{ "as_of": "2026-11-06", "cmr": "ca-cm-kg/TSX/RFA", "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.", "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# RFA Financial Inc. (TSX: RFA) — research page\n\nAs of 2026-11-06 · ca-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is RFA Financial Inc., listed on the TSX under ticker RFA, with ISIN CA7619271025 and LEI 894500J0PNBVZBC1OP75. Its security type is Corporate, its segment is not on the record, its sector is Financial Services, and its jurisdiction is Canada (federal) (CA). Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 21 filings on 21 filing days in the twelve months to 2026-11-06. The median gap between filing days is 9.0 days. The latest filing is dated 2026-10-19, is a financial statement, and is 18 days before the record date. The TSX median cadence gap is 16 days across 2270 issuers, and its median latency is 3.0 days. The Financial Services median cadence gap is 21.5 days across 98 issuers, and its median latency is 8.5 days. The TSX median filings figure is 0.0, and the Financial Services median filings figure is 10.5.\n\n## Auditor\n\nThe auditor of record is not on the record, and no auditor was found. No auditor changes are on the record.\n\n## Events and halts\n\nThe record holds no listing, delisting, name change, domicile change or segment move lines. The issuer is listed, not halted.\n\n## Orderability\n\nUnder paragraph (o) of the definition, the signal is ACM-200 and the outcome is determinable. Under paragraph (q) of the definition, the signal is ACM-200 and the outcome is determinable. The rule version is acm-68000/ca/kyp-know-your-product-ni-31-103/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nThe field has not been read, so the research houses named on the issuer's investor-relations page are not on the record.\n\n## Open research\n\nThe field has not been read, so openly published research notes are not on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed. The record holds no sealed years for this issuer, and the live record began on 2026-09-10. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.tsx.com/json/company-directory/search/tsx/^* (identity.exchange)\n- https://www.marketscreener.com/news/rfa-financial-inc-will-change-its-ticker-to-rfa-from-ax-un-ce7e5adedd8df52d (identity.isin)\n- https://api.gleif.org/api/v1/lei-records/894500J0PNBVZBC1OP75 (identity.jurisdiction)\n- https://www.tsx.com/en/resource/571 (identity.sector)\n- https://mcp.ca-cm-kg.ai/events/TSX/RFA (the disclosure lines)\n- https://iiroc.mediaroom.com/index.php?s=2429&l=100 (the halt flag)\n- https://mcp.ca-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.ca-cm-kg.ai/record/TSX/RFA (the record)\n", "market": "CA", "node": "ca-cm-kg", "numbers": { "as_of_depth": { "issuer_years_sealed": [], "live_record_began": "2026-09-10", "node_history_from": null, "node_years_sealed": [], "note": "6 years are sealed in the CA store; their Replay split is not built, so the as-of door answers not_sealed and the record is the live record as of 2026-11-06", "record_version": 1, "sealed": false, "store_years_sealed_not_served": [ "2021", "2022", "2023", "2024", "2025", "2026" ] }, "auditor": { "auditor": { "market": "CA", "reason": "none found", "state": "not_on_record" }, "auditor_firm_id": { "market": "CA", "state": "not_on_record" }, "auditor_location": { "market": "CA", "state": "not_on_record" }, "changes": [] }, "cmr": "ca-cm-kg/TSX/RFA", "coverage": { "note": "the coverage field has not been read for this issuer", "state": "not_read" }, "disclosure": { "against": { "exchange": { "issuers": 2270, "median_cadence_gap_days": 16, "median_filings": 0, "median_latency_days": 3, "name": "TSX" }, "sector": { "issuers": 98, "median_cadence_gap_days": 21.5, "median_filings": 10.5, "median_latency_days": 8.5, "name": "Financial Services" } }, "by_type": { "agm_record_date": 1, "corporate_action": 4, "early_warning": 1, "financial_statement": 5, "newswire_release": 10 }, "cadence_median_gap_days": 9, "filing_days": 21, "filings": 21, "latency_days": 18, "latest": [ { "category": null, "date": "2026-10-19", "source": "https://www.newswire.ca/news-releases/rfa-financial-to-release-third-quarter-2026-results-on-november-10-2026-883617843.html", "title": "RFA Financial to Release Third Quarter 2026 Results on November 10, 2026", "type": "financial_statement" }, { "category": null, "date": "2026-10-15", "source": "https://www.newswire.ca/news-releases/rfa-financial-declares-series-i-preferred-share-dividend-833103543.html", "title": "RFA Financial Declares Series I Preferred Share Dividend", "type": "corporate_action" }, { "category": null, "date": "2026-09-15", "source": "https://www.newswire.ca/news-releases/rfa-financial-declares-common-and-series-e-preferred-share-dividends-836956788.html", "title": "RFA Financial Declares Common and Series E Preferred Share Dividends", "type": "newswire_release" }, { "category": null, "date": "2026-08-13", "source": "https://www.newswire.ca/news-releases/rfa-financial-releases-second-quarter-results-858824583.html", "title": "RFA Financial Releases Second Quarter Results", "type": "financial_statement" }, { "category": null, "date": "2026-07-30", "source": "https://www.newswire.ca/news-releases/rfa-financial-delivers-transformative-leasing-success-with-landmark-headquarters-relocation-875634537.html", "title": "RFA Financial Delivers Transformative Leasing Success with Landmark Headquarters Relocation", "type": "newswire_release" } ], "latest_filing_date": "2026-10-19", "read": "the node's event lines (list_events_since), as get_filings serves them", "source": "https://mcp.ca-cm-kg.ai/events/TSX/RFA", "window": { "from": "2025-11-06", "to": "2026-11-06" } }, "identity": { "exchange": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*", "state": "sourced", "value": "TSX" }, "isin": { "read_by": "Tavily search + regex extraction from page text", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.marketscreener.com/news/rfa-financial-inc-will-change-its-ticker-to-rfa-from-ax-un-ce7e5adedd8df52d", "state": "confirmed", "value": "CA7619271025" }, "jurisdiction": { "read_by": "GLEIF LEI record (LEI per the LEI column)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://api.gleif.org/api/v1/lei-records/894500J0PNBVZBC1OP75", "state": "conflict", "value": "Canada (federal) (CA)" }, "lei": { "read_by": "GLEIF name-exact", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://api.gleif.org/api/v1/lei-records/894500J0PNBVZBC1OP75", "state": "filled", "value": "894500J0PNBVZBC1OP75" }, "name": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*", "state": "sourced", "value": "RFA Financial Inc." }, "sector": { "read_by": "TMX listed-companies workbook (exchange list, monthly; data month named in the source column)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/en/resource/571 (tsx-and-amp-tsxv-listed-companies-2026-08-14-en.xlsx, data as of 31-Jul-2026)", "state": "sourced", "value": "Financial Services" }, "security_type": { "read_by": "TMX listed-companies workbook (exchange list, monthly; data month named in the source column)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/en/resource/571 (tsx-and-amp-tsxv-listed-companies-2026-08-14-en.xlsx, data as of 31-Jul-2026)", "state": "sourced", "value": "Corporate" }, "segment": { "market": "CA", "state": "not_on_record" }, "ticker": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*", "state": "sourced", "value": "RFA" }, "website": { "market": "CA", "state": "not_on_record" } }, "licensed": { "columns": [ "licensor", "entitlement", "title", "date", "source" ], "rows": [], "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded." }, "lifecycle": { "delisting": [], "domicile_change": [], "listing": [], "name_change": [], "segment_move": [] }, "market": "CA", "node": "ca-cm-kg", "numbers_hash": "sha256:4d39ef68f7cdee9e2dca29c95e1affd16946c9e0391e5505533ed9569fcc6683", "open_research": { "rows": [], "state": "not_read" }, "orderability": { "chapter_as_of": "2026-11-04", "client_categories": [ "Paragraph (o) of the definition", "Paragraph (q) of the definition" ], "outcomes": { "Paragraph (o) of the definition": { "determinable": true, "signal": "ACM-200" }, "Paragraph (q) of the