Caldwell U.S. Dividend Advantage Fund ETF (UDA) — research page
CA · ca-cm-kg/CSE/UDA · as of 2026-11-06
Identity and listing
The issuer is Caldwell U.S. Dividend Advantage Fund ETF, listed on the CSE under ticker UDA. ISIN and LEI are not on the record, as no ISIN was found on issuer pages. Security type is ETF. Segment and jurisdiction are not on the record; the sector is not on the record because the issuer is not in the TMX July workbook. Listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | Caldwell U.S. Dividend Advantage Fund ETF | source · 2026-11-06 |
| exchange | CSE | source · 2026-11-06 |
| ticker | UDA | source · 2026-11-06 |
| ISIN | not on the record | |
| LEI | not on the record | |
| security type | ETF | |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | not on the record | |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 0 filings in the twelve months to 2025-11-06 through 2026-11-06, across 0 filing days. The median gap between filing days is not on the record. The latest filing date is not on the record, and days from latest filing to the record date are not on the record. The CSE peer set holds 724 issuers, with a median cadence gap of 19.5 days, a median of 6.0 filings, and a median latency of 17.0 days. Sector peer figures are not on the record for this market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 0 | — | — |
| exchange median: CSE (724 issuers) | 6 | 19.5 | 17 |
window 2025-11-06 to 2026-11-06 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor and its location are not on the record, as the auditor was not searched for this fund or receipt security. The record holds no auditor changes for the issuer.
Events and halts
The record holds no listing, delisting, name change, domicile change or segment move lines for the issuer. The halt flag reads listed, not halted.
Orderability
Under paragraph (o) of the definition the signal is ACM-200 and the outcome is determinable. Under paragraph (q) of the definition the signal is ACM-200 and the outcome is determinable. The rule version is acm-68000/ca/kyp-know-your-product-ni-31-103/r1, and the chapter is as of 2026-11-04.
| client category | outcome |
|---|---|
| Paragraph (o) of the definition | ACM-200 |
| Paragraph (q) of the definition | ACM-200 |
rule acm-68000/ca/kyp-know-your-product-ni-31-103/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The field has not been read, so the research houses named on the issuer's investor-relations page are not on the record.
Open research
The field has not been read, so openly published research notes are not on the record and no publisher or date is given.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The issuer has no sealed years on the record. The market's vintage is not sealed, and the earliest sealed date of the market is not on the record. The live record began on 2026-09-10. Years 2021, 2022, 2023, 2024, 2025 and 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.
Sources
5 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://thecse.com/api/webapi/listed-companies/ (identity.exchange)
- 10.2
- https://mcp.ca-cm-kg.ai/events/CSE/UDA (the disclosure lines)
- 10.3
- https://iiroc.mediaroom.com/index.php?s=2429&l=100 (the halt flag)
- 10.4
- https://mcp.ca-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.5
- https://mcp.ca-cm-kg.ai/record/CSE/UDA (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getissuer.ai/mcp with {"ticker":"UDA","exchange":"CSE"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:c39bc63dca464484.