{ "as_of": "2026-11-06", "cmr": "de-cm-kg/XETRA/DWS", "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.", "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# DWS GROUP GMBH+CO.KGAA ON (Xetra: DWS) — research page\n\nAs of 2026-11-06 · de-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is DWS GROUP GMBH+CO.KGAA ON, listed on Xetra under ticker DWS, with ISIN DE000DWS1007 and LEI 529900VM3464806ERS69. Its security type is Corporate, its segment is MDAX, and its jurisdiction is Germany (Handelsregister HRB). Its sector is not on the record. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 1 filing in the window 2025-11-06 to 2026-11-06, on 1 filing day, of type corporate_news. The median gap between filing days is not on the record. The latest filing is dated 2026-06-03, 156 days before the record date of 2026-11-06, and is of type corporate_news. For Xetra, the record holds 419 issuers with a median of 6 filings, a median cadence gap of 22.8 days, and a median latency of 5.5 days. The sector peer median is not on the record.\n\n## Auditor\n\nThe auditor of record is not on the record. The record carries the annual report link only, as a source link and not a read. The auditor location is not on the record, and auditor changes are not on the record.\n\n## Events and halts\n\nListing, delisting, name change, domicile change and segment move are not on the record, because no lifecycle type map is available for this register. The halt flag shows listed, not halted.\n\n## Orderability\n\nThe outcome is ACM-200 for Professionelle Kunden, Privatkunden and Geeignete Gegenparteien, and it is determinable in each case. The rule version is acm-68000/de/mifid-ii-product-governance-produkt-berwachung/r1, with the chapter as of 2026-11-04.\n\n## Coverage\n\nThe record holds no research houses named on the issuer's investor-relations page; none were found on the pages read, and the count is 0.\n\n## Open research\n\nNo openly published research notes were found on the record; the count is 0.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed. No issuer years are sealed, the market's earliest sealed date is not on the record, and the live record began is not on the record.\n\n## Sources\n\n7 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (identity.exchange)\n- https://api.gleif.org/api/v1/lei-records/529900VM3464806ERS69 (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.de-cm-kg.ai/events/XETRA/DWS (the disclosure lines)\n- https://www.cashmarket.deutsche-boerse.com/cash-en/Stay-Informed/current-regulatory-topics/mifid-ii-releases/4086638!suspension-list (the halt flag)\n- https://mcp.de-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.de-cm-kg.ai/record/XETRA/DWS (the record)\n", "market": "DE", "node": "de-cm-kg", "numbers": { "as_of_depth": { "issuer_years_sealed": [], "live_record_began": null, "node_history_from": null, "node_years_sealed": [], "note": "the DE vintage is not sealed; the record is the live record as of 2026-11-06", "record_version": 1, "sealed": false }, "auditor": { "auditor": { "market": "DE", "reason": "Width 0 records the annual report link only (ORDER-015: source link, not a read)", "state": "not_on_record" }, "auditor_firm_id": { "market": "DE", "state": "not_on_record" }, "auditor_location": { "market": "DE", "state": "not_on_record" }, "changes": { "market": "DE", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" } }, "cmr": "de-cm-kg/XETRA/DWS", "coverage": { "count": 0, "houses": [], "pages_checked": [], "read_by": "Perplexity sonar (search) · page read by this rail", "read_date": "2026-11-12", "since": null, "state": "none_found" }, "disclosure": { "against": { "exchange": { "issuers": 419, "median_cadence_gap_days": 22.8, "median_filings": 6, "median_latency_days": 5.5, "name": "Xetra" }, "sector": { "market": "DE", "state": "not_on_record" } }, "by_type": { "corporate_news": 1 }, "cadence_median_gap_days": null, "filing_days": 1, "filings": 1, "latency_days": 156, "latest": [ { "category": "agm-announcements", "date": "2026-06-03", "source": "https://www.eqs-news.com/news/agm-announcements/dws-group-gmbh-co-kgaa-bekanntmachung-der-einberufung-zur-hauptversammlung-am-03-06-2026-in-frankfurt-am-main-mit-dem-ziel-der-europaweiten-verbreitung-gemas-c2a7121-aktg/891e8b89-98d2-4f6f-ae24-efe59e55c970_de", "title": "DWS Group GmbH & Co. KGaA: Bekanntmachung der Einberufung ...", "type": "corporate_news" } ], "latest_filing_date": "2026-06-03", "read": "the node's event lines (list_events_since), as get_filings serves them", "source": "https://mcp.de-cm-kg.ai/events/XETRA/DWS", "window": { "from": "2025-11-06", "to": "2026-11-06" } }, "identity": { "exchange": { "read_by": "Xetra all-tradable-instruments file (exchange list, daily) (Date Last Update:;11.09.2026)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)", "state": "sourced", "value": "Xetra" }, "isin": { "read_by": "Xetra all-tradable-instruments file (exchange list, daily)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)", "state": "confirmed", "value": "DE000DWS1007" }, "jurisdiction": { "read_by": "GLEIF LEI record (LEI per the LEI column) (registeredAs)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://api.gleif.org/api/v1/lei-records/529900VM3464806ERS69", "state": "sourced", "value": "Germany (Handelsregister HRB)" }, "lei": { "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN", "read_date": "2026-11-09", "read_date_basis": "the field", "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN DE000DWS1007)", "state": "sourced", "value": "529900VM3464806ERS69" }, "name": { "read_by": "Xetra all-tradable-instruments file (exchange list, daily) (Date Last Update:;11.09.2026)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)", "state": "sourced", "value": "DWS GROUP GMBH+CO.KGAA ON" }, "sector": { "market": "DE", "reason": "the Xetra instruments file carries index membership, not a sector classification", "state": "not_on_record" }, "security_type": { "read_by": "Xetra all-tradable-instruments file (exchange list, daily) (Date Last Update:;11.09.2026)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)", "state": "sourced", "value": "Corporate" }, "segment": { "read_by": "Xetra all-tradable-instruments file (exchange list, daily) (Date Last Update:;11.09.2026)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)", "state": "sourced", "value": "MDAX" }, "ticker": { "read_by": "Xetra all-tradable-instruments file (exchange list, daily) (Date Last Update:;11.09.2026)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)", "state": "sourced", "value": "DWS" }, "website": { "market": "DE", "state": "not_on_record" } }, "licensed": { "columns": [ "licensor", "entitlement", "title", "date", "source" ], "rows": [], "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded." }, "lifecycle": { "delisting": { "market": "DE", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "domicile_change": { "market": "DE", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "listing": { "market": "DE", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "name_change": { "market": "DE", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "segment_move": { "market": "DE", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" } }, "market": "DE", "node": "de-cm-kg", "numbers_hash": "sha256:6d8c0b3d5e9df8b38ac3ab4259780fe41ca800f439f788dcad60ceeaf31ed23e", "open_research": { "read_date": "2026-11-12", "rows": [], "state": "none_found" }, "orderability": { "chapter_as_of": "2026-11-04", "client_categories": [ "Professionelle Kunden", "Privatkunden", "Geeignete Gegenparteien" ], "outcomes": { "Geeignete Gegenparteien": { "determinable": true, "signal": "ACM-200" }, "Privatkunden": { "determinable": true, "signal": "ACM-200" }, "Professionelle Kunden": { "determinable": true, "signal": "ACM-200" } }, "read": { "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group", "chapter": "https://mcp.de-cm-kg.ai/book/aio.json", "door": "https://mcp.de-cm-kg.ai/mcp", "tool": "get_orderability" }, "rule_version": "acm-68000/de/mifid-ii-product-governance-produkt-berwachung/r1", "section": "de.aio.v13" }, "record": { "as_of": "2026-11-06", "url": "https://mcp.de-cm-kg.ai/record/XETRA/DWS", "version": 