{ "as_of": "2026-11-06", "cmr": "ca-cm-kg/TSXV/PTF", "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.", "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# Pender Growth Fund Inc. (TSXV: PTF) — research page\n\nAs of 2026-11-06 · ca-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is Pender Growth Fund Inc., listed on the TSXV under ticker PTF, with LEI 549300STKSORYZ235607; ISIN is not on the record. Its security type is Corporate, its sector is Financial Services, and its jurisdiction is British Columbia. Its segment is not on the record. It is listed and not halted.\n\n## The disclosure read\n\nThe record holds 7 filings in the twelve months to 2026-11-06, on 6 filing days, of which 1 is a corporate action and 6 are newswire releases. The median gap between filing days is 39 days. The latest filing is a newswire release dated 2026-08-21, 77 days before the record date. On the TSXV the median cadence gap is 19 days, the median filing count is 9 and the median latency is 17.0 days across 1427 issuers. In Financial Services the median cadence gap is 21.5 days, the median filing count is 10.5 and the median latency is 8.5 days across 98 issuers.\n\n## Auditor\n\nThe auditor of record is KPMG LLP; its location is not on the record. The record holds no auditor changes.\n\n## Events and halts\n\nThe record holds no listing, delisting, name change, domicile change or segment move events. The halt flag is listed, not halted.\n\n## Orderability\n\nUnder the rule version acm-68000/ca/kyp-know-your-product-ni-31-103/r1, with the chapter as of 2026-11-04, both client categories (paragraph (o) of the definition and paragraph (q) of the definition) return signal ACM-200, and the outcome is determinable in each case.\n\n## Coverage\n\nNo research houses were found on the issuer's investor-relations pages read; the count is 0.\n\n## Open research\n\nNo openly published research notes were found; the count is 0.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe vintage is not sealed for this market, and no issuer years are sealed. The live record began on 2026-09-10. Years 2021 through 2026 are sealed in the store but are not served as of a date, and the as-of door answers not_sealed.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.tsx.com/json/company-directory/search/tsxv/^* (identity.exchange)\n- https://api.gleif.org/api/v1/lei-records/549300STKSORYZ235607 (identity.jurisdiction)\n- https://www.tsx.com/en/resource/571 (identity.sector)\n- https://mcp.ca-cm-kg.ai/events/TSXV/PTF (the disclosure lines)\n- https://iiroc.mediaroom.com/index.php?s=2429&l=100 (the halt flag)\n- https://www.pendergrowthfund.com/wp-content/uploads/2023/06/PTF-Information-Circular-2023-Sedar.pdf (the auditor)\n- https://mcp.ca-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.ca-cm-kg.ai/record/TSXV/PTF (the record)\n", "market": "CA", "node": "ca-cm-kg", "numbers": { "as_of_depth": { "issuer_years_sealed": [], "live_record_began": "2026-09-10", "node_history_from": null, "node_years_sealed": [], "note": "6 years are sealed in the CA store; their Replay split is not built, so the as-of door answers not_sealed and the record is the live record as of 2026-11-06", "record_version": 1, "sealed": false, "store_years_sealed_not_served": [ "2021", "2022", "2023", "2024", "2025", "2026" ] }, "auditor": { "auditor": { "read_by": "Tavily regex", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.pendergrowthfund.com/wp-content/uploads/2023/06/PTF-Information-Circular-2023-Sedar.pdf", "state": "sourced", "value": "KPMG LLP" }, "auditor_firm_id": { "market": "CA", "state": "not_on_record" }, "auditor_location": { "market": "CA", "state": "not_on_record" }, "changes": [] }, "cmr": "ca-cm-kg/TSXV/PTF", "coverage": { "count": 0, "houses": [], "pages_checked": [], "read_by": "Perplexity sonar (search) · page read by this rail", "read_date": "2026-11-12", "since": null, "state": "none_found" }, "disclosure": { "against": { "exchange": { "issuers": 1427, "median_cadence_gap_days": 19, "median_filings": 9, "median_latency_days": 17, "name": "TSXV" }, "sector": { "issuers": 98, "median_cadence_gap_days": 21.5, "median_filings": 10.5, "median_latency_days": 8.5, "name": "Financial Services" } }, "by_type": { "corporate_action": 1, "newswire_release": 6 }, "cadence_median_gap_days": 39, "filing_days": 6, "filings": 7, "latency_days": 77, "latest": [ { "category": null, "date": "2026-08-21", "source": "https://www.globenewswire.com/news-release/2026/08/21/3349339/0/en/pender-growth-fund-provides-financial-highlights-and-company-updates.html", "title": "Pender Growth Fund Provides Financial Highlights and", "type": "newswire_release" }, { "category": null, "date": "2026-07-13", "source": "https://www.globenewswire.com/news-release/2026/07/13/3326358/0/en/pender-growth-fund-portfolio-company-general-fusion-inc-commences-trading.html", "title": "Pender Growth Fund Portfolio Company, General Fusion Inc.,", "type": "newswire_release" }, { "category": null, "date": "2026-07-07", "source": "https://www.globenewswire.com/news-release/2026/07/07/3322811/0/en/pender-growth-fund-portfolio-company-general-fusion-receives-shareholder-approval-for-proposed-business-combination.html", "title": "Pender Growth Fund Portfolio Company, General Fusion,", "type": "newswire_release" }, { "category": null, "date": "2026-04-02", "source": "https://www.globenewswire.com/news-release/2026/04/02/3267304/0/en/pender-growth-fund-increases-its-equity-stake-in-pender-software-holdings-ltd-as-it-completes-its-acquisition.html", "title": "Pender Growth Fund Increases its Equity Stake in Pender", "type": "newswire_release" }, { "category": null, "date": "2026-02-17", "source": "https://www.globenewswire.com/news-release/2026/02/17/3239640/0/en/pender-growth-fund-provides-notice-of-its-intention-to-undertake-normal-course-issuer-bid.html", "title": "Pender Growth Fund Provides Notice of its Intention to", "type": "newswire_release" } ], "latest_filing_date": "2026-08-21", "read": "the node's event lines (list_events_since), as get_filings serves them", "source": "https://mcp.ca-cm-kg.ai/events/TSXV/PTF", "window": { "from": "2025-11-06", "to": "2026-11-06" } }, "identity": { "exchange": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsxv/^*", "state": "sourced", "value": "TSXV" }, "isin": { "market": "CA", "reason": "no ISIN found on issuer pages", "state": "not_on_record" }, "jurisdiction": { "read_by": "GLEIF LEI record (LEI per the LEI column) · adjudicated by Claude", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://api.gleif.org/api/v1/lei-records/549300STKSORYZ235607", "state": "filled", "value": "British Columbia" }, "lei": { "read_by": "GLEIF name-exact", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://api.gleif.org/api/v1/lei-records/549300STKSORYZ235607", "state": "sourced", "value": "549300STKSORYZ235607" }, "name": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsxv/^*", "state": "sourced", "value": "Pender Growth Fund Inc." }, "sector": { "read_by": "TMX listed-companies workbook (exchange list, monthly; data month named in the source column)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/en/resource/571 (tsx-and-amp-tsxv-listed-companies-2026-08-14-en.xlsx, data as of 31-Jul-2026)", "state": "sourced", "value": "Financial Services" }, "security_type": { "read_by": "TMX listed-companies workbook (exchange list, monthly; data month named in the source column)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/en/resource/571 (tsx-and-amp-tsxv-listed-companies-2026-08-14-en.xlsx, data as of 31-Jul-2026)", "state": "sourced", "value": "Corporate" }, "segment": { "market": "CA", "state": "not_on_record" }, "ticker": { "read_by": "tsx.com company directory (exchange list)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.tsx.com/json/company-directory/search/tsxv/^*", "state": "sourced", "value": "PTF" }, "website": { "market": "CA", "state": "not_on_record" } }, "licensed": { "columns": [ "licensor", "entitlement", "title", "date", "source" ], "rows": [], "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded." }, "lifecycle": { "delisting": [], "domicile_change": [], "listing": [], "name_change": [], "segment_move": [] }, "market": "CA", "node": "ca-cm-kg", "numbers_hash": "sha256:1499a651d32f0af6a8bdee8a94a5a3550c2b50613cd9511ceea175853048796f", "open_research": { "read_date": "2026-11-12", "rows": [], "state": "none_found" }, "orderability": { "chapter_as_of": "2026-11-04", "client_categories": [ "Paragraph (o) of the definition", "Paragraph (q) of the definition" ], "outcomes": { "Paragraph (o) of the definition": { "determinable": true, "signal": "ACM-200" }, "Paragraph (q) of the definition": { "determinable": true, "signal": "ACM-200" } }, "read": { "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group", "chapter": "https://mcp.ca-cm-kg.ai/book/aio.json", "door": "https://mcp.ca-cm-kg.ai/mcp", "tool": "get_orderability" }, "rule_version": "acm-68000/ca/kyp-know-your-product-ni-31-103/r1", "section": "ca.aio.v11" }, "record": { "as_of": "2026-11-06", "url": "https://mcp.ca-cm-kg.ai/record/TSXV/PTF", "version": 1 }, "schema": "research-numbers v0.1 (USR-01, 2026-11-11)", "status": { "read_date": "2026-11-08", "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100", "value": "listed, not halted" } }, "numbers_hash": "sha256:1499a651d32f0af6a8bdee8a94a5a3550c2b50613cd9511ceea175853048796f", "path": "/ca/TSXV/PTF", "schema": "research-page v0.1 (USR-02, 2026-11-11)", "sections": [ { "id": "identity", "text": "The issuer is Pender Growth Fund Inc., listed on the TSXV under ticker PTF, with LEI 549300STKSORYZ235607; ISIN is not on the record. Its security type is Corporate, its sector is Financial Services, and its jurisdiction is British Columbia. Its segment is not on the record. It is listed and not halted.", "title": "Identity and listing" }, { "id": "disclosure", "text": "The record holds 7 filings in the twelve months to 2026-11-06, on 6 filing days, of which 1 is a corporate action and 6 are newswire releases. The median gap between filing days is 39 days. The latest filing is a newswire release dated 2026-08-21, 77 days before the record date. On the TSXV the median cadence gap is 19 days, the median filing count is 9 and the median latency is 17.0 days across 1427 issuers. In Financial Services the median cadence gap is 21.5 days, the median filing count is 10.5 and the median latency is 8.5 days across 98 issuers.", "title": "The disclosure read" }, { "id": "auditor", "text": "The auditor of record is KPMG LLP; its location is not on the record. The record holds no auditor changes.", "title": "Auditor" }, { "id": "events", "text": "The record holds no listing, delisting, name change, domicile change or segment move events. The halt flag is listed, not halted.", "title": "Events and halts" }, { "id": "orderability", "text": "Under the rule version acm-68000/ca/kyp-know-your-product-ni-31-103/r1, with the chapter as of 2026-11-04, both client categories (paragraph (o) of the definition and paragraph (q) of the definition) return signal ACM-200, and the outcome is determinable in each case.", "title": "Orderability" }, { "id": "coverage", "text": "No research houses were found on the issuer's investor-relations pages read; the count is 0.", "title": "Coverage" }, { "id": "open_research", "text": "No openly published research notes were found; the count is 0.", "title": "Open research" }, { "id": "licensed", "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.", "title": "Licensed" }, { "id": "depth", "text": "The vintage is not sealed for this market, and no issuer years are sealed. The live record began on 2026-09-10. Years 2021 through 2026 are sealed in the store but are not served as of a date, and the as-of door answers not_sealed.", "title": "As-of depth" }, { "id": "sources", "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.", "title": "Sources" } ], "sources": [ { "for": "identity.exchange", "source": "https://www.tsx.com/json/company-directory/search/tsxv/^*" }, { "for": "identity.jurisdiction", "source": "https://api.gleif.org/api/v1/lei-records/549300STKSORYZ235607" }, { "for": "identity.sector", "source": "https://www.tsx.com/en/resource/571" }, { "for": "the disclosure lines", "source": "https://mcp.ca-cm-kg.ai/events/TSXV/PTF" }, { "for": "the halt flag", "source": "https://iiroc.mediaroom.com/index.php?s=2429&l=100" }, { "for": "the auditor", "source": "https://www.pendergrowthfund.com/wp-content/uploads/2023/06/PTF-Information-Circular-2023-Sedar.pdf" }, { "for": "the orderability chapter", "source": "https://mcp.ca-cm-kg.ai/book/aio.json" }, { "for": "the record", "source": "https://mcp.ca-cm-kg.ai/record/TSXV/PTF" } ], "title": "Pender Growth Fund Inc. (PTF) — research page", "writer": { "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers", "engine": "claude-haiku-5-5" } }