{
 "as_of": "2026-11-06",
 "cmr": "de-cm-kg/XETRA/UUU",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# 3U HOLDING AG (Xetra: UUU) — research page\n\nAs of 2026-11-06 · de-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is 3U HOLDING AG, listed on Xetra under ticker UUU, ISIN DE0005167902, LEI 529900VVQ4470YJ67K26. Its security type is Corporate, segment DEUTSCHLAND, jurisdiction Germany (Handelsregister HRB). Sector is not on the record, as the Xetra instruments file carries index membership and not a sector classification. Status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 2 filings in the twelve months to 2026-11-06, both newswire releases, on 2 filing days. The median gap between filing days is 35 days. Days from the latest filing to the record date are 23. The latest filing is a newswire release dated 2026-10-14. Exchange peers on Xetra number 419, with a median cadence gap of 22.8 days, a median of 6 filings, and a median latency of 5.5 days. Sector peer figures are not on the record for market DE.\n\n## Auditor\n\nThe auditor of record is not on the record. The register records only the annual report link, which is a source link and not a read. Auditor location and auditor changes are not on the record, as no lifecycle type map exists for this register.\n\n## Events and halts\n\nListing, delisting, name change, domicile change and segment move are not on the record, as no lifecycle type map exists for this register. The halt flag reads listed, not halted.\n\n## Orderability\n\nUnder rule version acm-68000/de/mifid-ii-product-governance-produkt-berwachung/r1, the signal ACM-200 is determinable for Professionelle Kunden, Privatkunden and Geeignete Gegenparteien. The chapter is as of 2026-11-04.\n\n## Coverage\n\nNo research houses were found on the issuer's investor-relations page.\n\n## Open research\n\nThe record holds 4 openly published research notes. SMC Research published on 2025-08-18 and 2024-04-10. montega published on 2024-04-09 and 2023-03-20.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed. No issuer years are sealed, the market's earliest sealed date is not on the record, and the live record began date is not on the record.\n\n## Sources\n\n11 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (identity.exchange)\n- https://api.gleif.org/api/v1/lei-records/529900VVQ4470YJ67K26 (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.de-cm-kg.ai/events/XETRA/UUU (the disclosure lines)\n- https://www.cashmarket.deutsche-boerse.com/cash-en/Stay-Informed/current-regulatory-topics/mifid-ii-releases/4086638!suspension-list (the halt flag)\n- https://mcp.de-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://www.3u.net/wp-content/uploads/2025/08/18-08-2025-3u-holding-analystenempfehlung-smc-research-first-half-year-with-light-and-shade.pdf (open research)\n- https://www.3u.net/wp-content/uploads/2024/04/10-04-2024-analystenempfehlung-3u-holding-ag-smc-research-repowering-the-growth-potential.pdf (open research)\n- https://www.3u.net/wp-content/uploads/2024/04/09-04-2024-analystenempfehlung-3u-holding-ag-montega-3u-receives-approval-for-wind-farm-repowering-and-publishes-annual-report.pdf (open research)\n- http://www.3u.net/wp-content/uploads/2023/07/2023-03-20-analysts-recommendations-3u-holding-ag-montega-initial-coverage-whats-next.pdf (open research)\n- https://mcp.de-cm-kg.ai/record/XETRA/UUU (the record)\n",
 "market": "DE",
 "node": "de-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [],
   "live_record_began": null,
   "node_history_from": null,
   "node_years_sealed": [],
   "note": "the DE vintage is not sealed; the record is the live record as of 2026-11-06",
   "record_version": 1,
   "sealed": false
  },
  "auditor": {
   "auditor": {
    "market": "DE",
    "reason": "Width 0 records the annual report link only (ORDER-015: source link, not a read)",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "DE",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "DE",
    "state": "not_on_record"
   },
   "changes": {
    "market": "DE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "cmr": "de-cm-kg/XETRA/UUU",
  "coverage": {
   "count": 0,
   "houses": [],
   "pages_checked": [
    {
     "page": "https://www.3u.net/en/investor-relations/analysts-recommendations/",
     "result": "read: 2 of 2 named houses found on the page; the page does not name the issuer"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-12",
   "since": null,
   "state": "none_found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 419,
     "median_cadence_gap_days": 22.8,
     "median_filings": 6,
     "median_latency_days": 5.5,
     "name": "Xetra"
    },
    "sector": {
     "market": "DE",
     "state": "not_on_record"
    }
   },
   "by_type": {
    "newswire_release": 2
   },
   "cadence_median_gap_days": 35,
   "filing_days": 2,
   "filings": 2,
   "latency_days": 23,
   "latest": [
    {
     "category": null,
     "date": "2026-10-14",
     "source": "https://www.pressetext.com/news/move-to-the-scale-segment-planned.html",
     "title": "3U HOLDING AG: Move to the Scale segment planned",
