{
 "as_of": "2026-11-06",
 "cmr": "ca-cm-kg/CBOE-CANADA/ROCH",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# ROCHE CDR (CAD HEDGED) (Cboe Canada: ROCH) — research page\n\nAs of 2026-11-06 · ca-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is ROCHE CDR (CAD HEDGED), listed on Cboe Canada under ticker ROCH. The ISIN and LEI are not on the record, as no ISIN was found on the issuer pages. The security type is CDR (deprcpt). The segment, sector and jurisdiction are not on the record. The issuer is listed and not halted.\n\n## The disclosure read\n\nThe record holds 0 filings in the twelve months to 2026-11-06, on 0 filing days. The median gap between filing days is not on the record. The latest filing date is not on the record, and the latest filing type is not on the record. The exchange median cadence gap is 20.0 days, the exchange median filings are 0, and the exchange median latency is 14.0 days, across 397 issuers on Cboe Canada. The sector median is not on the record.\n\n## Auditor\n\nThe auditor is not on the record, as the auditor was not searched for this fund or receipt security. The auditor location is not on the record. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds no listing, delisting, name change, domicile change or segment move lines. The halt flag shows listed, not halted.\n\n## Orderability\n\nUnder the Canadian rule version acm-68000/ca/kyp-know-your-product-ni-31-103/r1, the outcome for paragraph (o) of the definition is signal ACM-200, determinable. The outcome for paragraph (q) of the definition is signal ACM-200, determinable. The chapter is as of 2026-11-04.\n\n## Coverage\n\nNo research houses were found on the issuer's investor-relations page, as none were found on the pages read.\n\n## Open research\n\nNo openly published research notes were found on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe issuer's years sealed in the store are not served as of a date, and the as-of door answers not_sealed. The market's vintage is not sealed, and the market's earliest sealed date is not on the record. The live record began on 2026-09-10.\n\n## Sources\n\n5 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www-api.cboe.com/ca/equities/listing-directory-data/ (identity.exchange)\n- https://mcp.ca-cm-kg.ai/events/CBOE-CANADA/ROCH (the disclosure lines)\n- https://iiroc.mediaroom.com/index.php?s=2429&l=100 (the halt flag)\n- https://mcp.ca-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.ca-cm-kg.ai/record/CBOE-CANADA/ROCH (the record)\n",
 "market": "CA",
 "node": "ca-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [],
   "live_record_began": "2026-09-10",
   "node_history_from": null,
   "node_years_sealed": [],
   "note": "6 years are sealed in the CA store; their Replay split is not built, so the as-of door answers not_sealed and the record is the live record as of 2026-11-06",
   "record_version": 1,
   "sealed": false,
   "store_years_sealed_not_served": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ]
  },
  "auditor": {
   "auditor": {
    "market": "CA",
    "reason": "not searched (fund/receipt security)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "CA",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "CA",
    "state": "not_on_record"
   },
   "changes": []
  },
  "cmr": "ca-cm-kg/CBOE-CANADA/ROCH",
  "coverage": {
   "count": 0,
   "houses": [],
   "pages_checked": [
    {
     "page": "https://www.roche.com/investors/bonds",
     "result": "read: 13 of 14 named houses found on the page; the page does not name the issuer"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-12",
   "since": null,
   "state": "none_found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 397,
     "median_cadence_gap_days": 20,
     "median_filings": 0,
     "median_latency_days": 14,
     "name": "Cboe Canada"
    },
    "sector": {
     "market": "CA",
     "state": "not_on_record"
    }
   },
   "by_type": {},
   "cadence_median_gap_days": null,
   "filing_days": 0,
   "filings": 0,
   "latency_days": null,
   "latest": [],
   "latest_filing_date": null,
   "note": "no disclosure line on the record for this issuer in the window",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.ca-cm-kg.ai/events/CBOE-CANADA/ROCH",
   "window": {
    "from": "2025-11-06",
    "to": "2026-11-06"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "cboe.com listing-directory API (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www-api.cboe.com/ca/equities/listing-directory-data/",
    "state": "sourced",
    "value": "Cboe Canada"
   },
   "isin": {
    "market": "CA",
    "reason": "no ISIN found on issuer pages",
    "state": "not_on_record"
   },
   "jurisdiction": {
    "market": "CA",
