{ "as_of": "2026-11-06", "cmr": "ca-cm-kg/TSX/BAM", "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.", "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# Brookfield Asset Management Ltd. (TSX: BAM) — research page\n\nAs of 2026-11-06 · ca-cm-kg · record version 1\n\n## Identity and listing\n\nBrookfield Asset Management Ltd. is listed on the TSX under ticker BAM. Its ISIN is CA1130041058 and its LEI is 549300CZ84WPNJZKY093. Its security type is Corporate, its segment is not on the record, its sector is Financial Services, and its jurisdiction is British Columbia (CA-BC). Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 12 filings across 9 filing days in the window 2025-11-06 to 2026-11-06, of which 2 are financial statements and 10 are newswire releases. The median gap between filing days is 36.0 days. The latest filing is a newswire release dated 2026-11-06, which is 0 days before the record date of 2026-11-06. The TSX median cadence gap is 16 days across 2270 issuers, with a median of 0.0 filings and a median latency of 3.0 days. The Financial Services sector median cadence gap is 21.5 days across 98 issuers, with a median of 10.5 filings and a median latency of 8.5 days.\n\n## Auditor\n\nThe auditor of record is Deloitte LLP, with its location not on the record. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds no listing, delisting, name change, domicile change or segment move events. The halt flag reads listed, not halted.\n\n## Orderability\n\nUnder rule version acm-68000/ca/kyp-know-your-product-ni-31-103/r1, the outcome for the Paragraph (o) of the definition client category is signal ACM-200, determinable. The outcome for the Paragraph (q) of the definition client category is signal ACM-200, determinable. The chapter is as of 2026-11-04.\n\n## Coverage\n\nThe field has not been read, so the research houses named on the issuer's investor-relations page are not on the record.\n\n## Open research\n\nThe field has not been read, so openly published research notes are not on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed. No issuer years are sealed for this issuer. The live record began 2026-09-10. Years 2021, 2022, 2023, 2024, 2025 and 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.\n\n## Sources\n\n9 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.tsx.com/json/company-directory/search/tsx/^* (identity.exchange)\n- https://www.marketscreener.com/quote/stock/BROOKFIELD-ASSET-MANAGEME-147562477/news-call-transcripts (identity.isin)\n- https://api.gleif.org/api/v1/lei-records/549300CZ84WPNJZKY093 (identity.jurisdiction)\n- https://www.tsx.com/en/resource/571 (identity.sector)\n- https://mcp.ca-cm-kg.ai/events/TSX/BAM (the disclosure lines)\n- https://iiroc.mediaroom.com/index.php?s=2429&l=100 (the halt flag)\n- https://bam.brookfield.com/sites/brookfield-bam-v2/files/brookfield-bam-v2/report-fillings/annual-quarterly-reports/2024-q4-bam-ltd-10-k-english.pdf (the auditor)\n- https://mcp.ca-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.ca-cm-kg.ai/record/TSX/BAM (the record)\n", "market": "CA", "node": "ca-cm-kg", "numbers": { "as_of_depth": { "issuer_years_sealed": [], "live_record_began": "2026-09-10", "node_history_from": null, "node_years_sealed": [], "note": "6 years are sealed in the CA store; their Replay split is not built, so the as-of door answers not_sealed and the record is the live record as of 2026-11-06", "record_version": 1, "sealed": false, "store_years_sealed_not_served": [ "2021", "2022", "2023", "2024", "2025", "2026" ] }, "auditor": { "auditor": { "read_by": "Tavily regex", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://bam.brookfield.com/sites/brookfield-bam-v2/files/brookfield-bam-v2/report-fillings/annual-quarterly-reports/2024-q4-bam-ltd-10-k-english.pdf", "state": "sourced", "value": "Deloitte LLP" }, "auditor_firm_id": { "market": "CA", "state": "not_on_record" }, "auditor_location": { "market": "CA", "state": "not_on_record" }, "changes": [] }, "cmr": "ca-cm-kg/TSX/BAM", "coverage": { "note": "the coverage field has not been read for this issuer", "state": "not_read" }, "disclosure": { "against": { "exchange": { "issuers": 2270, "median_cadence_gap_days": 16, "median_filings": 0, "median_latency_days": 3, "name": "TSX" }, "sector": { "issuers": 98, "median_cadence_gap_days": 21.5, "median_filings": 10.5, "median_latency_days": 8.5, "name": "Financial Services" } }, "by_type": { "financial_statement": 2, "newswire_release": 10 }, "cadence_median_gap_days": 36, "filing_days": 9, "filings": 12, "latency_days": 0, "latest": [ { "category": null, "date": "2026-11-06", "source": "https://www.globenewswire.com/news-release/2026/11/06/3397448/0/en/brookfield-asset-management-announces-strong-third-quarter-results.html", "title": "Brookfield Asset Management Announces Strong Third Quarter", "type": "newswire_release" }, { "category": null, "date": "2026-11-06", "source": "https://www.globenewswire.com/de/news-release/2026/11/06/3397448/0/en/brookfield-asset-management-announces-strong-third-quarter-results.html", "title": "Brookfield Asset Management Announces Strong Third Quarter", "type": "newswire_release" }, { "category": null, "date": "2026-10-13", "source": "https://www.globenewswire.com/news-release/2026/10/13/3379489/0/en/brookfield-asset-management-to-host-third-quarter-2026-results-conference-call.html", "title": "Brookfield Asset Management to Host Third Quarter 2026 Results Conference Call", "type": "financial_statement" }, { "category": null, "date": "2026-10-13", "source": "https://www.globenewswire.com/news-release/2026/10/13/3379489/0/en/brookfield-asset-management-to-host-third-quarter-2026-results-conference-call.html", "title": "Brookfield Asset Management to Host Third Quarter 2026", "type": "newswire_release" }, { "category": null, "date": "2026-08-05", "source": "https://www.globenewswire.com/news-release/2026/08/05/3339313/0/en/brookfield-asset-management-announces-record-second-quarter-results.html", "title": "Brookfield Asset Management Announces Record Second Quarter", "type": "newswire_release" } ], "latest_filing_date": "2026-11-06", "read": "the node's event lines (list_events_since), as get_filings serves them", "source": "https://mcp.ca-cm-kg.ai/events/TSX/BAM", "window": { "from": "2025-11-06", "to": "2026-11-06" } }, "identity": { "exchange": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*", "state": "sourced", "value": "TSX" }, "isin": { "read_by": "Tavily search + regex extraction from page text", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.marketscreener.com/quote/stock/BROOKFIELD-ASSET-MANAGEME-147562477/news-call-transcripts", "state": "confirmed", "value": "CA1130041058" }, "jurisdiction": { "read_by": "GLEIF LEI record (LEI per the LEI column) · adjudicated by Claude", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://api.gleif.org/api/v1/lei-records/549300CZ84WPNJZKY093", "state": "filled", "value": "British Columbia (CA-BC)" }, "lei": { "read_by": "GLEIF name-exact", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://api.gleif.org/api/v1/lei-records/549300CZ84WPNJZKY093", "state": "filled", "value": "549300CZ84WPNJZKY093" }, "name": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*", "state": "sourced", "value": "Brookfield Asset Management Ltd." }, "sector": { "read_by": "TMX listed-companies workbook (exchange list, monthly; data month named in the source column)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/en/resource/571 (tsx-and-amp-tsxv-listed-companies-2026-08-14-en.xlsx, data as of 31-Jul-2026)", "state": "sourced", "value": "Financial Services" }, "security_type": { "read_by": "TMX listed-companies workbook (exchange list, monthly; data month named in the source column)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/en/resource/571 (tsx-and-amp-tsxv-listed-companies-2026-08-14-en.xlsx, data as of 31-Jul-2026)", "state": "sourced", "value": "Corporate" }, "segment": { "market": "CA", "state": "not_on_record" }, "ticker": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*", "state": "sourced", "value": "BAM" }, "website": { "market": "CA", "state": "not_on_record" } }, "licensed": { "columns": [ "licensor", "entitlement", "title", "date", "source" ], "rows": [], "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded." }, "lifecycle": { "delisting": [], "domicile_change": [], "listing": [], "name_change": [], "segment_move": [] }, "market": "CA", "node": "ca-cm-kg", "numbers_hash": "sha256:8ae3e0f094889d226ff59d1ccb5cee3d487a5f3d662219fe4a860f17a3c0a860", "open_research": { "rows": [], "state": "not_read" }, "orderability": { "chapter_as_of": "2026-11-04", "client_categories": [ "Paragraph (o) of the definition", "Paragraph (q) of the definition" ], "outcomes": { "Paragraph (o) of the definition": { "determinable": true, "signal": "ACM-200" }, "Paragraph (q) of the