{
 "as_of": "2026-11-06",
 "cmr": "au-cm-kg/ASX/AUB",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# AUB GROUP LIMITED (ASX: AUB) — research page\n\nAs of 2026-11-06 · au-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is AUB GROUP LIMITED, listed on the ASX under ticker AUB, with ISIN AU000000AUB9 and LEI 5493005X7SUBQF3OEG82. Its security type is Corporate, its segment is not on the record, its sector is Financials, and its jurisdiction is Australia (ASIC-registered public company). Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 68 filings across 36 filing days in the window 2025-11-06 to 2026-11-06. The median gap between filing days is 6 days. The latest filing is dated 2026-10-28, a substantial_holder filing, 9 days before the record date of 2026-11-06. The ASX exchange median is a cadence gap of 6 days, 58 filings and latency of 4.0 days across 1829 issuers. The Financials sector median is a cadence gap of 6 days, 49.0 filings and latency of 7 days across 130 issuers.\n\n## Auditor\n\nThe auditor of record is not on the record. The market's record carries the annual report link only, and the auditor's location and any auditor changes are not on the record.\n\n## Events and halts\n\nListing, delisting, name change, domicile change and segment move are not on the record, as the market has no lifecycle type map yet. The halt flag shows listed, not halted.\n\n## Orderability\n\nThe orderability outcome is not determinable for any client category, because the chapter's orderability section carries no client categories. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, with the chapter as of 2026-11-04.\n\n## Coverage\n\nResearch house coverage has not been read.\n\n## Open research\n\nOpenly published research notes have not been read.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed. No issuer years are sealed, the market's earliest sealed date is not on the record, and the live record start is not on the record.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.asx.com.au/markets/trade-our-cash-market/directory (identity.exchange)\n- https://www.asx.com.au/markets/company/AUB (identity.isin)\n- https://data.gov.au/data/dataset/asic-companies (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.au-cm-kg.ai/events/ASX/AUB (the disclosure lines)\n- https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/ (the halt flag)\n- https://mcp.au-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.au-cm-kg.ai/record/ASX/AUB (the record)\n",
 "market": "AU",
 "node": "au-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [],
   "live_record_began": null,
   "node_history_from": null,
   "node_years_sealed": [],
   "note": "the AU vintage is not sealed; the record is the live record as of 2026-11-06",
   "record_version": 1,
   "sealed": false
  },
  "auditor": {
   "auditor": {
    "market": "AU",
    "reason": "Width 0 records the annual report link only (ORDER-010: source link, not a read)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "AU",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "AU",
    "state": "not_on_record"
   },
   "changes": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "cmr": "au-cm-kg/ASX/AUB",
  "coverage": {
   "note": "the coverage field has not been read for this issuer",
   "state": "not_read"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 1829,
     "median_cadence_gap_days": 6,
     "median_filings": 58,
     "median_latency_days": 4,
     "name": "ASX"
    },
    "sector": {
     "issuers": 130,
     "median_cadence_gap_days": 6,
     "median_filings": 49,
     "median_latency_days": 7,
     "name": "Financials"
    }
   },
   "by_type": {
    "agm_record_date": 4,
    "asx_announcement": 17,
    "corporate_action": 15,
    "director_interest": 7,
    "financial_statement": 6,
    "halt_resume": 1,
    "substantial_holder": 18
   },
   "cadence_median_gap_days": 6,
   "filing_days": 36,
   "filings": 68,
   "latency_days": 9,
   "latest": [
    {
     "category": null,
     "date": "2026-10-28",
     "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03158055",
     "title": "Ceasing to be a substantial holder",
     "type": "substantial_holder"
    },
    {
     "category": null,
     "date": "2026-10-27",
     "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03157407",
     "title": "Becoming a substantial holder",
     "type": "substantial_holder"
    },
    {
     "category": null,
     "date": "2026-10-09",
     "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03150385",
     "title": "Notice of 2026 Annual General Meeting",
     "type": "agm_record_date"
    },
    {
     "category": null,
     "date": "2026-08-31",
     "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03133519",
     "title": "Change of Director's Interest Notice - Mike Emmett",
     "type": "director_interest"
    },
    {
     "category": null,
     "date": "2026-08-31",
     "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03133508",
     "title": "Notification regarding unquoted securities - AUB",
     "type": "asx_announcement"
    }
   ],
   "latest_filing_date": "2026-10-28",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.au-cm-kg.ai/events/ASX/AUB",
   "window": {
    "from": "2025-11-06",
    "to": "2026-11-06"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "ASX listed-companies directory (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)",
