The page is the record's research on the issuer — no analyst, no rating, no view.

# AGF U.S. SMALL-MID CAP FUND (Cboe Canada: ASMD) — research page

As of 2026-11-06 · ca-cm-kg · record version 1

## Identity and listing

The issuer is AGF U.S. SMALL-MID CAP FUND, listed on Cboe Canada under ticker ASMD, with LEI AFNNJIX63FPKTYQ6CG33. The ISIN is not on the record. The security type is ETF/ETP, the segment is not on the record, and the sector is not on the record. The jurisdiction is Canada (federal) (CA). The issuer is listed and not halted.

## The disclosure read

The record holds 0 filings in the window from 2025-11-06 to 2026-11-06, across 0 filing days. The median gap between filing days is not on the record. The latest filing date is not on the record, and no latest filing type is given. The exchange median cadence gap is 20.0 days, the exchange median filings count is 0, and the exchange median latency is 14.0 days, across 397 issuers on Cboe Canada. The sector median is not on the record.

## Auditor

The auditor of record is not on the record, because the auditor was not searched for a fund or receipt security. The auditor location is not on the record. The record carries no auditor changes.

## Events and halts

The record carries no listing, delisting, name change, domicile change or segment move lines. The halt flag reads listed, not halted.

## Orderability

Under paragraph (o) of the definition, the signal is ACM-200 and the outcome is determinable. Under paragraph (q) of the definition, the signal is ACM-200 and the outcome is determinable. The rule version is acm-68000/ca/kyp-know-your-product-ni-31-103/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds the issuer in no sealed years. The market is not sealed as a vintage, and the market's earliest sealed date is not on the record. The live record began on 2026-09-10. The store holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this market, which are not served as of a date, and the as-of door answers not_sealed.

## Sources

6 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www-api.cboe.com/ca/equities/listing-directory-data/ (identity.exchange)
- https://api.gleif.org/api/v1/lei-records/AFNNJIX63FPKTYQ6CG33 (identity.jurisdiction)
- https://mcp.ca-cm-kg.ai/events/CBOE-CANADA/ASMD (the disclosure lines)
- https://iiroc.mediaroom.com/index.php?s=2429&l=100 (the halt flag)
- https://mcp.ca-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.ca-cm-kg.ai/record/CBOE-CANADA/ASMD (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/ca/CBOE-CANADA/ASMD · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