definition": { "determinable": true, "signal": "ACM-200" } }, "read": { "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group", "chapter": "https://mcp.ca-cm-kg.ai/book/aio.json", "door": "https://mcp.ca-cm-kg.ai/mcp", "tool": "get_orderability" }, "rule_version": "acm-68000/ca/kyp-know-your-product-ni-31-103/r1", "section": "ca.aio.v11" }, "record": { "as_of": "2026-11-06", "url": "https://mcp.ca-cm-kg.ai/record/TSX/BAM", "version": 1 }, "schema": "research-numbers v0.1 (USR-01, 2026-11-11)", "status": { "read_date": "2026-11-08", "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100", "value": "listed, not halted" } }, "numbers_hash": "sha256:8ae3e0f094889d226ff59d1ccb5cee3d487a5f3d662219fe4a860f17a3c0a860", "path": "/ca/TSX/BAM", "schema": "research-page v0.1 (USR-02, 2026-11-11)", "sections": [ { "id": "identity", "text": "Brookfield Asset Management Ltd. is listed on the TSX under ticker BAM. Its ISIN is CA1130041058 and its LEI is 549300CZ84WPNJZKY093. Its security type is Corporate, its segment is not on the record, its sector is Financial Services, and its jurisdiction is British Columbia (CA-BC). Its listing status is listed, not halted.", "title": "Identity and listing" }, { "id": "disclosure", "text": "The record holds 12 filings across 9 filing days in the window 2025-11-06 to 2026-11-06, of which 2 are financial statements and 10 are newswire releases. The median gap between filing days is 36.0 days. The latest filing is a newswire release dated 2026-11-06, which is 0 days before the record date of 2026-11-06. The TSX median cadence gap is 16 days across 2270 issuers, with a median of 0.0 filings and a median latency of 3.0 days. The Financial Services sector median cadence gap is 21.5 days across 98 issuers, with a median of 10.5 filings and a median latency of 8.5 days.", "title": "The disclosure read" }, { "id": "auditor", "text": "The auditor of record is Deloitte LLP, with its location not on the record. The record holds no auditor changes.", "title": "Auditor" }, { "id": "events", "text": "The record holds no listing, delisting, name change, domicile change or segment move events. The halt flag reads listed, not halted.", "title": "Events and halts" }, { "id": "orderability", "text": "Under rule version acm-68000/ca/kyp-know-your-product-ni-31-103/r1, the outcome for the Paragraph (o) of the definition client category is signal ACM-200, determinable. The outcome for the Paragraph (q) of the definition client category is signal ACM-200, determinable. The chapter is as of 2026-11-04.", "title": "Orderability" }, { "id": "coverage", "text": "The field has not been read, so the research houses named on the issuer's investor-relations page are not on the record.", "title": "Coverage" }, { "id": "open_research", "text": "The field has not been read, so openly published research notes are not on the record.", "title": "Open research" }, { "id": "licensed", "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.", "title": "Licensed" }, { "id": "depth", "text": "The market's vintage is not sealed. No issuer years are sealed for this issuer. The live record began 2026-09-10. Years 2021, 2022, 2023, 2024, 2025 and 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.", "title": "As-of depth" }, { "id": "sources", "text": "9 source pages are named on this page; every value above carries its own source page and read date in the numbers.", "title": "Sources" } ], "sources": [ { "for": "identity.exchange", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*" }, { "for": "identity.isin", "source": "https://www.marketscreener.com/quote/stock/BROOKFIELD-ASSET-MANAGEME-147562477/news-call-transcripts" }, { "for": "identity.jurisdiction", "source": "https://api.gleif.org/api/v1/lei-records/549300CZ84WPNJZKY093" }, { "for": "identity.sector", "source": "https://www.tsx.com/en/resource/571" }, { "for": "the disclosure lines", "source": "https://mcp.ca-cm-kg.ai/events/TSX/BAM" }, { "for": "the halt flag", "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100" }, { "for": "the auditor", "source": "https://bam.brookfield.com/sites/brookfield-bam-v2/files/brookfield-bam-v2/report-fillings/annual-quarterly-reports/2024-q4-bam-ltd-10-k-english.pdf" }, { "for": "the orderability chapter", "source": "https://mcp.ca-cm-kg.ai/book/aio.json" }, { "for": "the record", "source": "https://mcp.ca-cm-kg.ai/record/TSX/BAM" } ], "title": "Brookfield Asset Management Ltd. (BAM) — research page", "writer": { "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers", "engine": "claude-haiku-5-5" } }