GEM — listed companies on the record

HK · hk-cm-kg · HKEX-GEM · as of 2026-11-04

Identity and listing

GEM (HKEX-GEM) is a venue of the Hong Kong market, held on node hk-cm-kg. Regulator: Securities and Futures Commission (SFC) - "an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets". Halts page: Main Board Chapter 6 (Trading Halt, Suspension, Cancellation and Withdrawal of Listing); Rule 13.10A (issuer must apply for halt/suspension where an announcement cannot be made promptly); Rule 2.07C(1)(a)(iv) (issuer must publish an announcement on HKEXnews that trading has been halted or suspended, with the reason). Disclosure channel: HKEXnews (the Exchange's website; listed issuers submit ready-to-publish electronic copies through HKEx-EPS for publication, Main Board Rule 2.07C).

The disclosure read

307 listed companies on GEM have a research page. Their records hold 13259 filings in the trailing twelve months. The median issuer holds 39 filings, with a median gap of 10.0 days between filing days and 2.0 days from the latest filing to the record date. 3 issuers hold no filing in the window.

Auditor

The record names an auditor for 307 of the 307 issuers. Most named: McMillan Woods (Hong Kong) CPA Limited (29); BDO Limited (28); HLB Hodgson Impey Cheng Limited (23); Baker Tilly Hong Kong Limited (18); Forvis Mazars CPA Limited (15).

Events and halts

Halted on the record date: 16 of 307. Lifecycle lines on the record: none.

Orderability

Not determinable for 307 issuers: the market's chapter names no client category.

Coverage

Coverage found on 0 issuer pages, none found on 307, not read on 0.

Open research

1 openly published research notes are on the record, across 1 issuers.

Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

As-of depth

6 years are sealed in the HK store; their Replay split is not built, so the as-of door answers not_sealed and the record is the live record as of 2026-11-04

Sources

This page is built from the 307 issuer pages it lists; each carries its own sources. 4 pages are named here.

10.1

https://www.sfc.hk/en/About-the-SFC/Our-role (the regulator)

10.2

https://en-rules.hkex.com.hk/rulebook/207c (the halts page)

10.3

https://en-rules.hkex.com.hk/rulebook/207c (the disclosure channel)

10.4

https://getresearch.ai/hk (the issuer pages this page is built from)

Listed companies

Hong Kong · All markets · twins: .md · .json