{ "as_of": "2026-11-06", "cmr": "ca-cm-kg/TSX/SII", "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.", "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# Sprott Inc. (TSX: SII) — research page\n\nAs of 2026-11-06 · ca-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is Sprott Inc., listed on the TSX under ticker SII, with ISIN CA8520662088 and LEI 254900QHJAD5TP2JNM15. Its security type is Corporate, its segment is not on the record, its sector is Financial Services, and its jurisdiction is Ontario (CA-ON). Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 37 filings in the twelve months to 2026-11-06, across 23 filing days. The median gap between filing days is 8.5 days. The latest filing is dated 2026-11-06, which is 0 days before the record date, and is a newswire release. The TSX median is 16 days cadence, 0.0 filings and 3.0 days latency across 2270 issuers. The Financial Services median is 21.5 days cadence, 10.5 filings and 8.5 days latency across 98 issuers.\n\n## Auditor\n\nThe auditor of record is Ernst & Young LLP. The location of the auditor is not on the record. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds no listing, delisting, name change, domicile change or segment move. The halt flag reads listed, not halted.\n\n## Orderability\n\nUnder paragraph (o) of the definition, the signal is ACM-200 and the outcome is determinable. Under paragraph (q) of the definition, the signal is ACM-200 and the outcome is determinable. The rule version is acm-68000/ca/kyp-know-your-product-ni-31-103/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nThe field has not been read.\n\n## Open research\n\nThe field has not been read.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nYears 2021, 2022, 2023, 2024, 2025 and 2026 are sealed in the store but not served as of a date. The market's vintage is not sealed, and the market's earliest sealed date is not on the record. The live record began 2026-09-10. The as-of door answers not_sealed.\n\n## Sources\n\n9 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.tsx.com/json/company-directory/search/tsx/^* (identity.exchange)\n- https://www.marketscreener.com/quote/stock/SPROTT-INC-3025921 (identity.isin)\n- https://api.gleif.org/api/v1/lei-records/254900QHJAD5TP2JNM15 (identity.jurisdiction)\n- https://www.tsx.com/en/resource/571 (identity.sector)\n- https://mcp.ca-cm-kg.ai/events/TSX/SII (the disclosure lines)\n- https://iiroc.mediaroom.com/index.php?s=2429&l=100 (the halt flag)\n- https://www.sec.gov/Archives/edgar/data/1539190/000104746912011315/a2212235z424b1.htm (the auditor)\n- https://mcp.ca-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.ca-cm-kg.ai/record/TSX/SII (the record)\n", "market": "CA", "node": "ca-cm-kg", "numbers": { "as_of_depth": { "issuer_years_sealed": [], "live_record_began": "2026-09-10", "node_history_from": null, "node_years_sealed": [], "note": "6 years are sealed in the CA store; their Replay split is not built, so the as-of door answers not_sealed and the record is the live record as of 2026-11-06", "record_version": 1, "sealed": false, "store_years_sealed_not_served": [ "2021", "2022", "2023", "2024", "2025", "2026" ] }, "auditor": { "auditor": { "read_by": "Tavily regex", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.sec.gov/Archives/edgar/data/1539190/000104746912011315/a2212235z424b1.htm", "state": "sourced", "value": "Ernst & Young LLP" }, "auditor_firm_id": { "market": "CA", "state": "not_on_record" }, "auditor_location": { "market": "CA", "state": "not_on_record" }, "changes": [] }, "cmr": "ca-cm-kg/TSX/SII", "coverage": { "note": "the coverage field has not been read for this issuer", "state": "not_read" }, "disclosure": { "against": { "exchange": { "issuers": 2270, "median_cadence_gap_days": 16, "median_filings": 0, "median_latency_days": 3, "name": "TSX" }, "sector": { "issuers": 98, "median_cadence_gap_days": 21.5, "median_filings": 10.5, "median_latency_days": 8.5, "name": "Financial Services" } }, "by_type": { "corporate_action": 8, "financial_statement": 8, "newswire_release": 21 }, "cadence_median_gap_days": 8.5, "filing_days": 23, "filings": 37, "latency_days": 