{
 "as_of": "2026-11-06",
 "cmr": "ch-cm-kg/SIX/UBSG",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# UBS GROUP N (SIX: UBSG) — research page\n\nAs of 2026-11-06 · ch-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is UBS GROUP N, listed on SIX under ticker UBSG, with ISIN CH0244767585 and LEI 549300SZJ9VS8SGXAN81. Its security type is Corporate and its jurisdiction is Switzerland (Zefix-registered corporation). Its segment is not on the record and its sector is not on the record. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 78 filings in the twelve months to 2026-11-06, across 48 filing days. The median gap between filing days is 4 days. The latest filing is dated 2026-11-06, is of type major_holder, and falls 0 days before the record date. The exchange median cadence gap is 29.5 days across 607 issuers, the exchange median filings count is 0, and the exchange median latency is 14 days. The sector median is not on the record.\n\n## Auditor\n\nThe auditor is not on the record. The auditor's location is not on the record. Auditor changes are not on the record, as the market's register carries no lifecycle type map yet.\n\n## Events and halts\n\nListing, delisting, name change, domicile change and segment move are not on the record, as the market's index does not yet carry a lifecycle type. The halt flag is listed, not halted.\n\n## Orderability\n\nThe signal ACM-200 applies to Privatkundinnen und -kunden, professionelle Kunden and institutionelle Kunden, and the outcome is determinable for each. The rule version is acm-68000/ch/finsa-product-duties/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nThe issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel and ZKB.\n\n## Open research\n\nNo openly published research notes were found.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe issuer's years are not sealed. The market's vintage is not sealed. The market's earliest sealed date is not on the record, and the live record began on a date not on the record.\n\n## Sources\n\n8 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.six-group.com/en/products-services/the-swiss-stock-exchange/market-data/shares/share-explorer.html (identity.exchange)\n- https://www.zefix.ch/en/search/entity/list?name=UBS%20GROUP (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.ch-cm-kg.ai/events/SIX/UBSG (the disclosure lines)\n- https://www.ser-ag.com/sheldon/official_notices/v2/find.json ; https://www.bxswiss.com/suspensions (the halt flag)\n- https://mcp.ch-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html (coverage)\n- https://mcp.ch-cm-kg.ai/record/SIX/UBSG (the record)\n",
 "market": "CH",
 "node": "ch-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [],
   "live_record_began": null,
   "node_history_from": null,
   "node_years_sealed": [],
   "note": "the CH vintage is not sealed; the record is the live record as of 2026-11-06",
   "record_version": 1,
   "sealed": false
  },
  "auditor": {
   "auditor": {
    "market": "CH",
    "reason": "Width 0 records the annual report link only (ORDER-015: source link, not a read)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "CH",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "CH",
    "state": "not_on_record"
   },
   "changes": {
    "market": "CH",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "cmr": "ch-cm-kg/SIX/UBSG",
  "coverage": {
   "count": 19,
   "houses": [
    {
     "analyst": "Stefan Stalmann",
     "house": "Autonomous",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Flora Bocahut",
     "house": "Barclays",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Andrew Coombs",
     "house": "Citi",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Benjamin Goy",
     "house": "Deutsche Bank",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Jeremy Sigee",
     "house": "Exane BNP Paribas",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Chris Hallam",
     "house": "Goldman Sachs",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Joseph Dickerson",
     "house": "Jefferies",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Kian Abouhossein",
     "house": "J.P. Morgan",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Tom Hallett",
     "house": "Keefe, Bruyette & Woods",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Nicolas Payen",
     "house": "Kepler Cheuvreux",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Amit Goel",
     "house": "Mediobanca",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Giulia Miotto",
     "house": "Morgan Stanley",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Johann Scholtz",
     "house": "Morningstar",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Roland Pfänder",
     "house": "Oddo",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Anke Reingen",
     "house": "RBC",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Nicholas Watts",
     "house": "Redburn",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Ignacio Mendez",
     "house": "Santander",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Andreas Venditti",
