The page is the record's research on the issuer — no analyst, no rating, no view.

# CATERPILLAR INC (SIX: CAT) — research page

As of 2026-11-06 · ch-cm-kg · record version 1

## Identity and listing

The issuer is CATERPILLAR INC, listed on SIX under ticker CAT, with ISIN US1491231015 and LEI WRJR7GS4GTRECRRTVX92. Its security type is corporate (foreign ISIN, SIX line), jurisdiction US-DE. Segment and sector are not on the record; the SIX feed returns an empty ICB industry for this line. Status is listed, not halted.

## The disclosure read

The record holds 0 filings in the window 2025-11-06 to 2026-11-06, on 0 filing days, and by type it holds none. The median gap between filing days is not on the record. The latest filing date and type are not on the record. The exchange peer median cadence gap is 29.5 days, the exchange peer median filings count is 0, and the exchange peer median latency is 14 days across 607 SIX issuers. Sector peers are not on the record for this market.

## Auditor

The auditor is not on the record. The record carries the annual report link only, which is a source link and not a read. Auditor location and auditor changes are not on the record.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, because no lifecycle type map exists for this register yet. The halt flag shows listed, not halted.

## Orderability

The outcome for Privatkundinnen und -kunden is signal ACM-200, determinable. The outcome for professionelle Kunden is signal ACM-200, determinable. The outcome for institutionelle Kunden is signal ACM-200, determinable. The rule version is acm-68000/ch/finsa-product-duties/r1, with chapter as of 2026-11-04.

## Coverage

The issuer's investor-relations page has not been read, so the research houses it names are not on the record.

## Open research

The openly published research notes have not been read, so the count, publishers and dates are not on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The market's vintage is not sealed. No issuer years are sealed, the market's earliest sealed date is not on the record, and the live record began date is not on the record.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.six-group.com/en/products-services/the-swiss-stock-exchange/market-data/shares/share-explorer.html (identity.exchange)
- https://api.gleif.org/api/v1/lei-records/WRJR7GS4GTRECRRTVX92 (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.ch-cm-kg.ai/events/SIX/CAT (the disclosure lines)
- https://www.ser-ag.com/sheldon/official_notices/v2/find.json ; https://www.bxswiss.com/suspensions (the halt flag)
- https://mcp.ch-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.ch-cm-kg.ai/record/SIX/CAT (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/ch/SIX/CAT · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
