The page is the record's research on the issuer — no analyst, no rating, no view.

# YAU LEE HOLD (Main Board: 00406) — research page

As of 2026-11-04 · hk-cm-kg · record version 1

## Identity and listing

The issuer is YAU LEE HOLD, listed on the Main Board of the HK exchange under ticker 00406, with ISIN BMG9834K1505. The LEI is not on the record, because the ISIN is not in the GLEIF mapping file and no name route is available on this node. The security type is Corporate. The segment is not on the record. The sector is not on the record, as HKEX publishes the industry classification on its website pages and not in the List of Securities, and no page reads were run. The jurisdiction is not on the record, as there is no LEI record. The listing status is listed, not halted.

## The disclosure read

The record holds 29 filings across 21 filing days in the window 2025-11-04 to 2026-11-04. By type, it holds 12 monthly returns, 5 AGM/EGM notices, 5 circulars, 3 announcements, 2 results, 1 annual report and 1 interim report. The median gap between filing days is 14.5 days. The latest filing is dated 2026-11-03, one day before the record date of 2026-11-04, and is a monthly return. On the Main Board the exchange holds 2472 issuers with a median cadence gap of 9.0 days, a median of 46.0 filings and a median latency of 2.0 days. The sector peer figures are not on the record for HK.

## Auditor

The auditor of record is PricewaterhouseCoopers, and its location is not on the record. Auditor changes are not on the record, as this register has no lifecycle type map yet.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, as this register has no lifecycle type map yet. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is not sealed for this market. The issuer's sealed years are not on the record. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.

## Sources

6 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx (identity.exchange)
- https://mcp.hk-cm-kg.ai/events/HKEX/00406 (the disclosure lines)
- https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm (the halt flag)
- https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0716/2026071600361.pdf (the auditor)
- https://mcp.hk-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.hk-cm-kg.ai/record/HKEX/00406 (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/hk/HKEX/00406 · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
