{
 "as_of": "2026-11-06",
 "cmr": "au-cm-kg/ASX/PE1",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# PENGANA PRIVATE EQUITY TRUST (ASX: PE1) — research page\n\nAs of 2026-11-06 · au-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is PENGANA PRIVATE EQUITY TRUST, listed on the ASX under ticker PE1. Its ISIN is AU0000039521 and its LEI is 9845009UA4EBFO0C1B90. The security type is Trust / fund (Ordinary Units Fully Paid). The segment is not on the record. The sector is not on the record, as no source was read. The jurisdiction is AU. The listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 0 filings in the twelve months from 2025-11-06 to 2026-11-06, on 0 filing days. The median gap between filing days is not on the record. The latest filing date is not on the record, and so is the days-from-latest-filing figure and the latest filing type. The ASX exchange median cadence gap is 6 days, the median filings are 58, and the median latency is 4.0 days, across 1829 issuers. The sector peer median is not on the record for AU.\n\n## Auditor\n\nThe auditor of record is not on the record. The location is not on the record. The record carries the annual report link only, as a source link and not a read. Auditor changes are not on the record, as the market has no lifecycle type map for this register yet.\n\n## Events and halts\n\nThe listing, delisting, name change, domicile change and segment move lines are not on the record, as the market has no lifecycle type map for this register yet. The halt flag shows listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nNo research houses were found on the issuer's own investor-relations page. The count is 0.\n\n## Open research\n\nThe record holds 2 openly published research notes. Independent Investment Research published one on 2025-10-22, and Lonsec Research published one on 2022-09-30.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed. The issuer has no sealed years on the record. The market's earliest sealed date is not on the record. The live record began date is not on the record.\n\n## Sources\n\n10 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.asx.com.au/markets/trade-our-cash-market/directory (identity.exchange)\n- https://www.asx.com.au/markets/company/PE1 (identity.isin)\n- https://api.gleif.org/api/v1/lei-records/9845009UA4EBFO0C1B90 (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.au-cm-kg.ai/events/ASX/PE1 (the disclosure lines)\n- https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/ (the halt flag)\n- https://mcp.au-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://pengana.com/wp-content/uploads/Research-Reports/PE1/IIR.pdf (open research)\n- https://pengana.com/wp-content/uploads/Research-Reports/PE1/Lonsec.pdf (open research)\n- https://mcp.au-cm-kg.ai/record/ASX/PE1 (the record)\n",
 "market": "AU",
 "node": "au-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [],
   "live_record_began": null,
   "node_history_from": null,
   "node_years_sealed": [],
   "note": "the AU vintage is not sealed; the record is the live record as of 2026-11-06",
   "record_version": 1,
   "sealed": false
  },
  "auditor": {
   "auditor": {
    "market": "AU",
    "reason": "Width 0 records the annual report link only (ORDER-010: source link, not a read)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "AU",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "AU",
    "state": "not_on_record"
   },
   "changes": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "cmr": "au-cm-kg/ASX/PE1",
  "coverage": {
   "count": 0,
   "houses": [],
   "pages_checked": [],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-12",
   "since": null,
   "state": "none_found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 1829,
     "median_cadence_gap_days": 6,
     "median_filings": 58,
     "median_latency_days": 4,
     "name": "ASX"
    },
    "sector": {
     "market": "AU",
     "state": "not_on_record"
    }
   },
   "by_type": {},
   "cadence_median_gap_days": null,
   "filing_days": 0,
   "filings": 0,
   "latency_days": null,
   "latest": [],
   "latest_filing_date": null,
   "note": "no disclosure line on the record for this issuer in the window",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.au-cm-kg.ai/events/ASX/PE1",
   "window": {
    "from": "2025-11-06",
    "to": "2026-11-06"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "ASX listed-companies directory (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)",
    "state": "sourced",
    "value": "ASX"
   },
   "isin": {
    "read_by": "ASX company record (exchange site, asx.com.au company page data)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/company/PE1",
    "state": "sourced",
    "value": "AU0000039521"
   },
   "jurisdiction": {
    "read_by": "GLEIF LEI record (LEI per the LEI column)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://api.gleif.org/api/v1/lei-records/9845009UA4EBFO0C1B90",
    "state": "sourced",
    "value": "AU"
   },
   "lei": {
    "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN",
    "read_date": "2026-11-08",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN AU0000039521)",
    "state": "sourced",
    "value": "9845009UA4EBFO0C1B90"
   },
   "name": {
    "read_by": "ASX listed-companies directory (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)",