     "house": "Vontobel",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    },
    {
     "analyst": "Ausano Cajrati Crivelli",
     "house": "ZKB",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "state": "sourced"
    }
   ],
   "pages_checked": [
    {
     "page": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html",
     "result": "read: 19 of 40 named houses found on the page"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-12",
   "since": "not stated on the page read",
   "state": "found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 607,
     "median_cadence_gap_days": 29.5,
     "median_filings": 0,
     "median_latency_days": 14,
     "name": "SIX"
    },
    "sector": {
     "market": "CH",
     "state": "not_on_record"
    }
   },
   "by_type": {
    "ad_hoc": 3,
    "corporate_news": 6,
    "major_holder": 20,
    "newswire_release": 29,
    "register_mutation": 19,
    "register_new_registration": 1
   },
   "cadence_median_gap_days": 4,
   "filing_days": 48,
   "filings": 78,
   "latency_days": 0,
   "latest": [
    {
     "category": "voting-rights",
     "date": "2026-11-06",
     "source": "https://www.eqs-news.com/news/voting-rights/ubs-group-ag-zurich-switzerland/a50ac557-ea29-4b13-a26e-4bdb2335e2e8_en",
     "title": "UBS Group AG, Zurich, Switzerland | Voting rights Announcements - EQS News",
     "type": "major_holder"
    },
    {
     "category": null,
     "date": "2026-11-06",
     "source": "https://www.businesswire.com/news/home/20261105114464/en/UBS-Declares-Coupon-Payments-on-8-ETRACS-Exchange-Traded-Notes",
     "title": "UBS Declares Coupon Payments on 8 ETRACS Exchange ...",
     "type": "newswire_release"
    },
    {
     "category": null,
     "date": "2026-11-05",
     "source": "https://www.businesswire.com/news/home/20261105114464/en/UBS-Declares-Coupon-Payments-on-8-ETRACS-Exchange-Traded-Notes",
     "title": "UBS Declares Coupon Payments on 8 ETRACS Exchange ...",
     "type": "newswire_release"
    },
    {
     "category": "HR02",
     "date": "2026-11-04",
     "source": "https://www.shab.ch/#!/search/publications/detail/4c893efd-1085-4ac7-b26e-ae11887c90f2",
     "title": "HR02 Change UBS Switzerland AG, Zürich",
     "type": "register_mutation"
    },
    {
     "category": "voting-rights",
     "date": "2026-11-03",
     "source": "https://www.eqs-news.com/news/voting-rights/ubs-group-ag-zurich-switzerland/73cb593a-6c23-424e-8b2f-1a0c9d9766eb_en",
     "title": "Delivery Hero SE UBS Group AG, Zurich, Switzerland",
     "type": "major_holder"
    }
   ],
   "latest_filing_date": "2026-11-06",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.ch-cm-kg.ai/events/SIX/UBSG",
   "window": {
    "from": "2025-11-06",
    "to": "2026-11-06"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "SIX Swiss Exchange share explorer feed (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.six-group.com/en/products-services/the-swiss-stock-exchange/market-data/shares/share-explorer.html (feed six-group.com/fqs/ref.json, PortalSegment=EQ)",
    "state": "sourced",
    "value": "SIX"
   },
   "isin": {
    "read_by": "SIX Swiss Exchange share explorer feed (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.six-group.com/en/products-services/the-swiss-stock-exchange/market-data/shares/share-explorer.html (feed six-group.com/fqs/ref.json, PortalSegment=EQ)",
    "state": "confirmed",
    "value": "CH0244767585"
   },
   "jurisdiction": {
    "read_by": "Zefix federal commercial register index (zefix.ch public web API, name-exact + corporation legal form) (legal form)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.zefix.ch/en/search/entity/list?name=UBS%20GROUP",
    "state": "sourced",
    "value": "Switzerland (Zefix-registered corporation)"
   },
   "lei": {
    "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN",
    "read_date": "2026-11-09",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN CH0244767585)",
    "state": "sourced",
    "value": "549300SZJ9VS8SGXAN81"
   },
   "name": {
    "read_by": "SIX Swiss Exchange share explorer feed (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.six-group.com/en/products-services/the-swiss-stock-exchange/market-data/shares/share-explorer.html (feed six-group.com/fqs/ref.json, PortalSegment=EQ)",
    "state": "sourced",
    "value": "UBS GROUP N"
   },
   "sector": {
    "market": "CH",
    "reason": "the SIX feed returns an empty ICB industry for this line",
    "state": "not_on_record"
   },
   "security_type": {
    "read_by": "SIX Swiss Exchange share explorer feed (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.six-group.com/en/products-services/the-swiss-stock-exchange/market-data/shares/share-explorer.html (feed six-group.com/fqs/ref.json, PortalSegment=EQ)",
    "state": "sourced",
    "value": "Corporate"
   },
   "segment": {
    "market": "CH",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "SIX Swiss Exchange share explorer feed (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.six-group.com/en/products-services/the-swiss-stock-exchange/market-data/shares/share-explorer.html (feed six-group.com/fqs/ref.json, PortalSegment=EQ)",
