{ "as_of": "2026-11-06", "cmr": "au-cm-kg/ASX/SEC", "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.", "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# SPHERIA EMERGING COMPANIES LIMITED (ASX: SEC) — research page\n\nAs of 2026-11-06 · au-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is SPHERIA EMERGING COMPANIES LIMITED, listed on the ASX under ticker SEC, with ISIN AU000000SEC3. The LEI is not on the record, as the ISIN is not in the GLEIF ISIN-to-LEI mapping file. The security type is Corporate, the jurisdiction is Australia (ASIC-registered public company), and the segment and sector are not on the record. The issuer is listed and not halted.\n\n## The disclosure read\n\nThe record holds 294 filings on 176 filing days in the window from 2025-11-06 to 2026-11-06. The filings comprise 264 ASX announcements, 17 corporate actions, 6 financial statements, 3 AGM record dates, 3 director interest notices and 1 halt and resume. The median gap between filing days is 1 day. The latest filing is an ASX announcement dated 2026-11-06, which is 0 days before the record date of 2026-11-06. The exchange median cadence gap is 6 days, the exchange median filings count is 58, and the exchange median latency is 4.0 days. The sector peer figures are not on the record for this market.\n\n## Auditor\n\nThe auditor of record is not on the record. The record carries only the annual report link, which is a source link and not a read. The auditor's location and any auditor changes are not on the record, as the register has no lifecycle type map yet.\n\n## Events and halts\n\nThe listing, delisting, name change, domicile change and segment move lines are not on the record, as the index does not carry a lifecycle type for this register. The halt flag shows the issuer as listed, not halted.\n\n## Orderability\n\nThe orderability outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nThe field has not been read, so the number of research houses named on the issuer's investor-relations page is not on the record.\n\n## Open research\n\nThe field has not been read, so the number of openly published research notes is not on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe vintage is not sealed. No sealed years hold the issuer, the market's earliest sealed date is not on the record, and the live record start date is not on the record.\n\n## Sources\n\n7 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.asx.com.au/markets/trade-our-cash-market/directory (identity.exchange)\n- https://www.asx.com.au/markets/company/SEC (identity.isin)\n- https://data.gov.au/data/dataset/asic-companies (identity.jurisdiction)\n- https://mcp.au-cm-kg.ai/events/ASX/SEC (the disclosure lines)\n- https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/ (the halt flag)\n- https://mcp.au-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.au-cm-kg.ai/record/ASX/SEC (the record)\n", "market": "AU", "node": "au-cm-kg", "numbers": { "as_of_depth": { "issuer_years_sealed": [], "live_record_began": null, "node_history_from": null, "node_years_sealed": [], "note": "the AU vintage is not sealed; the record is the live record as of 2026-11-06", "record_version": 1, "sealed": false }, "auditor": { "auditor": { "market": "AU", "reason": "Width 0 records the annual report link only (ORDER-010: source link, not a read)", "state": "not_on_record" }, "auditor_firm_id": { "market": "AU", "state": "not_on_record" }, "auditor_location": { "market": "AU", "state": "not_on_record" }, "changes": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" } }, "cmr": "au-cm-kg/ASX/SEC", "coverage": { "note": "the coverage field has not been read for this issuer", "state": "not_read" }, "disclosure": { "against": { "exchange": { "issuers": 1829, "median_cadence_gap_days": 6, "median_filings": 58, "median_latency_days": 4, "name": "ASX" }, "sector": { "market": "AU", "state": "not_on_record" } }, "by_type": { "agm_record_date": 3, "asx_announcement": 264, "corporate_action": 17, "director_interest": 3, "financial_statement": 6, "halt_resume": 1 }, "cadence_median_gap_days": 1, "filing_days": 176, "filings": 294, "latency_days": 0, "latest": [ { "category": null, "date": "2026-11-06", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03163257", "title": "Net Tangible Asset Backing", "type": "asx_announcement" }, { "category": null, "date": "2026-11-06", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03162901", "title": "Net Tangible Asset Backing", "type": "asx_announcement" }, { "category": null, "date": "2026-11-05", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03162695", "title": "Net Tangible Asset Backing", "type": "asx_announcement" }, { "category": null, "date": "2026-11-05", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03162691", "title": "Net Tangible Asset Backing", "type": "asx_announcement" }, { "category": null, "date": "2026-11-05", "source": "https://www.asx.com.au/asx/v2/statistics/displayAnnouncement.do?display=pdf&idsId=03162682", "title": "Monthly Net Tangible Asset Backing", "type": "asx_announcement" } ], "latest_filing_date": "2026-11-06", "read": "the node's event lines (list_events_since), as get_filings serves them", "source": "https://mcp.au-cm-kg.ai/events/ASX/SEC", "window": { "from": "2025-11-06", "to": "2026-11-06" } }, "identity": { "exchange": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "ASX" }, "isin": { "read_by": "ASX company record (exchange site, asx.com.au company page data)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/company/SEC", "state": "sourced", "value": "AU000000SEC3" }, "jurisdiction": { "read_by": "ASIC company register bulk dataset (data.gov.au, weekly) (company type)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://data.gov.au/data/dataset/asic-companies (COMPANY_202609.csv)", "state": "sourced", "value": "Australia (ASIC-registered public