0, "latest": [ { "category": null, "date": "2026-11-06", "source": "https://www.newsfilecorp.com/release/321644/Eric-Sprott-Announces-Changes-to-His-Holdings-in-Electric-Metals-USA-Limited", "title": "Eric Sprott Announces Changes to His Holdings in Electric Metals (USA) Limited", "type": "newswire_release" }, { "category": null, "date": "2026-11-04", "source": "https://www.globenewswire.com/news-release/2026/11/04/3395157/35318/en/sprott-announces-third-quarter-2026-results.html", "title": "Sprott Announces Third Quarter 2026 Results", "type": "financial_statement" }, { "category": null, "date": "2026-11-04", "source": "https://www.globenewswire.com/news-release/2026/11/04/3395157/0/en/sprott-announces-third-quarter-2026-results.html", "title": "Sprott Announces Third Quarter 2026 Results", "type": "financial_statement" }, { "category": null, "date": "2026-11-03", "source": "https://www.globenewswire.com/news-release/2026/11/03/3394656/35318/en/sprott-inc-announces-25-dividend-increase-and-declares-third-quarter-2026-dividend.html", "title": "Sprott Inc. Announces 25% Dividend Increase and Declares", "type": "corporate_action" }, { "category": null, "date": "2026-11-03", "source": "https://www.globenewswire.com/news-release/2026/11/03/3394656/0/en/sprott-inc-announces-25-dividend-increase-and-declares-third-quarter-2026-dividend.html", "title": "Sprott Inc. Announces 25% Dividend Increase and Declares", "type": "corporate_action" } ], "latest_filing_date": "2026-11-06", "read": "the node's event lines (list_events_since), as get_filings serves them", "source": "https://mcp.ca-cm-kg.ai/events/TSX/SII", "window": { "from": "2025-11-06", "to": "2026-11-06" } }, "identity": { "exchange": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*", "state": "sourced", "value": "TSX" }, "isin": { "read_by": "Tavily search + regex extraction from page text", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.marketscreener.com/quote/stock/SPROTT-INC-3025921", "state": "sourced", "value": "CA8520662088" }, "jurisdiction": { "read_by": "GLEIF LEI record (LEI per the LEI column)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://api.gleif.org/api/v1/lei-records/254900QHJAD5TP2JNM15", "state": "sourced", "value": "Ontario (CA-ON)" }, "lei": { "read_by": "GLEIF name-exact", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://api.gleif.org/api/v1/lei-records/254900QHJAD5TP2JNM15", "state": "filled", "value": "254900QHJAD5TP2JNM15" }, "name": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*", "state": "sourced", "value": "Sprott Inc." }, "sector": { "read_by": "TMX listed-companies workbook (exchange list, monthly; data month named in the source column)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/en/resource/571 (tsx-and-amp-tsxv-listed-companies-2026-08-14-en.xlsx, data as of 31-Jul-2026)", "state": "sourced", "value": "Financial Services" }, "security_type": { "read_by": "TMX listed-companies workbook (exchange list, monthly; data month named in the source column)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/en/resource/571 (tsx-and-amp-tsxv-listed-companies-2026-08-14-en.xlsx, data as of 31-Jul-2026)", "state": "sourced", "value": "Corporate" }, "segment": { "market": "CA", "state": "not_on_record" }, "ticker": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*", "state": "sourced", "value": "SII" }, "website": { "market": "CA", "state": "not_on_record" } }, "licensed": { "columns": [ "licensor", "entitlement", "title", "date", "source" ], "rows": [], "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded." }, "lifecycle": { "delisting": [], "domicile_change": [], "listing": [], "name_change": [], "segment_move": [] }, "market": "CA", "node": "ca-cm-kg", "numbers_hash": "sha256:40727e6325d5fae479482142d28a4c052752a5f329662ee18a540253f75a04b7", "open_research": { "rows": [], "state": "not_read" }, "orderability": { "chapter_as_of": "2026-11-04", "client_categories": [ "Paragraph (o) of the definition", "Paragraph (q) of the definition" ], "outcomes": { "Paragraph (o) of the definition": { "determinable": true, "signal": "ACM-200" }, "Paragraph (q) of the