{ "as_of": "2026-11-06", "cmr": "au-cm-kg/ASX/CF1", "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.", "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# COMPLII FINTECH SOLUTIONS LTD (ASX: CF1) — research page\n\nAs of 2026-11-06 · au-cm-kg · record version 1\n\n## Identity and listing\n\nCOMPLII FINTECH SOLUTIONS LTD is listed on the ASX under ticker CF1, with ISIN AU0000127011. The LEI is not on the record, as the ISIN is not in the GLEIF ISIN-to-LEI mapping file. The security type is Corporate, the sector is Information Technology, and the segment is not on the record. The jurisdiction is not on the record, as there is no ASIC row and no LEI record. The listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 70 filings in the twelve months to 2026-11-06, across 43 filing days. The median gap between filing days is 5.0 days. The latest filing is dated 2026-10-31, is of type newswire_release, and falls 6 days before the record date. The exchange median is 6 days for cadence and 4.0 days for latency across 1829 ASX issuers, with a median of 58 filings. The sector median is 6 days for cadence and 7 days for latency across 141 Information Technology issuers, with a median of 55 filings. The issuer's 70 filings are above the exchange median of 58 and above the sector median of 55.\n\n## Auditor\n\nThe auditor of record is not on the record. The record carries only the annual report link, which is a source link and not a read. The auditor location is not on the record, and the auditor changes are not on the record, as this register has no lifecycle type map yet.\n\n## Events and halts\n\nThe listing, delisting, name change, domicile change and segment move lines are not on the record, as this register has no lifecycle type map yet. The halt flag shows listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, and the chapter was as of 2026-11-04.\n\n## Coverage\n\nThe field has not been read. Research houses named on the issuer's investor-relations page are not on the record.\n\n## Open research\n\nThe field has not been read. Openly published research notes are not on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed. No sealed issuer years are on the record, the market earliest sealed date is not on the record, and the live record began is not on the record.\n\n## Sources\n\n6 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.asx.com.au/markets/trade-our-cash-market/directory (identity.exchange)\n- https://www.asx.com.au/markets/company/CF1 (identity.isin)\n- https://mcp.au-cm-kg.ai/events/ASX/CF1 (the disclosure lines)\n- https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/ (the halt flag)\n- https://mcp.au-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.au-cm-kg.ai/record/ASX/CF1 (the record)\n", "market": "AU", "node": "au-cm-kg", "numbers": { "as_of_depth": { "issuer_years_sealed": [], "live_record_began": null, "node_history_from": null, "node_years_sealed": [], "note": "the AU vintage is not sealed; the record is the live record as of 2026-11-06", "record_version": 1, "sealed": false }, "auditor": { "auditor": { "market": "AU", "reason": "Width 0 records the annual report link only (ORDER-010: source link, not a read)", "state": "not_on_record" }, "auditor_firm_id": { "market": "AU", "state": "not_on_record" }, "auditor_location": { "market": "AU", "state": "not_on_record" }, "changes": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" } }, "cmr": "au-cm-kg/ASX/CF1", "coverage": { "note": "the coverage field has not been read for this issuer", "state": "not_read" }, "disclosure": { "against": { "exchange": { "issuers": 1829, "median_cadence_gap_days": 6, "median_filings": 58, "median_latency_days": 4, "name": "ASX" }, "sector": { "issuers": 141, "median_cadence_gap_days": 6, "median_filings": 55, "median_latency_days": 7, "name": "Information Technology" } }, "by_type": { "agm_record_date": 5, "asx_announcement": 32, "corporate_action": 9, "director_interest": 6, "financial_statement": 3, "halt_resume": 4, "newswire_release": 3, "quarterly": 4, "substantial_holder": 4 }, "cadence_median_gap_days": 5, "filing_days": 43, "filings": 70, "latency_days": 6, "latest": [ { "category": null, "date": "2026-10-31", "source": "https://www.prnewswire.com/news-releases/tigr-investors-have-opportunity-to-lead-up-fintech-holding-limited-securities-fraud-lawsuit-filed-by-the-rosen-law-firm-302924918.html", "title": "TIGR Investors Have Opportunity to Lead UP Fintech Holding Limited Securities Fraud Lawsuit Filed by The Rosen Law Firm - PR Newswire", "type": "newswire_release" }, { "category": null, "date": "2026-10-30", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03160488", "title": "September 2026 Quarterly Activities Report and Appendix 4C", "type": "quarterly" }, { "category": null, "date": "2026-10-28", "source": "https://www.prnewswire.com/news-releases/tigr-stockholder-notice-shareholder-rights-law-firm-robbins-llp-reminds-investors-of-the-class-action-lawsuit-filed-against-up-fintech-holding-limited-302921440.html", "title": "TIGR Stockholder Notice: Shareholder Rights Law Firm Robbins LLP Reminds Investors of the Class Action Lawsuit Filed Against UP Fintech Holding Limited - PR Newswire", "type": "newswire_release" }, { "category": null, "date": "2026-10-26", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03157145", "title": "Notice of Annual General Meeting/Proxy Form", "type": "agm_record_date" }, { "category": null, "date": "2026-10-09", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03150810", "title": "Application for quotation of securities - CF1", "type": "asx_announcement" } ], "latest_filing_date": "2026-10-31", "read": "the node's event lines (list_events_since), as get_filings serves them", "source": "https://mcp.au-cm-kg.ai/events/ASX/CF1", "window": { "from": "2025-11-06", "to": "2026-11-06" } }, "identity": { "exchange": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "ASX" }, "isin": { "read_by": "ASX company