company)" }, "lei": { "market": "AU", "reason": "ISIN not in the GLEIF ISIN-to-LEI mapping file", "state": "not_on_record" }, "name": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "SPHERIA EMERGING COMPANIES LIMITED" }, "sector": { "market": "AU", "reason": "no source read", "state": "not_on_record" }, "security_type": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "Corporate" }, "segment": { "market": "AU", "state": "not_on_record" }, "ticker": { "read_by": "ASX listed-companies directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory (directory file asx.api.markitdigital.com/asx-research/1.0/companies/directory/file)", "state": "sourced", "value": "SEC" }, "website": { "market": "AU", "reason": "no source read", "state": "not_on_record" } }, "licensed": { "columns": [ "licensor", "entitlement", "title", "date", "source" ], "rows": [], "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded." }, "lifecycle": { "delisting": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "domicile_change": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "listing": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "name_change": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "segment_move": { "market": "AU", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" } }, "market": "AU", "node": "au-cm-kg", "numbers_hash": "sha256:dd30554abb3caf119d95bfc6da3bf861d352935d1fda01c3cc34fe0fe8fea252", "open_research": { "rows": [], "state": "not_read" }, "orderability": { "chapter_as_of": "2026-11-04", "client_categories": [], "determinable": false, "read": { "chapter": "https://mcp.au-cm-kg.ai/book/aio.json", "door": "https://mcp.au-cm-kg.ai/mcp", "tool": "get_orderability" }, "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category", "rule_version": "acm-68000/au/ddo-design-and-distribution-obligations/r1", "section": "au.aio.v8" }, "record": { "as_of": "2026-11-06", "url": "https://mcp.au-cm-kg.ai/record/ASX/SEC", "version": 1 }, "schema": "research-numbers v0.1 (USR-01, 2026-11-11)", "status": { "read_date": "2026-11-08", "source": "https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/", "value": "listed, not halted" } }, "numbers_hash": "sha256:dd30554abb3caf119d95bfc6da3bf861d352935d1fda01c3cc34fe0fe8fea252", "path": "/au/ASX/SEC", "schema": "research-page v0.1 (USR-02, 2026-11-11)", "sections": [ { "id": "identity", "text": "The issuer is SPHERIA EMERGING COMPANIES LIMITED, listed on the ASX under ticker SEC, with ISIN AU000000SEC3. The LEI is not on the record, as the ISIN is not in the GLEIF ISIN-to-LEI mapping file. The security type is Corporate, the jurisdiction is Australia (ASIC-registered public company), and the segment and sector are not on the record. The issuer is listed and not halted.", "title": "Identity and listing" }, { "id": "disclosure", "text": "The record holds 294 filings on 176 filing days in the window from 2025-11-06 to 2026-11-06. The filings comprise 264 ASX announcements, 17 corporate actions, 6 financial statements, 3 AGM record dates, 3 director interest notices and 1 halt and resume. The median gap between filing days is 1 day. The latest filing is an ASX announcement dated 2026-11-06, which is 0 days before the record date of 2026-11-06. The exchange median cadence gap is 6 days, the exchange median filings count is 58, and the exchange median latency is 4.0 days. The sector peer figures are not on the record for this market.", "title": "The disclosure read" }, { "id": "auditor", "text": "The auditor of record is not on the record. The record carries only the annual report link, which is a source link and not a read. The auditor's location and any auditor changes are not on the record, as the register has no lifecycle type map yet.", "title": "Auditor" }, { "id": "events", "text": "The listing, delisting, name change, domicile change and segment move lines are not on the record, as the index does not carry a lifecycle type for this register. The halt flag shows the issuer as listed, not halted.", "title": "Events and halts" }, { "id": "orderability", "text": "The orderability outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, and the chapter is as of 2026-11-04.", "title": "Orderability" }, { "id": "coverage", "text": "The field has not been read, so the number of research houses named on the issuer's investor-relations page is not on the record.", "title": "Coverage" }, { "id": "open_research", "text": "The field has not been read, so the number of openly published research notes is not on the record.", "title": "Open research" }, { "id": "licensed", "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.", "title": "Licensed" }, { "id": "depth", "text": "The vintage is not sealed. No sealed years hold the issuer, the market's earliest sealed date is not on the record, and the live record start date is not on the record.", "title": "As-of depth" }, { "id": "sources", "text": "7 source pages are named on this page; every value above carries its own source page and read date in the numbers.", "title": "Sources" } ], "sources": [ { "for": "identity.exchange", "source": "https://www.asx.com.au/markets/trade-our-cash-market/directory" }, { "for": "identity.isin", "source": "https://www.asx.com.au/markets/company/SEC" }, { "for": "identity.jurisdiction", "source": "https://data.gov.au/data/dataset/asic-companies" }, { "for": "the disclosure lines", "source": "https://mcp.au-cm-kg.ai/events/ASX/SEC" }, { "for": "the halt flag", "source": "https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/" }, { "for": "the orderability chapter", "source": "https://mcp.au-cm-kg.ai/book/aio.json" }, { "for": "the record", "source": "https://mcp.au-cm-kg.ai/record/ASX/SEC" } ], "title": "SPHERIA EMERGING COMPANIES LIMITED (SEC) — research page", "writer": { "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers", "engine": "claude-haiku-5-5" } }