    "state": "sourced",
    "value": "ASX"
   },
   "isin": {
    "read_by": "ASX company record (exchange site, asx.com.au company page data)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/company/AUB",
    "state": "confirmed",
    "value": "AU000000AUB9"
   },
   "jurisdiction": {
    "read_by": "ASIC company register bulk dataset (data.gov.au, weekly) (company type)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://data.gov.au/data/dataset/asic-companies (COMPANY_202609.csv)",
    "state": "sourced",
    "value": "Australia (ASIC-registered public company)"
   },
   "lei": {
    "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN",
    "read_date": "2026-11-08",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN AU000000AUB9)",
    "state": "sourced",
    "value": "5493005X7SUBQF3OEG82"
   },
   "name": {
    "read_by": "ASX listed-companies directory (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)",
    "state": "sourced",
    "value": "AUB GROUP LIMITED"
   },
   "sector": {
    "read_by": "ASX company record (exchange site, asx.com.au company page data)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/company/AUB",
    "state": "sourced",
    "value": "Financials"
   },
   "security_type": {
    "read_by": "ASX listed-companies directory (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)",
    "state": "sourced",
    "value": "Corporate"
   },
   "segment": {
    "market": "AU",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "ASX listed-companies directory (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)",
    "state": "sourced",
    "value": "AUB"
   },
   "website": {
    "market": "AU",
    "reason": "no source read",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "domicile_change": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "listing": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "name_change": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "segment_move": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "market": "AU",
  "node": "au-cm-kg",
  "numbers_hash": "sha256:6848af9b1e6d693a875e91553310787f1d7a939ac69f316e878c20402de836d8",
  "open_research": {
   "rows": [],
   "state": "not_read"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.au-cm-kg.ai/book/aio.json",
    "door": "https://mcp.au-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/au/ddo-design-and-distribution-obligations/r1",
   "section": "au.aio.v8"
  },
  "record": {
   "as_of": "2026-11-06",
   "url": "https://mcp.au-cm-kg.ai/record/ASX/AUB",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:6848af9b1e6d693a875e91553310787f1d7a939ac69f316e878c20402de836d8",
 "path": "/au/ASX/AUB",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is AUB GROUP LIMITED, listed on the ASX under ticker AUB, with ISIN AU000000AUB9 and LEI 5493005X7SUBQF3OEG82. Its security type is Corporate, its segment is not on the record, its sector is Financials, and its jurisdiction is Australia (ASIC-registered public company). Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 68 filings across 36 filing days in the window 2025-11-06 to 2026-11-06. The median gap between filing days is 6 days. The latest filing is dated 2026-10-28, a substantial_holder filing, 9 days before the record date of 2026-11-06. The ASX exchange median is a cadence gap of 6 days, 58 filings and latency of 4.0 days across 1829 issuers. The Financials sector median is a cadence gap of 6 days, 49.0 filings and latency of 7 days across 130 issuers.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor of record is not on the record. The market's record carries the annual report link only, and the auditor's location and any auditor changes are not on the record.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "Listing, delisting, name change, domicile change and segment move are not on the record, as the market has no lifecycle type map yet. The halt flag shows listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The orderability outcome is not determinable for any client category, because the chapter's orderability section carries no client categories. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, with the chapter as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "Research house coverage has not been read.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "Openly published research notes have not been read.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The market's vintage is not sealed. No issuer years are sealed, the market's earliest sealed date is not on the record, and the live record start is not on the record.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory"
  },
  {
   "for": "identity.isin",
   "source": "https://www.asx.com.au/markets/company/AUB"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://data.gov.au/data/dataset/asic-companies"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.au-cm-kg.ai/events/ASX/AUB"
  },
  {
   "for": "the halt flag",
   "source": "https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.au-cm-kg.ai/book/aio.json"
  },
  {
   "for": "the record",
   "source": "https://mcp.au-cm-kg.ai/record/ASX/AUB"
  }
 ],
 "title": "AUB GROUP LIMITED (AUB) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}