{ "as_of": "2026-11-06", "cmr": "au-cm-kg/ASX/CMM", "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.", "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# CAPRICORN METALS LTD (ASX: CMM) — research page\n\nAs of 2026-11-06 · au-cm-kg · record version 1\n\n## Identity and listing\n\nCAPRICORN METALS LTD is listed on the ASX under ticker CMM, ISIN AU000000CMM9. Its LEI is not on the record, as the ISIN is not in the GLEIF ISIN-to-LEI mapping file. Its security type is Corporate, its segment is not on the record, its sector is Materials, and its jurisdiction is Australia (ASIC-registered public company). Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 96 filings in the twelve months to 2026-11-06, on 53 filing days. The median gap between filing days is 5.0 days. The latest filing is dated 2026-10-29, 8 days before the record date, and is of type quarterly. The ASX median gap between filing days is 6 days, and its median latency is 4.0 days. The Materials sector median gap between filing days is 5.5 days, and its median latency is 3.0 days. The ASX median filing count is 58, and the Materials sector median filing count is 61.\n\n## Auditor\n\nThe auditor of record is KPMG Perth. The auditor's location is not on the record. Auditor changes are not on the record, as this register has no lifecycle type map yet.\n\n## Events and halts\n\nListing, delisting, name change, domicile change and segment move are not on the record, as this register has no lifecycle type map yet. The halt flag shows listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable for this issuer. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nThe field has not been read.\n\n## Open research\n\nThe field has not been read.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe vintage is not sealed. No issuer years are sealed, the market earliest sealed date is not on the record, and the live record began is not on the record.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.asx.com.au/markets/trade-our-cash-market/directory (identity.exchange)\n- https://www.asx.com.au/markets/company/CMM (identity.isin)\n- https://data.gov.au/data/dataset/asic-companies (identity.jurisdiction)\n- https://mcp.au-cm-kg.ai/events/ASX/CMM (the disclosure lines)\n- https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/ (the halt flag)\n- https://announcements.asx.com.au/asxpdf/20260827/pdf/0738zj3hnws8n9.pdf (the auditor)\n- https://mcp.au-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.au-cm-kg.ai/record/ASX/CMM (the record)\n", "market": "AU", "node": "au-cm-kg", "numbers": { "as_of_depth": { "issuer_years_sealed": [], "live_record_began": null, "node_history_from": null, "node_years_sealed": [], "note": "the AU vintage is not sealed; the record is the live record as of 2026-11-06", "record_version": 1, "sealed": false }, "auditor": { "auditor": { "read_by": "read by ChatGPT (batch)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://announcements.asx.com.au/asxpdf/20260827/pdf/0738zj3hnws8n9.pdf", "state": "filled", "value": "KPMG Perth" }, "auditor_firm_id": { "market": "AU", "state": "not_on_record" }, "auditor_location": { "market": "AU", "state": "not_on_record" }, "changes": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" } }, "cmr": "au-cm-kg/ASX/CMM", "coverage": { "note": "the coverage field has not been read for this issuer", "state": "not_read" }, "disclosure": { "against": { "exchange": { "issuers": 1829, "median_cadence_gap_days": 6, "median_filings": 58, "median_latency_days": 4, "name": "ASX" }, "sector": { "issuers": 769, "median_cadence_gap_days": 5.5, "median_filings": 61, "median_latency_days": 3, "name": "Materials" } }, "by_type": { "agm_record_date": 6, "asx_announcement": 50, "corporate_action": 22, "director_interest": 3, "financial_statement": 1, "halt_resume": 2, "newswire_release": 1, "quarterly": 4, "substantial_holder": 7 }, "cadence_median_gap_days": 5, "filing_days": 53, "filings": 96, "latency_days": 8, "latest": [ { "category": null, "date": "2026-10-29", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03158791", "title": "Quarterly Activities/Appendix 5B Cash Flow Report", "type": "quarterly" }, { "category": null, "date": "2026-10-26", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03156756", "title": "Further High-Grade Results at Lexington", "type": "asx_announcement" }, { "category": null, "date": "2026-10-23", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03155989", "title": "Notice of Annual General Meeting/Proxy Form", "type": "agm_record_date" }, { "category": null, "date": "2026-10-23", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03155987", "title": "Letter to shareholders regarding AGM", "type": "agm_record_date" }, { "category": null, "date": "2026-10-05", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03148203", "title": "September 2026 Quarterly Production Update", "type": "asx_announcement" } ], "latest_filing_date": "2026-10-29", "read": "the node's event lines (list_events_since), as get_filings serves them", "source": "https://mcp.au-cm-kg.ai/events/ASX/CMM", "window": { "from": "2025-11-06", "to": "2026-11-06" } }, "identity": { "exchange": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "ASX" }, "isin": { "read_by": "ASX company record (exchange site, asx.com.au company page data)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/company/CMM", "state": "confirmed", "value": "AU000000CMM9" }, "jurisdiction": { "read_by": "ASIC company register bulk dataset (data.gov.au, weekly) (company