{
 "as_of": "2026-11-06",
 "cmr": "ca-cm-kg/CBOE-CANADA/DEFI",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# DEFI TECHNOLOGIES INC. (Cboe Canada: DEFI) — research page\n\nAs of 2026-11-06 · ca-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is DEFI TECHNOLOGIES INC., listed on Cboe Canada under ticker DEFI, with ISIN CA2449161025 and LEI 5299001HQSUZC5GLA504. Its security type is Corporate (common), its jurisdiction is Ontario (CA-ON), and its segment and sector are not on the record. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 49 filings in the twelve months to 2026-11-06, across 34 filing days, comprising 2 financial statements and 47 newswire releases. The median gap between filing days is 3 days, against a Cboe Canada median of 20.0 days across 397 issuers. The days from the latest filing to the record date is 1 day, against a Cboe Canada median of 14.0 days. The latest filing is a newswire release dated 2026-11-05. The sector median is not on the record.\n\n## Auditor\n\nThe auditor is not on the record, and none was found. The auditor's location is not on the record. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds no listing, delisting, name change, domicile change or segment move lines. The record's halt flag reads listed, not halted.\n\n## Orderability\n\nUnder the rule version acm-68000/ca/kyp-know-your-product-ni-31-103/r1, with the chapter as of 2026-11-04, the outcome is signal ACM-200 for Paragraph (o) of the definition and signal ACM-200 for Paragraph (q) of the definition, and both outcomes are determinable.\n\n## Coverage\n\nThe issuer's own investor-relations page names 7 research houses: Benchmark Company, B Riley, Compass Point, Jones Trading, Joseph Gunnar, Maxim Group and Northland Capital Markets.\n\n## Open research\n\nThe record holds no openly published research notes; none was found.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed, and no issuer years are sealed. The market's earliest sealed date is not on the record. The live record began on 2026-09-10. Years 2021, 2022, 2023, 2024, 2025 and 2026 are sealed in the store but are not served as of a date, and the as-of door answers not_sealed.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www-api.cboe.com/ca/equities/listing-directory-data/ (identity.exchange)\n- https://www.marketscreener.com/quote/stock/DEFI-TECHNOLOGIES-INC-49479289 (identity.isin)\n- https://api.gleif.org/api/v1/lei-records/5299001HQSUZC5GLA504 (identity.jurisdiction)\n- https://mcp.ca-cm-kg.ai/events/CBOE-CANADA/DEFI (the disclosure lines)\n- https://iiroc.mediaroom.com/index.php?s=2429&l=100 (the halt flag)\n- https://mcp.ca-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://www.defi.tech/investor-relations (coverage)\n- https://mcp.ca-cm-kg.ai/record/CBOE-CANADA/DEFI (the record)\n",
 "market": "CA",
 "node": "ca-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [],
   "live_record_began": "2026-09-10",
   "node_history_from": null,
   "node_years_sealed": [],
   "note": "6 years are sealed in the CA store; their Replay split is not built, so the as-of door answers not_sealed and the record is the live record as of 2026-11-06",
   "record_version": 1,
   "sealed": false,
   "store_years_sealed_not_served": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ]
  },
  "auditor": {
   "auditor": {
    "market": "CA",
    "reason": "none found",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "CA",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "CA",
    "state": "not_on_record"
   },
   "changes": []
  },
  "cmr": "ca-cm-kg/CBOE-CANADA/DEFI",
  "coverage": {
   "count": 7,
   "houses": [
    {
     "analyst": "Mark Palmer",
     "house": "Benchmark Company",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.defi.tech/investor-relations",
     "state": "sourced"
    },
    {
     "analyst": "Hal Goetsch",
     "house": "B Riley",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.defi.tech/investor-relations",
     "state": "sourced"
    },
    {
     "analyst": "Ed Engel",
     "house": "Compass Point",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.defi.tech/investor-relations",
     "state": "sourced"
    },
    {
     "analyst": "Kevin Dede",
     "house": "Jones Trading",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.defi.tech/investor-relations",
     "state": "sourced"
    },
    {
     "analyst": "Leo Carpio",
     "house": "Joseph Gunnar",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.defi.tech/investor-relations",
