealed date for the market is on the record, and the live record began is not on the record.\n\n## Sources\n\n6 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.dfm.ae/the-exchange/market-information/listed-securities/equities (identity.exchange)\n- https://mcp.ae-cm-kg.ai/events/XDFM/AES000101015 (the disclosure lines)\n- https://www.dfm.ae/the-exchange/news-disclosures/market-announcements (the halt flag)\n- https://mcp.ae-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://www.shuaa.com/investor-relations/share-information/analyst-coverage (coverage)\n- https://mcp.ae-cm-kg.ai/record/XDFM/AES000101015 (the record)\n",
 "market": "AE",
 "node": "ae-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [],
   "live_record_began": null,
   "node_history_from": null,
   "node_years_sealed": [],
   "note": "the AE vintage is not sealed; the record is the live record as of 2026-11-06",
   "record_version": 1,
   "sealed": false
  },
  "auditor": {
   "auditor": {
    "market": "AE",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "AE",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "AE",
    "state": "not_on_record"
   },
   "changes": {
    "market": "AE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "cmr": "ae-cm-kg/XDFM/AES000101015",
  "coverage": {
   "count": 1,
   "houses": [
    {
     "analyst": "Ahmad Banihani",
     "house": "FAB",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.shuaa.com/investor-relations/share-information/analyst-coverage",
     "state": "sourced"
    }
   ],
   "pages_checked": [
    {
     "page": "https://www.shuaa.com/investor-relations/share-information/analyst-coverage",
     "result": "read: 1 of 2 named houses found on the page"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-12",
   "since": "not stated on the page read",
   "state": "found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 65,
     "median_cadence_gap_days": null,
     "median_filings": 0,
     "median_latency_days": null,
     "name": "Dubai Financial Market"
    },
    "sector": {
     "market": "AE",
     "state": "not_on_record"
    }
   },
   "by_type": {},
   "cadence_median_gap_days": null,
   "filing_days": 0,
   "filings": 0,
   "latency_days": null,
   "latest": [],
   "latest_filing_date": null,
   "note": "no disclosure line on the record for this issuer in the window",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.ae-cm-kg.ai/events/XDFM/AES000101015",
   "window": {
    "from": "2025-11-06",
    "to": "2026-11-06"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "DFM own listed-securities list (equities, Active) + DFM company profile ISIN; MIC from ISO 10383 (read live); LEI by GLEIF exact ISIN map",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.dfm.ae/the-exchange/market-information/listed-securities/equities",
    "state": "sourced",
    "value": "Dubai Financial Market"
   },
   "isin": {
    "read_by": "DFM own listed-securities list (equities, Active) + DFM company profile ISIN; MIC from ISO 10383 (read live); LEI by GLEIF exact ISIN map",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.dfm.ae/the-exchange/market-information/listed-securities/equities",
    "state": "sourced",
    "value": "AES000101015"
   },
   "jurisdiction": {
    "market": "AE",
    "state": "not_on_record"
   },
   "lei": {
    "market": "AE",
    "reason": "the roster carries none",
    "state": "not_on_record"
   },
   "name": {
    "read_by": "DFM own listed-securities list (equities, Active) + DFM company profile ISIN; MIC from ISO 10383 (read live); LEI by GLEIF exact ISIN map",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.dfm.ae/the-exchange/market-information/listed-securities/equities",
    "state": "sourced",
    "value": "SHUAA Capital PJSC"
   },
   "sector": {
    "market": "AE",
    "state": "not_on_record"
   },
   "security_type": {
    "market": "AE",
    "state": "not_on_record"
   },
   "segment": {
    "market": "AE",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "DFM own listed-securities list (equities, Active) + DFM company profile ISIN; MIC from ISO 10383 (read live); LEI by GLEIF exact ISIN map",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.dfm.ae/the-exchange/market-information/listed-securities/equities",
    "state": "sourced",
    "value": "AES000101015"
   },
   "website": {
    "market": "AE",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": {
    "market": "AE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "domicile_change": {
    "market": "AE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "listing": {
    "market": "AE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "name_change": {
    "market": "AE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "segment_move": {
    "market": "AE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "market": "AE",
  "node": "ae-cm-kg",
  "numbers_hash": "sha256:66ba12a0fc30b74a3d7955e51485c603a5f5dc0a1f5799b06697ec7587d08343",
  "open_research": {
   "read_date": "2026-11-12",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [
    "Ordinary Investor",
    "Professional investor by nature",
    "Professional investor (based on the service)"
   ],
   "outcomes": {
    "Ordinary Investor": {
     "determinable": true,
     "signal": "ACM-200"
    },
    "Professional investor (based on the service)": {
     "determinable": true,
     "signal": "ACM-200"
    },
    "Professional investor by nature": {
     "determinable": true,
     "signal": "ACM-200"
    }
   },
   "read": {
    "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group",
    "chapter": "https://mcp.ae-cm-kg.ai/book/aio.json",
    "door": "https://mcp.ae-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "rule_version": "acm-68000/ae/sca-now-cma-suitability-rulebook-manual-of-the-financial-act/r1",
   "section": "ae.aio.v5"
  },
  "record": {
   "as_of": "2026-11-06",
   "url": "https://mcp.ae-cm-kg.ai/record/XDFM/AES000101015",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.dfm.ae/the-exchange/news-disclosures/market-announcements",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:66ba12a0fc30b74a3d7955e51485c603a5f5dc0a1f5799b06697ec7587d08343",
 "path": "/ae/XDFM/AES000101015",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is SHUAA Capital PJSC, listed on the Dubai Financial Market under ticker AES000101015, with ISIN AES000101015. The LEI is not on the record, as the roster carries none. The security type, segment, sector and jurisdiction are not on the record. The issuer is listed and not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 0 filings in the window 2025-11-06 to 2026-11-06, across 0 filing days. No filing type is recorded. The median gap between filing days is not on the record, and no latest filing date or latest filing type is on the record. The exchange peer set holds 65 issuers, with a median cadence gap not on the record, a median of 0 filings and a median latency not on the record. The sector peer figures for the market are not on the record.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor of record is not on the record, and neither is its location. Auditor changes are not on the record, as the market's register has no lifecycle type map yet.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "Listing, delisting, name change, domicile change and segment move are not on the record, as the index does not carry a lifecycle type for this register yet. The halt flag is off: the issuer is listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "Under rule version acm-68000/ae/sca-now-cma-suitability-rulebook-manual-of-the-financial-act/r1, as of 2026-11-04, the outcome is determinable for all three client categories and carries signal ACM-200: Ordinary Investor, Professional investor by nature, and Professional investor (based on the service).",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "The record finds one research house named on the issuer's investor-relations page: FAB.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The market's vintage is not sealed. No sealed years hold the issuer, no earliest sealed date for the market is on the record, and the live record began is not on the record.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "6 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.dfm.ae/the-exchange/market-information/listed-securities/equities"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.ae-cm-kg.ai/events/XDFM/AES000101015"
  },
  {
   "for": "the halt flag",
   "source": "https://www.dfm.ae/the-exchange/news-disclosures/market-announcements"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.ae-cm-kg.ai/book/aio.json"
  },
  {
   "for": "coverage",
   "source": "https://www.shuaa.com/investor-relations/share-information/analyst-coverage"
  },
  {
   "for": "the record",
   "source": "https://mcp.ae-cm-kg.ai/record/XDFM/AES000101015"
  }
 ],
 "title": "SHUAA Capital PJSC (AES000101015) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}