definition": { "determinable": true, "signal": "ACM-200" } }, "read": { "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group", "chapter": "https://mcp.ca-cm-kg.ai/book/aio.json", "door": "https://mcp.ca-cm-kg.ai/mcp", "tool": "get_orderability" }, "rule_version": "acm-68000/ca/kyp-know-your-product-ni-31-103/r1", "section": "ca.aio.v11" }, "record": { "as_of": "2026-11-06", "url": "https://mcp.ca-cm-kg.ai/record/TSX/SII", "version": 1 }, "schema": "research-numbers v0.1 (USR-01, 2026-11-11)", "status": { "read_date": "2026-11-08", "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100", "value": "listed, not halted" } }, "numbers_hash": "sha256:40727e6325d5fae479482142d28a4c052752a5f329662ee18a540253f75a04b7", "path": "/ca/TSX/SII", "schema": "research-page v0.1 (USR-02, 2026-11-11)", "sections": [ { "id": "identity", "text": "The issuer is Sprott Inc., listed on the TSX under ticker SII, with ISIN CA8520662088 and LEI 254900QHJAD5TP2JNM15. Its security type is Corporate, its segment is not on the record, its sector is Financial Services, and its jurisdiction is Ontario (CA-ON). Its listing status is listed, not halted.", "title": "Identity and listing" }, { "id": "disclosure", "text": "The record holds 37 filings in the twelve months to 2026-11-06, across 23 filing days. The median gap between filing days is 8.5 days. The latest filing is dated 2026-11-06, which is 0 days before the record date, and is a newswire release. The TSX median is 16 days cadence, 0.0 filings and 3.0 days latency across 2270 issuers. The Financial Services median is 21.5 days cadence, 10.5 filings and 8.5 days latency across 98 issuers.", "title": "The disclosure read" }, { "id": "auditor", "text": "The auditor of record is Ernst & Young LLP. The location of the auditor is not on the record. The record holds no auditor changes.", "title": "Auditor" }, { "id": "events", "text": "The record holds no listing, delisting, name change, domicile change or segment move. The halt flag reads listed, not halted.", "title": "Events and halts" }, { "id": "orderability", "text": "Under paragraph (o) of the definition, the signal is ACM-200 and the outcome is determinable. Under paragraph (q) of the definition, the signal is ACM-200 and the outcome is determinable. The rule version is acm-68000/ca/kyp-know-your-product-ni-31-103/r1, and the chapter is as of 2026-11-04.", "title": "Orderability" }, { "id": "coverage", "text": "The field has not been read.", "title": "Coverage" }, { "id": "open_research", "text": "The field has not been read.", "title": "Open research" }, { "id": "licensed", "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.", "title": "Licensed" }, { "id": "depth", "text": "Years 2021, 2022, 2023, 2024, 2025 and 2026 are sealed in the store but not served as of a date. The market's vintage is not sealed, and the market's earliest sealed date is not on the record. The live record began 2026-09-10. The as-of door answers not_sealed.", "title": "As-of depth" }, { "id": "sources", "text": "9 source pages are named on this page; every value above carries its own source page and read date in the numbers.", "title": "Sources" } ], "sources": [ { "for": "identity.exchange", "source": "https://www.tsx.com/json/company-directory/search/tsx/^*" }, { "for": "identity.isin", "source": "https://www.marketscreener.com/quote/stock/SPROTT-INC-3025921" }, { "for": "identity.jurisdiction", "source": "https://api.gleif.org/api/v1/lei-records/254900QHJAD5TP2JNM15" }, { "for": "identity.sector", "source": "https://www.tsx.com/en/resource/571" }, { "for": "the disclosure lines", "source": "https://mcp.ca-cm-kg.ai/events/TSX/SII" }, { "for": "the halt flag", "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100" }, { "for": "the auditor", "source": "https://www.sec.gov/Archives/edgar/data/1539190/000104746912011315/a2212235z424b1.htm" }, { "for": "the orderability chapter", "source": "https://mcp.ca-cm-kg.ai/book/aio.json" }, { "for": "the record", "source": "https://mcp.ca-cm-kg.ai/record/TSX/SII" } ], "title": "Sprott Inc. (SII) — research page", "writer": { "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers", "engine": "claude-haiku-5-5" } }