definition": { "determinable": true, "signal": "ACM-200" } }, "read": { "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group", "chapter": "https://mcp.ca-cm-kg.ai/book/aio.json", "door": "https://mcp.ca-cm-kg.ai/mcp", "tool": "get_orderability" }, "rule_version": "acm-68000/ca/kyp-know-your-product-ni-31-103/r1", "section": "ca.aio.v11" }, "record": { "as_of": "2026-11-06", "url": "https://mcp.ca-cm-kg.ai/record/TSX/RFA", "version": 1 }, "schema": "research-numbers v0.1 (USR-01, 2026-11-11)", "status": { "read_date": "2026-11-08", "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100", "value": "listed, not halted" } }, "numbers_hash": "sha256:4d39ef68f7cdee9e2dca29c95e1affd16946c9e0391e5505533ed9569fcc6683", "path": "/ca/TSX/RFA", "schema": "research-page v0.1 (USR-02, 2026-11-11)", "sections": [ { "id": "identity", "text": "The issuer is RFA Financial Inc., listed on the TSX under ticker RFA, with ISIN CA7619271025 and LEI 894500J0PNBVZBC1OP75. Its security type is Corporate, its segment is not on the record, its sector is Financial Services, and its jurisdiction is Canada (federal) (CA). Its listing status is listed, not halted.", "title": "Identity and listing" }, { "id": "disclosure", "text": "The record holds 21 filings on 21 filing days in the twelve months to 2026-11-06. The median gap between filing days is 9.0 days. The latest filing is dated 2026-10-19, is a financial statement, and is 18 days before the record date. The TSX median cadence gap is 16 days across 2270 issuers, and its median latency is 3.0 days. The Financial Services median cadence gap is 21.5 days across 98 issuers, and its median latency is 8.5 days. The TSX median filings figure is 0.0, and the Financial Services median filings figure is 10.5.", "title": "The disclosure read" }, { "id": "auditor", "text": "The auditor of record is not on the record, and no auditor was found. No auditor changes are on the record.", "title": "Auditor" }, { "id": "events", "text": "The record holds no listing, delisting, name change, domicile change or segment move lines. The issuer is listed, not halted.", "title": "Events and halts" }, { "id": "orderability", "text": "Under paragraph (o) of the definition, the signal is ACM-200 and the outcome is determinable. Under paragraph (q) of the definition, the signal is ACM-200 and the outcome is determinable. The rule version is acm-68000/ca/kyp-know-your-product-ni-31-103/r1, and the chapter is as of 2026-11-04.", "title": "Orderability" }, { "id": "coverage", "text": "The field has not been read, so the research houses named on the issuer's investor-relations page are not on the record.", "title": "Coverage" }, { "id": "open_research", "text": "The field has not been read, so openly published research notes are not on the record.", "title": "Open research" }, { "id": "licensed", "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.", "title": "Licensed" }, { "id": "depth", "text": "The market's vintage is not sealed. The record holds no sealed years for this issuer, and the live record began on 2026-09-10. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.", "title": "As-of depth" }, { "id": "sources", "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.", "title": "Sources" } ], "sources": [ { "for": "identity.exchange", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*" }, { "for": "identity.isin", "source": "https://www.marketscreener.com/news/rfa-financial-inc-will-change-its-ticker-to-rfa-from-ax-un-ce7e5adedd8df52d" }, { "for": "identity.jurisdiction", "source": "https://api.gleif.org/api/v1/lei-records/894500J0PNBVZBC1OP75" }, { "for": "identity.sector", "source": "https://www.tsx.com/en/resource/571" }, { "for": "the disclosure lines", "source": "https://mcp.ca-cm-kg.ai/events/TSX/RFA" }, { "for": "the halt flag", "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100" }, { "for": "the orderability chapter", "source": "https://mcp.ca-cm-kg.ai/book/aio.json" }, { "for": "the record", "source": "https://mcp.ca-cm-kg.ai/record/TSX/RFA" } ], "title": "RFA Financial Inc. (RFA) — research page", "writer": { "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers", "engine": "claude-haiku-5-5" } }