     "state": "sourced"
    },
    {
     "analyst": "Matthew Galinko",
     "house": "Maxim Group",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.defi.tech/investor-relations",
     "state": "sourced"
    },
    {
     "analyst": "Mike Grondahl",
     "house": "Northland Capital Markets",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.defi.tech/investor-relations",
     "state": "sourced"
    }
   ],
   "pages_checked": [
    {
     "page": "https://www.defi.tech/investor-relations",
     "result": "read: 7 of 18 named houses found on the page"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-12",
   "since": "not stated on the page read",
   "state": "found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 397,
     "median_cadence_gap_days": 20,
     "median_filings": 0,
     "median_latency_days": 14,
     "name": "Cboe Canada"
    },
    "sector": {
     "market": "CA",
     "state": "not_on_record"
    }
   },
   "by_type": {
    "financial_statement": 2,
    "newswire_release": 47
   },
   "cadence_median_gap_days": 3,
   "filing_days": 34,
   "filings": 49,
   "latency_days": 1,
   "latest": [
    {
     "category": null,
     "date": "2026-11-05",
     "source": "https://www.prnewswire.com/news-releases/defi-technologies-subsidiary-valour-launches-eight-new-digital-asset-etps-on-spotlight-stock-market-expanding-access-to-ai-institutional-blockchain-defi-and-community-tokens-302930533.html",
     "title": "DeFi Technologies' Subsidiary Valour Launches Eight New Digital Asset ETPs on Spotlight Stock Market, Expanding Access to AI, Institutional Blockchain, DeFi and Community Tokens",
     "type": "newswire_release"
    },
    {
     "category": null,
     "date": "2026-11-05",
     "source": "https://www.newswire.ca/fr/news-releases/defi-technologies-inc-announces-first-quarter-2026-financial-results-with-revenue-of-11-2-million-net-income-of-4-9-million-and-strong-balance-sheet-802157489.html",
     "title": "DeFi Technologies Inc. Announces First Quarter 2026 ...",
     "type": "newswire_release"
    },
    {
     "category": null,
     "date": "2026-11-05",
     "source": "https://www.globenewswire.com/news-release/2026/11/05/3396313/0/en/defi-technologies-subsidiary-valour-launches-eight-new-digital-asset-etps-on-spotlight-stock-market-expanding-access-to-ai-institutional-blockchain-defi-and-community-tokens.html",
     "title": "DeFi Technologies' Subsidiary Valour Launches Eight New",
     "type": "newswire_release"
    },
    {
     "category": null,
     "date": "2026-11-05",
     "source": "https://www.globenewswire.com/news-release/2026/11/05/3396006/0/en/defi-technologies-announces-shareholder-call-to-discuss-q3-2026-financial-results.html",
     "title": "DeFi Technologies Announces Shareholder Call to Discuss Q3",
     "type": "newswire_release"
    },
    {
     "category": null,
     "date": "2026-11-05",
     "source": "https://edge.prnewswire.com/c/link?t=0&l=en&o=4814006-2&h=3430871807&u=https%3A%2F%2Fwww.linkedin.com%2Fcompany%2Fdefitechglobal%2F&a=LinkedIn",
     "title": "DeFi Technologies",
     "type": "newswire_release"
    }
   ],
   "latest_filing_date": "2026-11-05",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.ca-cm-kg.ai/events/CBOE-CANADA/DEFI",
   "window": {
    "from": "2025-11-06",
    "to": "2026-11-06"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "cboe.com listing-directory API (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www-api.cboe.com/ca/equities/listing-directory-data/",
    "state": "sourced",
    "value": "Cboe Canada"
   },
   "isin": {
    "read_by": "Tavily search + regex extraction from page text",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.marketscreener.com/quote/stock/DEFI-TECHNOLOGIES-INC-49479289",
    "state": "sourced",
    "value": "CA2449161025"
   },
   "jurisdiction": {
    "read_by": "GLEIF LEI record (LEI per the LEI column)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://api.gleif.org/api/v1/lei-records/5299001HQSUZC5GLA504",
    "state": "sourced",
    "value": "Ontario (CA-ON)"
   },
   "lei": {
    "read_by": "GLEIF name-exact",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://api.gleif.org/api/v1/lei-records/5299001HQSUZC5GLA504",
    "state": "filled",
    "value": "5299001HQSUZC5GLA504"
   },
   "name": {
    "read_by": "cboe.com listing-directory API (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www-api.cboe.com/ca/equities/listing-directory-data/",
    "state": "sourced",
    "value": "DEFI TECHNOLOGIES INC."
