The page is the record's research on the issuer — no analyst, no rating, no view.

# SEQUOIA FINANCIAL GROUP LTD (ASX: SEQ) — research page

As of 2026-11-06 · au-cm-kg · record version 1

## Identity and listing

SEQUOIA FINANCIAL GROUP LTD is listed on the ASX under ticker SEQ, with ISIN AU000000SEQ3; its LEI is not on the record (ISIN not in the GLEIF ISIN-to-LEI mapping file). Its security type is Corporate, its segment is not on the record, its sector is Financials, and its jurisdiction is Australia (ASIC-registered public company). Its listing status is listed, not halted.

## The disclosure read

The record holds 84 filings across 58 filing days in the window 2025-11-06 to 2026-11-06. The median gap between filing days is 4 days. The latest filing is dated 2026-11-06, is a newswire_release, and is 0 days before the record date of 2026-11-06. The ASX median gap is 6 days, and the ASX median latency is 4.0 days; the Financials sector median gap is 6 days, and its median latency is 7 days.

## Auditor

The auditor of record is William Buck Audit (Vic) Pty Ltd, with its location not on the record. Auditor changes are not on the record, as this register has no lifecycle type map yet.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, as this register has no lifecycle type map yet. The halt flag shows listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client_categories and so the outcome cannot name its client category. The rule version is acm-68000/au/ddo-design-and-distribution-obligations/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read, and the count is 0.

## Open research

No openly published research notes were found on the record, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The market's vintage is not sealed, so no sealed years hold the issuer, no earliest sealed date is given for the market, and the live record start is not on the record.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.asx.com.au/markets/trade-our-cash-market/directory (identity.exchange)
- https://www.asx.com.au/markets/company/SEQ (identity.isin)
- https://data.gov.au/data/dataset/asic-companies (identity.jurisdiction)
- https://mcp.au-cm-kg.ai/events/ASX/SEQ (the disclosure lines)
- https://asx.api.markitdigital.com/asx-research/1.0/markets/announcements ; https://www.nsx.com.au/marketdata/delisted-suspended/ (the halt flag)
- https://announcements.asx.com.au/asxpdf/20260828/pdf/073ds6cb0w7f0b.pdf (the auditor)
- https://mcp.au-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.au-cm-kg.ai/record/ASX/SEQ (the record)

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