1 }, "schema": "research-numbers v0.1 (USR-01, 2026-11-11)", "status": { "read_date": "2026-11-09", "source": "https://www.cashmarket.deutsche-boerse.com/cash-en/Stay-Informed/current-regulatory-topics/mifid-ii-releases/4086638!suspension-list", "value": "listed, not halted" } }, "numbers_hash": "sha256:6d8c0b3d5e9df8b38ac3ab4259780fe41ca800f439f788dcad60ceeaf31ed23e", "path": "/de/XETRA/DWS", "schema": "research-page v0.1 (USR-02, 2026-11-11)", "sections": [ { "id": "identity", "text": "The issuer is DWS GROUP GMBH+CO.KGAA ON, listed on Xetra under ticker DWS, with ISIN DE000DWS1007 and LEI 529900VM3464806ERS69. Its security type is Corporate, its segment is MDAX, and its jurisdiction is Germany (Handelsregister HRB). Its sector is not on the record. Its listing status is listed, not halted.", "title": "Identity and listing" }, { "id": "disclosure", "text": "The record holds 1 filing in the window 2025-11-06 to 2026-11-06, on 1 filing day, of type corporate_news. The median gap between filing days is not on the record. The latest filing is dated 2026-06-03, 156 days before the record date of 2026-11-06, and is of type corporate_news. For Xetra, the record holds 419 issuers with a median of 6 filings, a median cadence gap of 22.8 days, and a median latency of 5.5 days. The sector peer median is not on the record.", "title": "The disclosure read" }, { "id": "auditor", "text": "The auditor of record is not on the record. The record carries the annual report link only, as a source link and not a read. The auditor location is not on the record, and auditor changes are not on the record.", "title": "Auditor" }, { "id": "events", "text": "Listing, delisting, name change, domicile change and segment move are not on the record, because no lifecycle type map is available for this register. The halt flag shows listed, not halted.", "title": "Events and halts" }, { "id": "orderability", "text": "The outcome is ACM-200 for Professionelle Kunden, Privatkunden and Geeignete Gegenparteien, and it is determinable in each case. The rule version is acm-68000/de/mifid-ii-product-governance-produkt-berwachung/r1, with the chapter as of 2026-11-04.", "title": "Orderability" }, { "id": "coverage", "text": "The record holds no research houses named on the issuer's investor-relations page; none were found on the pages read, and the count is 0.", "title": "Coverage" }, { "id": "open_research", "text": "No openly published research notes were found on the record; the count is 0.", "title": "Open research" }, { "id": "licensed", "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.", "title": "Licensed" }, { "id": "depth", "text": "The market's vintage is not sealed. No issuer years are sealed, the market's earliest sealed date is not on the record, and the live record began is not on the record.", "title": "As-of depth" }, { "id": "sources", "text": "7 source pages are named on this page; every value above carries its own source page and read date in the numbers.", "title": "Sources" } ], "sources": [ { "for": "identity.exchange", "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares" }, { "for": "identity.jurisdiction", "source": "https://api.gleif.org/api/v1/lei-records/529900VM3464806ERS69" }, { "for": "identity.lei", "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download" }, { "for": "the disclosure lines", "source": "https://mcp.de-cm-kg.ai/events/XETRA/DWS" }, { "for": "the halt flag", "source": "https://www.cashmarket.deutsche-boerse.com/cash-en/Stay-Informed/current-regulatory-topics/mifid-ii-releases/4086638!suspension-list" }, { "for": "the orderability chapter", "source": "https://mcp.de-cm-kg.ai/book/aio.json" }, { "for": "the record", "source": "https://mcp.de-cm-kg.ai/record/XETRA/DWS" } ], "title": "DWS GROUP GMBH+CO.KGAA ON (DWS) — research page", "writer": { "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers", "engine": "claude-haiku-5-5" } }