     "type": "newswire_release"
    },
    {
     "category": null,
     "date": "2026-09-09",
     "source": "https://www.prnewswire.com/news-releases/aitech-brings-data-center-class-ai-performance-to-defense-platforms-with-next-generation-3u-vpx-c530-and-sosa-aligned-3u-vpx-u-c5300-rugged-ai-gpgpu-boards-302873157.html",
     "title": "Aitech Brings Data-Center-Class AI Performance to Defense Platforms with Next-Generation 3U VPX C530 and SOSA Aligned 3U VPX U-C5300 Rugged AI GPGPU Boards",
     "type": "newswire_release"
    }
   ],
   "latest_filing_date": "2026-10-14",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.de-cm-kg.ai/events/XETRA/UUU",
   "window": {
    "from": "2025-11-06",
    "to": "2026-11-06"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "Xetra all-tradable-instruments file (exchange list, daily) (Date Last Update:;11.09.2026)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)",
    "state": "sourced",
    "value": "Xetra"
   },
   "isin": {
    "read_by": "Xetra all-tradable-instruments file (exchange list, daily)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)",
    "state": "confirmed",
    "value": "DE0005167902"
   },
   "jurisdiction": {
    "read_by": "GLEIF LEI record (LEI per the LEI column) (registeredAs)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://api.gleif.org/api/v1/lei-records/529900VVQ4470YJ67K26",
    "state": "sourced",
    "value": "Germany (Handelsregister HRB)"
   },
   "lei": {
    "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN",
    "read_date": "2026-11-09",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN DE0005167902)",
    "state": "sourced",
    "value": "529900VVQ4470YJ67K26"
   },
   "name": {
    "read_by": "Xetra all-tradable-instruments file (exchange list, daily) (Date Last Update:;11.09.2026)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)",
    "state": "sourced",
    "value": "3U HOLDING AG"
   },
   "sector": {
    "market": "DE",
    "reason": "the Xetra instruments file carries index membership, not a sector classification",
    "state": "not_on_record"
   },
   "security_type": {
    "read_by": "Xetra all-tradable-instruments file (exchange list, daily) (Date Last Update:;11.09.2026)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)",
    "state": "sourced",
    "value": "Corporate"
   },
   "segment": {
    "read_by": "Xetra all-tradable-instruments file (exchange list, daily) (Date Last Update:;11.09.2026)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)",
    "state": "sourced",
    "value": "DEUTSCHLAND"
   },
   "ticker": {
    "read_by": "Xetra all-tradable-instruments file (exchange list, daily) (Date Last Update:;11.09.2026)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares (file allTradableInstruments.csv)",
    "state": "sourced",
    "value": "UUU"
   },
   "website": {
    "market": "DE",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": {
    "market": "DE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "domicile_change": {
    "market": "DE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "listing": {
    "market": "DE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "name_change": {
    "market": "DE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "segment_move": {
    "market": "DE",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "market": "DE",
  "node": "de-cm-kg",
  "numbers_hash": "sha256:5f9385e0055690a2dec09e9fa7d7e110b0b76205c81d3367d3e38636dec10b7a",
  "open_research": {
   "read_date": "2026-11-12",
   "rows": [
    {
     "date": "2025-08-18",
     "kind": "issuer-sponsored",
     "publisher": "SMC Research",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "https://www.3u.net/wp-content/uploads/2025/08/18-08-2025-3u-holding-analystenempfehlung-smc-research-first-half-year-with-light-and-shade.pdf",
     "state": "sourced",
     "title": "First half-year with light and shade"
    },
    {
     "date": "2024-04-10",
     "kind": "issuer-sponsored",
     "publisher": "SMC Research",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "https://www.3u.net/wp-content/uploads/2024/04/10-04-2024-analystenempfehlung-3u-holding-ag-smc-research-repowering-the-growth-potential.pdf",
     "state": "sourced",
     "title": "Repowering the growth potential"
    },
    {
     "date": "2024-04-09",
     "kind": "issuer-sponsored",
     "publisher": "montega",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "https://www.3u.net/wp-content/uploads/2024/04/09-04-2024-analystenempfehlung-3u-holding-ag-montega-3u-receives-approval-for-wind-farm-repowering-and-publishes-annual-report.pdf",
     "state": "sourced",
     "title": "3U receives approval for wind farm repowering and publishes annual report"
    },
    {
     "date": "2023-03-20",
     "kind": "issuer-sponsored",
     "publisher": "montega",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "http://www.3u.net/wp-content/uploads/2023/07/2023-03-20-analysts-recommendations-3u-holding-ag-montega-initial-coverage-whats-next.pdf",
     "state": "sourced",
     "title": "Initial Coverage: What’s next?"