    "state": "sourced",
    "value": "UBSG"
   },
   "website": {
    "market": "CH",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": {
    "market": "CH",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "domicile_change": {
    "market": "CH",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "listing": {
    "market": "CH",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "name_change": {
    "market": "CH",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "segment_move": {
    "market": "CH",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "market": "CH",
  "node": "ch-cm-kg",
  "numbers_hash": "sha256:019664d32e05ba36b36682ea2d8893b929156347cf1d3a151bd682f5b13ce9e3",
  "open_research": {
   "read_date": "2026-11-12",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [
    "Privatkundinnen und -kunden",
    "professionelle Kunden",
    "institutionelle Kunden"
   ],
   "outcomes": {
    "Privatkundinnen und -kunden": {
     "determinable": true,
     "signal": "ACM-200"
    },
    "institutionelle Kunden": {
     "determinable": true,
     "signal": "ACM-200"
    },
    "professionelle Kunden": {
     "determinable": true,
     "signal": "ACM-200"
    }
   },
   "read": {
    "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group",
    "chapter": "https://mcp.ch-cm-kg.ai/book/aio.json",
    "door": "https://mcp.ch-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "rule_version": "acm-68000/ch/finsa-product-duties/r1",
   "section": "ch.aio.v8"
  },
  "record": {
   "as_of": "2026-11-06",
   "url": "https://mcp.ch-cm-kg.ai/record/SIX/UBSG",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-09",
   "source": "https://www.ser-ag.com/sheldon/official_notices/v2/find.json ; https://www.bxswiss.com/suspensions",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:019664d32e05ba36b36682ea2d8893b929156347cf1d3a151bd682f5b13ce9e3",
 "path": "/ch/SIX/UBSG",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is UBS GROUP N, listed on SIX under ticker UBSG, with ISIN CH0244767585 and LEI 549300SZJ9VS8SGXAN81. Its security type is Corporate and its jurisdiction is Switzerland (Zefix-registered corporation). Its segment is not on the record and its sector is not on the record. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 78 filings in the twelve months to 2026-11-06, across 48 filing days. The median gap between filing days is 4 days. The latest filing is dated 2026-11-06, is of type major_holder, and falls 0 days before the record date. The exchange median cadence gap is 29.5 days across 607 issuers, the exchange median filings count is 0, and the exchange median latency is 14 days. The sector median is not on the record.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor is not on the record. The auditor's location is not on the record. Auditor changes are not on the record, as the market's register carries no lifecycle type map yet.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "Listing, delisting, name change, domicile change and segment move are not on the record, as the market's index does not yet carry a lifecycle type. The halt flag is listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The signal ACM-200 applies to Privatkundinnen und -kunden, professionelle Kunden and institutionelle Kunden, and the outcome is determinable for each. The rule version is acm-68000/ch/finsa-product-duties/r1, and the chapter is as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "The issuer's investor-relations page names 19 research houses: Autonomous, Barclays, Citi, Deutsche Bank, Exane BNP Paribas, Goldman Sachs, Jefferies, J.P. Morgan, Keefe, Bruyette & Woods, Kepler Cheuvreux, Mediobanca, Morgan Stanley, Morningstar, Oddo, RBC, Redburn, Santander, Vontobel and ZKB.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The issuer's years are not sealed. The market's vintage is not sealed. The market's earliest sealed date is not on the record, and the live record began on a date not on the record.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "8 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.six-group.com/en/products-services/the-swiss-stock-exchange/market-data/shares/share-explorer.html"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://www.zefix.ch/en/search/entity/list?name=UBS%20GROUP"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.ch-cm-kg.ai/events/SIX/UBSG"
  },
  {
   "for": "the halt flag",
   "source": "https://www.ser-ag.com/sheldon/official_notices/v2/find.json ; https://www.bxswiss.com/suspensions"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.ch-cm-kg.ai/book/aio.json"
  },
  {
   "for": "coverage",
   "source": "https://www.ubs.com/global/en/investor-relations/investors/shareholder-information/analyst-coverage.html"
  },
  {
   "for": "the record",
   "source": "https://mcp.ch-cm-kg.ai/record/SIX/UBSG"
  }
 ],
 "title": "UBS GROUP N (UBSG) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}