   },
   "sector": {
    "market": "CA",
    "reason": "exchange list carries no sector",
    "state": "not_on_record"
   },
   "security_type": {
    "read_by": null,
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": null,
    "state": "sourced",
    "value": "Corporate (common)"
   },
   "segment": {
    "market": "CA",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "cboe.com listing-directory API (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www-api.cboe.com/ca/equities/listing-directory-data/",
    "state": "sourced",
    "value": "DEFI"
   },
   "website": {
    "market": "CA",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": [],
   "domicile_change": [],
   "listing": [],
   "name_change": [],
   "segment_move": []
  },
  "market": "CA",
  "node": "ca-cm-kg",
  "numbers_hash": "sha256:b9806a67a556b4ff078fe44c49cd806a6601bbe9eff1b68a1c6f3dad39405b2d",
  "open_research": {
   "read_date": "2026-11-12",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [
    "Paragraph (o) of the definition",
    "Paragraph (q) of the definition"
   ],
   "outcomes": {
    "Paragraph (o) of the definition": {
     "determinable": true,
     "signal": "ACM-200"
    },
    "Paragraph (q) of the definition": {
     "determinable": true,
     "signal": "ACM-200"
    }
   },
   "read": {
    "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group",
    "chapter": "https://mcp.ca-cm-kg.ai/book/aio.json",
    "door": "https://mcp.ca-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "rule_version": "acm-68000/ca/kyp-know-your-product-ni-31-103/r1",
   "section": "ca.aio.v11"
  },
  "record": {
   "as_of": "2026-11-06",
   "url": "https://mcp.ca-cm-kg.ai/record/CBOE-CANADA/DEFI",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:b9806a67a556b4ff078fe44c49cd806a6601bbe9eff1b68a1c6f3dad39405b2d",
 "path": "/ca/CBOE-CANADA/DEFI",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is DEFI TECHNOLOGIES INC., listed on Cboe Canada under ticker DEFI, with ISIN CA2449161025 and LEI 5299001HQSUZC5GLA504. Its security type is Corporate (common), its jurisdiction is Ontario (CA-ON), and its segment and sector are not on the record. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 49 filings in the twelve months to 2026-11-06, across 34 filing days, comprising 2 financial statements and 47 newswire releases. The median gap between filing days is 3 days, against a Cboe Canada median of 20.0 days across 397 issuers. The days from the latest filing to the record date is 1 day, against a Cboe Canada median of 14.0 days. The latest filing is a newswire release dated 2026-11-05. The sector median is not on the record.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, and none was found. The auditor's location is not on the record. The record holds no auditor changes.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds no listing, delisting, name change, domicile change or segment move lines. The record's halt flag reads listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "Under the rule version acm-68000/ca/kyp-know-your-product-ni-31-103/r1, with the chapter as of 2026-11-04, the outcome is signal ACM-200 for Paragraph (o) of the definition and signal ACM-200 for Paragraph (q) of the definition, and both outcomes are determinable.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "The issuer's own investor-relations page names 7 research houses: Benchmark Company, B Riley, Compass Point, Jones Trading, Joseph Gunnar, Maxim Group and Northland Capital Markets.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "The record holds no openly published research notes; none was found.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The market's vintage is not sealed, and no issuer years are sealed. The market's earliest sealed date is not on the record. The live record began on 2026-09-10. Years 2021, 2022, 2023, 2024, 2025 and 2026 are sealed in the store but are not served as of a date, and the as-of door answers not_sealed.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www-api.cboe.com/ca/equities/listing-directory-data/"
  },
  {
   "for": "identity.isin",
   "source": "https://www.marketscreener.com/quote/stock/DEFI-TECHNOLOGIES-INC-49479289"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://api.gleif.org/api/v1/lei-records/5299001HQSUZC5GLA504"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.ca-cm-kg.ai/events/CBOE-CANADA/DEFI"
  },
  {
   "for": "the halt flag",
   "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.ca-cm-kg.ai/book/aio.json"
  },
  {
   "for": "coverage",
   "source": "https://www.defi.tech/investor-relations"
  },
  {
   "for": "the record",
   "source": "https://mcp.ca-cm-kg.ai/record/CBOE-CANADA/DEFI"
  }
 ],
 "title": "DEFI TECHNOLOGIES INC. (DEFI) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}