The page is the record's research on the issuer — no analyst, no rating, no view.

# Arrow EC Income Advantage Alternative Fund (TSX: RATE) — research page

As of 2026-11-06 · ca-cm-kg · record version 1

## Identity and listing

The issuer is Arrow EC Income Advantage Alternative Fund, listed on the TSX under ticker RATE. The LEI is 549300G8CYT0JU2CXG27 and the ISIN is not on the record. The security type is ETF/ETP, the sector is ETP, and the jurisdiction is Canada (federal) (CA). The segment is not on the record. The listing status is listed, not halted.

## The disclosure read

The record holds 0 filings in the window 2025-11-06 to 2026-11-06, across 0 filing days. The median gap between filing days is not on the record. The latest filing date and type are not on the record. The exchange peer median cadence gap is 16 days, the exchange peer median filings is 0.0, and the exchange peer median latency is 3.0 days across 2270 issuers on the TSX. The sector peer median filings is 0 across 1399 issuers on ETP, and the sector peer median cadence gap and latency are not on the record.

## Auditor

The auditor is not on the record, as the record did not search for an auditor for a fund or receipt security. The auditor location is not on the record. No auditor changes are on the record.

## Events and halts

The record carries no listing, delisting, name change, domicile change or segment move lines for the issuer. The halt flag is listed, not halted.

## Orderability

Under paragraph (o) of the definition, the signal is ACM-200 and the outcome is determinable. Under paragraph (q) of the definition, the signal is ACM-200 and the outcome is determinable. The rule version is acm-68000/ca/kyp-know-your-product-ni-31-103/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page, so the count is 0.

## Open research

No openly published research notes were found, so the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is not sealed for this market, and no issuer years are sealed. The live record began on 2026-09-10. Years 2021 through 2026 are sealed in the store but are not served as of a date, and the as-of door answers not_sealed.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.tsx.com/json/company-directory/search/tsx/^* (identity.exchange)
- https://api.gleif.org/api/v1/lei-records/549300G8CYT0JU2CXG27 (identity.jurisdiction)
- https://www.tsx.com/en/resource/571 (identity.sector)
- https://mcp.ca-cm-kg.ai/events/TSX/RATE (the disclosure lines)
- https://iiroc.mediaroom.com/index.php?s=2429&l=100 (the halt flag)
- https://mcp.ca-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.ca-cm-kg.ai/record/TSX/RATE (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/ca/TSX/RATE · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