record (exchange site, asx.com.au company page data)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/company/CF1", "state": "confirmed", "value": "AU0000127011" }, "jurisdiction": { "market": "AU", "reason": "no ASIC row and no LEI record", "state": "not_on_record" }, "lei": { "market": "AU", "reason": "ISIN not in the GLEIF ISIN-to-LEI mapping file", "state": "not_on_record" }, "name": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "COMPLII FINTECH SOLUTIONS LTD" }, "sector": { "read_by": "ASX company record (exchange site, asx.com.au company page data)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/company/CF1", "state": "sourced", "value": "Information Technology" }, "security_type": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "Corporate" }, "segment": { "market": "AU", "state": "not_on_record" }, "ticker": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "CF1" }, "website": { "market": "AU", "reason": "no source read", "state": "not_on_record" } }, "licensed": { "columns": [ "licensor", "entitlement", "title", "date", "source" ], "rows": [], "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded." }, "lifecycle": { "delisting": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "domicile_change": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "listing": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "name_change": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "segment_move": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" } }, "market": "AU", "node": "au-cm-kg", "numbers_hash": "sha256:f7b289db63f1975943721c668d8b0922c8c065e10ccb1dc60ed8ca7b33e0edee", "open_research": { "rows": [], "state": "not_read" }, "orderability": { "chapter_as_of": "2026-11-04", "client_categories": [], "determinable": false, "read": { "chapter": "https://mcp.au-cm-kg.ai/book/aio.json", "door": "https://mcp.au-cm-kg.ai/mcp", "tool": "get_orderability" }, "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category", "rule_version": "acm-68000/au/ddo-design-and-distribution-obligations/r1", "section": "au.aio.v8" }, "record": { "as_of": "2026-11-06", "url": "https://mcp.au-cm-kg.ai/record/ASX/CF1", "version": 1 }, "schema": "research-numbers v0.1 (USR-01, 2026-11-11)", "status": { "read_date": "2026-11-08", "source": "https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/", "value": "listed, not halted" } }, "numbers_hash": "sha256:f7b289db63f1975943721c668d8b0922c8c065e10ccb1dc60ed8ca7b33e0edee", "path": "/au/ASX/CF1", "schema": "research-page v0.1 (USR-02, 2026-11-11)", "sections": [ { "id": "identity", "text": "COMPLII FINTECH SOLUTIONS LTD is listed on the ASX under ticker CF1, with ISIN AU0000127011. The LEI is not on the record, as the ISIN is not in the GLEIF ISIN-to-LEI mapping file. The security type is Corporate, the sector is Information Technology, and the segment is not on the record. The jurisdiction is not on the record, as there is no ASIC row and no LEI record. The listing status is listed, not halted.", "title": "Identity and listing" }, { "id": "disclosure", "text": "The record holds 70 filings in the twelve months to 2026-11-06, across 43 filing days. The median gap between filing days is 5.0 days. The latest filing is dated 2026-10-31, is of type newswire_release, and falls 6 days before the record date. The exchange median is 6 days for cadence and 4.0 days for latency across 1829 ASX issuers, with a median of 58 filings. The sector median is 6 days for cadence and 7 days for latency across 141 Information Technology issuers, with a median of 55 filings. The issuer's 70 filings are above the exchange median of 58 and above the sector median of 55.", "title": "The disclosure read" }, { "id": "auditor", "text": "The auditor of record is not on the record. The record carries only the annual report link, which is a source link and not a read. The auditor location is not on the record, and the auditor changes are not on the record, as this register has no lifecycle type map yet.", "title": "Auditor" }, { "id": "events", "text": "The listing, delisting, name change, domicile change and segment move lines are not on the record, as this register has no lifecycle type map yet. The halt flag shows listed, not halted.", "title": "Events and halts" }, { "id": "orderability", "text": "The outcome is not determinable. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, and the chapter was as of 2026-11-04.", "title": "Orderability" }, { "id": "coverage", "text": "The field has not been read. Research houses named on the issuer's investor-relations page are not on the record.", "title": "Coverage" }, { "id": "open_research", "text": "The field has not been read. Openly published research notes are not on the record.", "title": "Open research" }, { "id": "licensed", "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.", "title": "Licensed" }, { "id": "depth", "text": "The market's vintage is not sealed. No sealed issuer years are on the record, the market earliest sealed date is not on the record, and the live record began is not on the record.", "title": "As-of depth" }, { "id": "sources", "text": "6 source pages are named on this page; every value above carries its own source page and read date in the numbers.", "title": "Sources" } ], "sources": [ { "for": "identity.exchange", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory" }, { "for": "identity.isin", "source": "https://www.asx.com.au/markets/company/CF1" }, { "for": "the disclosure lines", "source": "https://mcp.au-cm-kg.ai/events/ASX/CF1" }, { "for": "the halt flag", "source": "https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/" }, { "for": "the orderability chapter", "source": "https://mcp.au-cm-kg.ai/book/aio.json" }, { "for": "the record", "source": "https://mcp.au-cm-kg.ai/record/ASX/CF1" } ], "title": "COMPLII FINTECH SOLUTIONS LTD (CF1) — research page", "writer": { "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers", "engine": "claude-haiku-5-5" } }