The page is the record's research on the issuer — no analyst, no rating, no view.

# SMARTBROKER HLDG INH O.N. (Xetra: SB1) — research page

As of 2026-11-06 · de-cm-kg · record version 1

## Identity and listing

The issuer is SMARTBROKER HLDG INH O.N., listed on Xetra under ticker SB1. Its ISIN is DE000A2GS609 and its LEI is 39120021VUEJYNGL7R59. Its security type is Corporate, its segment is DEUTSCHLAND, and its jurisdiction is Germany (Handelsregister HRB). Its sector is not on the record, because the Xetra instruments file carries index membership and not a sector classification. Its listing status is listed, not halted.

## The disclosure read

The record holds 16 filings in the window 2025-11-06 to 2026-11-06, across 8 filing days. Of these, 10 are corporate news, 3 are directors' dealings, 2 are ad hoc and 1 is results. The median gap between filing days is 3 days. The latest filing is dated 2026-11-05, is of type corporate news, and falls 1 day before the record date of 2026-11-06. The Xetra peer median is 6 filings, a cadence gap of 22.8 days and a latency of 5.5 days, across 419 issuers. The sector peer median is not on the record for this market.

## Auditor

The auditor of record is not on the record. The record carries the annual report link only, as a source link and not a read. The auditor's location is not on the record, and auditor changes are not on the record because this register has no lifecycle type map yet.

## Events and halts

Listing, delisting, name change, domicile change and segment move are each not on the record, because this register has no lifecycle type map yet. The halt flag shows the issuer as listed, not halted.

## Orderability

The outcome is determinable for all three client categories the market's chapter names: Professionelle Kunden, Privatkunden and Geeignete Gegenparteien. Each carries the signal ACM-200. The rule version is acm-68000/de/mifid-ii-product-governance-produkt-berwachung/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page. The count is 0.

## Open research

The record holds 1 openly published research note, from GBC AG, dated 2026-01-07.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The market's vintage is not sealed. No issuer years are sealed, the market has no earliest sealed date, and the live record start is not on the record.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (identity.exchange)
- https://api.gleif.org/api/v1/lei-records/39120021VUEJYNGL7R59 (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.de-cm-kg.ai/events/XETRA/SB1 (the disclosure lines)
- https://www.cashmarket.deutsche-boerse.com/cash-en/Stay-Informed/current-regulatory-topics/mifid-ii-releases/4086638!suspension-list (the halt flag)
- https://mcp.de-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.gbc-ag.de/media/files//2026/03/20260107_smartbroker_note_en-1.pdf (open research)
- https://mcp.de-cm-kg.ai/record/XETRA/SB1 (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/de/XETRA/SB1 · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