    "reason": "not searched (fund/receipt security)",
    "state": "not_on_record"
   },
   "lei": {
    "market": "CA",
    "reason": "no ISIN",
    "state": "not_on_record"
   },
   "name": {
    "read_by": "cboe.com listing-directory API (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www-api.cboe.com/ca/equities/listing-directory-data/",
    "state": "sourced",
    "value": "ROCHE CDR (CAD HEDGED)"
   },
   "sector": {
    "market": "CA",
    "reason": "exchange list carries no sector",
    "state": "not_on_record"
   },
   "security_type": {
    "read_by": null,
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": null,
    "state": "sourced",
    "value": "CDR (deprcpt)"
   },
   "segment": {
    "market": "CA",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "cboe.com listing-directory API (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www-api.cboe.com/ca/equities/listing-directory-data/",
    "state": "sourced",
    "value": "ROCH"
   },
   "website": {
    "market": "CA",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": [],
   "domicile_change": [],
   "listing": [],
   "name_change": [],
   "segment_move": []
  },
  "market": "CA",
  "node": "ca-cm-kg",
  "numbers_hash": "sha256:86afb27f66929dde0c4265511d21afd8d92890ea99f672423e054d4e7982259b",
  "open_research": {
   "read_date": "2026-11-12",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [
    "Paragraph (o) of the definition",
    "Paragraph (q) of the definition"
   ],
   "outcomes": {
    "Paragraph (o) of the definition": {
     "determinable": true,
     "signal": "ACM-200"
    },
    "Paragraph (q) of the definition": {
     "determinable": true,
     "signal": "ACM-200"
    }
   },
   "read": {
    "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group",
    "chapter": "https://mcp.ca-cm-kg.ai/book/aio.json",
    "door": "https://mcp.ca-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "rule_version": "acm-68000/ca/kyp-know-your-product-ni-31-103/r1",
   "section": "ca.aio.v11"
  },
  "record": {
   "as_of": "2026-11-06",
   "url": "https://mcp.ca-cm-kg.ai/record/CBOE-CANADA/ROCH",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:86afb27f66929dde0c4265511d21afd8d92890ea99f672423e054d4e7982259b",
 "path": "/ca/CBOE-CANADA/ROCH",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is ROCHE CDR (CAD HEDGED), listed on Cboe Canada under ticker ROCH. The ISIN and LEI are not on the record, as no ISIN was found on the issuer pages. The security type is CDR (deprcpt). The segment, sector and jurisdiction are not on the record. The issuer is listed and not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 0 filings in the twelve months to 2026-11-06, on 0 filing days. The median gap between filing days is not on the record. The latest filing date is not on the record, and the latest filing type is not on the record. The exchange median cadence gap is 20.0 days, the exchange median filings are 0, and the exchange median latency is 14.0 days, across 397 issuers on Cboe Canada. The sector median is not on the record.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record, as the auditor was not searched for this fund or receipt security. The auditor location is not on the record. The record holds no auditor changes.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "The record holds no listing, delisting, name change, domicile change or segment move lines. The halt flag shows listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "Under the Canadian rule version acm-68000/ca/kyp-know-your-product-ni-31-103/r1, the outcome for paragraph (o) of the definition is signal ACM-200, determinable. The outcome for paragraph (q) of the definition is signal ACM-200, determinable. The chapter is as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the issuer's investor-relations page, as none were found on the pages read.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The issuer's years sealed in the store are not served as of a date, and the as-of door answers not_sealed. The market's vintage is not sealed, and the market's earliest sealed date is not on the record. The live record began on 2026-09-10.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "5 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www-api.cboe.com/ca/equities/listing-directory-data/"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.ca-cm-kg.ai/events/CBOE-CANADA/ROCH"
  },
  {
   "for": "the halt flag",
   "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.ca-cm-kg.ai/book/aio.json"
  },
  {
   "for": "the record",
   "source": "https://mcp.ca-cm-kg.ai/record/CBOE-CANADA/ROCH"
  }
 ],
 "title": "ROCHE CDR (CAD HEDGED) (ROCH) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}