type)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://data.gov.au/data/dataset/asic-companies (COMPANY_202609.csv)", "state": "sourced", "value": "Australia (ASIC-registered public company)" }, "lei": { "market": "AU", "reason": "ISIN not in the GLEIF ISIN-to-LEI mapping file", "state": "not_on_record" }, "name": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "CAPRICORN METALS LTD" }, "sector": { "read_by": "ASX company record (exchange site, asx.com.au company page data)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/company/CMM", "state": "sourced", "value": "Materials" }, "security_type": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "Corporate" }, "segment": { "market": "AU", "state": "not_on_record" }, "ticker": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "CMM" }, "website": { "market": "AU", "reason": "no source read", "state": "not_on_record" } }, "licensed": { "columns": [ "licensor", "entitlement", "title", "date", "source" ], "rows": [], "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded." }, "lifecycle": { "delisting": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "domicile_change": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "listing": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "name_change": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "segment_move": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" } }, "market": "AU", "node": "au-cm-kg", "numbers_hash": "sha256:c6e6037561965cb5268dbbe48fb35c72c405223a3256752944ed67583ecd7a30", "open_research": { "rows": [], "state": "not_read" }, "orderability": { "chapter_as_of": "2026-11-04", "client_categories": [], "determinable": false, "read": { "chapter": "https://mcp.au-cm-kg.ai/book/aio.json", "door": "https://mcp.au-cm-kg.ai/mcp", "tool": "get_orderability" }, "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category", "rule_version": "acm-68000/au/ddo-design-and-distribution-obligations/r1", "section": "au.aio.v8" }, "record": { "as_of": "2026-11-06", "url": "https://mcp.au-cm-kg.ai/record/ASX/CMM", "version": 1 }, "schema": "research-numbers v0.1 (USR-01, 2026-11-11)", "status": { "read_date": "2026-11-08", "source": "https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/", "value": "listed, not halted" } }, "numbers_hash": "sha256:c6e6037561965cb5268dbbe48fb35c72c405223a3256752944ed67583ecd7a30", "path": "/au/ASX/CMM", "schema": "research-page v0.1 (USR-02, 2026-11-11)", "sections": [ { "id": "identity", "text": "CAPRICORN METALS LTD is listed on the ASX under ticker CMM, ISIN AU000000CMM9. Its LEI is not on the record, as the ISIN is not in the GLEIF ISIN-to-LEI mapping file. Its security type is Corporate, its segment is not on the record, its sector is Materials, and its jurisdiction is Australia (ASIC-registered public company). Its listing status is listed, not halted.", "title": "Identity and listing" }, { "id": "disclosure", "text": "The record holds 96 filings in the twelve months to 2026-11-06, on 53 filing days. The median gap between filing days is 5.0 days. The latest filing is dated 2026-10-29, 8 days before the record date, and is of type quarterly. The ASX median gap between filing days is 6 days, and its median latency is 4.0 days. The Materials sector median gap between filing days is 5.5 days, and its median latency is 3.0 days. The ASX median filing count is 58, and the Materials sector median filing count is 61.", "title": "The disclosure read" }, { "id": "auditor", "text": "The auditor of record is KPMG Perth. The auditor's location is not on the record. Auditor changes are not on the record, as this register has no lifecycle type map yet.", "title": "Auditor" }, { "id": "events", "text": "Listing, delisting, name change, domicile change and segment move are not on the record, as this register has no lifecycle type map yet. The halt flag shows listed, not halted.", "title": "Events and halts" }, { "id": "orderability", "text": "The outcome is not determinable for this issuer. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, and the chapter is as of 2026-11-04.", "title": "Orderability" }, { "id": "coverage", "text": "The field has not been read.", "title": "Coverage" }, { "id": "open_research", "text": "The field has not been read.", "title": "Open research" }, { "id": "licensed", "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.", "title": "Licensed" }, { "id": "depth", "text": "The vintage is not sealed. No issuer years are sealed, the market earliest sealed date is not on the record, and the live record began is not on the record.", "title": "As-of depth" }, { "id": "sources", "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.", "title": "Sources" } ], "sources": [ { "for": "identity.exchange", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory" }, { "for": "identity.isin", "source": "https://www.asx.com.au/markets/company/CMM" }, { "for": "identity.jurisdiction", "source": "https://data.gov.au/data/dataset/asic-companies" }, { "for": "the disclosure lines", "source": "https://mcp.au-cm-kg.ai/events/ASX/CMM" }, { "for": "the halt flag", "source": "https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/" }, { "for": "the auditor", "source": "https://announcements.asx.com.au/asxpdf/20260827/pdf/0738zj3hnws8n9.pdf" }, { "for": "the orderability chapter", "source": "https://mcp.au-cm-kg.ai/book/aio.json" }, { "for": "the record", "source": "https://mcp.au-cm-kg.ai/record/ASX/CMM" } ], "title": "CAPRICORN METALS LTD (CMM) — research page", "writer": { "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers", "engine": "claude-haiku-5-5" } }