    "state": "sourced",
    "value": "PENGANA PRIVATE EQUITY TRUST"
   },
   "sector": {
    "market": "AU",
    "reason": "no source read",
    "state": "not_on_record"
   },
   "security_type": {
    "read_by": "ASX listed-companies directory (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)",
    "state": "sourced",
    "value": "Trust / fund (Ordinary Units Fully Paid)"
   },
   "segment": {
    "market": "AU",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "ASX listed-companies directory (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)",
    "state": "sourced",
    "value": "PE1"
   },
   "website": {
    "market": "AU",
    "reason": "no source read",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "domicile_change": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "listing": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "name_change": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "segment_move": {
    "market": "AU",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "market": "AU",
  "node": "au-cm-kg",
  "numbers_hash": "sha256:f91e3c18fa026197903a50662acdb7c9e57c55aaa43808393f5a053067daff38",
  "open_research": {
   "read_date": "2026-11-12",
   "rows": [
    {
     "date": "2025-10-22",
     "kind": "independent",
     "publisher": "Independent Investment Research",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "https://pengana.com/wp-content/uploads/Research-Reports/PE1/IIR.pdf",
     "state": "sourced",
     "title": "Pengana Private Equity Trust (ASX: PE1)"
    },
    {
     "date": "2022-09-30",
     "kind": "independent",
     "publisher": "Lonsec Research",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "https://pengana.com/wp-content/uploads/Research-Reports/PE1/Lonsec.pdf",
     "state": "sourced",
     "title": "Product Review Pengana Private Equity Trust"
    }
   ],
   "state": "found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.au-cm-kg.ai/book/aio.json",
    "door": "https://mcp.au-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/au/ddo-design-and-distribution-obligations/r1",
   "section": "au.aio.v8"
  },
  "record": {
   "as_of": "2026-11-06",
   "url": "https://mcp.au-cm-kg.ai/record/ASX/PE1",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:f91e3c18fa026197903a50662acdb7c9e57c55aaa43808393f5a053067daff38",
 "path": "/au/ASX/PE1",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is PENGANA PRIVATE EQUITY TRUST, listed on the ASX under ticker PE1. Its ISIN is AU0000039521 and its LEI is 9845009UA4EBFO0C1B90. The security type is Trust / fund (Ordinary Units Fully Paid). The segment is not on the record. The sector is not on the record, as no source was read. The jurisdiction is AU. The listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 0 filings in the twelve months from 2025-11-06 to 2026-11-06, on 0 filing days. The median gap between filing days is not on the record. The latest filing date is not on the record, and so is the days-from-latest-filing figure and the latest filing type. The ASX exchange median cadence gap is 6 days, the median filings are 58, and the median latency is 4.0 days, across 1829 issuers. The sector peer median is not on the record for AU.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor of record is not on the record. The location is not on the record. The record carries the annual report link only, as a source link and not a read. Auditor changes are not on the record, as the market has no lifecycle type map for this register yet.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The listing, delisting, name change, domicile change and segment move lines are not on the record, as the market has no lifecycle type map for this register yet. The halt flag shows listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, and the chapter is as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the issuer's own investor-relations page. The count is 0.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "The record holds 2 openly published research notes. Independent Investment Research published one on 2025-10-22, and Lonsec Research published one on 2022-09-30.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The market's vintage is not sealed. The issuer has no sealed years on the record. The market's earliest sealed date is not on the record. The live record began date is not on the record.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "10 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory"
  },
  {
   "for": "identity.isin",
   "source": "https://www.asx.com.au/markets/company/PE1"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://api.gleif.org/api/v1/lei-records/9845009UA4EBFO0C1B90"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.au-cm-kg.ai/events/ASX/PE1"
  },
  {
   "for": "the halt flag",
   "source": "https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.au-cm-kg.ai/book/aio.json"
  },
  {
   "for": "open research",
   "source": "https://pengana.com/wp-content/uploads/Research-Reports/PE1/IIR.pdf"
  },
  {
   "for": "open research",
   "source": "https://pengana.com/wp-content/uploads/Research-Reports/PE1/Lonsec.pdf"
  },
  {
   "for": "the record",
   "source": "https://mcp.au-cm-kg.ai/record/ASX/PE1"
  }
 ],
 "title": "PENGANA PRIVATE EQUITY TRUST (PE1) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}