    }
   ],
   "state": "found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [
    "Professionelle Kunden",
    "Privatkunden",
    "Geeignete Gegenparteien"
   ],
   "outcomes": {
    "Geeignete Gegenparteien": {
     "determinable": true,
     "signal": "ACM-200"
    },
    "Privatkunden": {
     "determinable": true,
     "signal": "ACM-200"
    },
    "Professionelle Kunden": {
     "determinable": true,
     "signal": "ACM-200"
    }
   },
   "read": {
    "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group",
    "chapter": "https://mcp.de-cm-kg.ai/book/aio.json",
    "door": "https://mcp.de-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "rule_version": "acm-68000/de/mifid-ii-product-governance-produkt-berwachung/r1",
   "section": "de.aio.v13"
  },
  "record": {
   "as_of": "2026-11-06",
   "url": "https://mcp.de-cm-kg.ai/record/XETRA/UUU",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-09",
   "source": "https://www.cashmarket.deutsche-boerse.com/cash-en/Stay-Informed/current-regulatory-topics/mifid-ii-releases/4086638!suspension-list",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:5f9385e0055690a2dec09e9fa7d7e110b0b76205c81d3367d3e38636dec10b7a",
 "path": "/de/XETRA/UUU",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is 3U HOLDING AG, listed on Xetra under ticker UUU, ISIN DE0005167902, LEI 529900VVQ4470YJ67K26. Its security type is Corporate, segment DEUTSCHLAND, jurisdiction Germany (Handelsregister HRB). Sector is not on the record, as the Xetra instruments file carries index membership and not a sector classification. Status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 2 filings in the twelve months to 2026-11-06, both newswire releases, on 2 filing days. The median gap between filing days is 35 days. Days from the latest filing to the record date are 23. The latest filing is a newswire release dated 2026-10-14. Exchange peers on Xetra number 419, with a median cadence gap of 22.8 days, a median of 6 filings, and a median latency of 5.5 days. Sector peer figures are not on the record for market DE.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor of record is not on the record. The register records only the annual report link, which is a source link and not a read. Auditor location and auditor changes are not on the record, as no lifecycle type map exists for this register.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "Listing, delisting, name change, domicile change and segment move are not on the record, as no lifecycle type map exists for this register. The halt flag reads listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "Under rule version acm-68000/de/mifid-ii-product-governance-produkt-berwachung/r1, the signal ACM-200 is determinable for Professionelle Kunden, Privatkunden and Geeignete Gegenparteien. The chapter is as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "No research houses were found on the issuer's investor-relations page.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "The record holds 4 openly published research notes. SMC Research published on 2025-08-18 and 2024-04-10. montega published on 2024-04-09 and 2023-03-20.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The market's vintage is not sealed. No issuer years are sealed, the market's earliest sealed date is not on the record, and the live record began date is not on the record.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "11 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.xetra.com/xetra-en/instruments/shares/list-of-tradable-shares"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://api.gleif.org/api/v1/lei-records/529900VVQ4470YJ67K26"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.de-cm-kg.ai/events/XETRA/UUU"
  },
  {
   "for": "the halt flag",
   "source": "https://www.cashmarket.deutsche-boerse.com/cash-en/Stay-Informed/current-regulatory-topics/mifid-ii-releases/4086638!suspension-list"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.de-cm-kg.ai/book/aio.json"
  },
  {
   "for": "open research",
   "source": "https://www.3u.net/wp-content/uploads/2025/08/18-08-2025-3u-holding-analystenempfehlung-smc-research-first-half-year-with-light-and-shade.pdf"
  },
  {
   "for": "open research",
   "source": "https://www.3u.net/wp-content/uploads/2024/04/10-04-2024-analystenempfehlung-3u-holding-ag-smc-research-repowering-the-growth-potential.pdf"
  },
  {
   "for": "open research",
   "source": "https://www.3u.net/wp-content/uploads/2024/04/09-04-2024-analystenempfehlung-3u-holding-ag-montega-3u-receives-approval-for-wind-farm-repowering-and-publishes-annual-report.pdf"
  },
  {
   "for": "open research",
   "source": "http://www.3u.net/wp-content/uploads/2023/07/2023-03-20-analysts-recommendations-3u-holding-ag-montega-initial-coverage-whats-next.pdf"
  },
  {
   "for": "the record",
   "source": "https://mcp.de-cm-kg.ai/record/XETRA/UUU"
  }
 ],
 "title": "3U HOLDING AG (UUU) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}