The page is the record's research on the issuer — no analyst, no rating, no view.

# UBA INVESTMENTS (Main Board: 00768) — research page

As of 2026-11-04 · hk-cm-kg · record version 1

## Identity and listing

The issuer is UBA INVESTMENTS, listed on the Main Board of Hong Kong under ticker 00768, ISIN KYG9158X1016. The LEI is not on the record. The security type is Investment company (Chapter 21). The segment and sector are not on the record. The jurisdiction is not on the record. Status: listed, not halted.

## The disclosure read

The record holds 39 filings in the twelve months to 2026-11-04, across 32 filing days. The median gap between filing days is 11 days; the exchange median is 9.0 days and the sector median is not on the record. The median latency is 2.0 days on the exchange median; the issuer's latency is 2 days from the latest filing to the record date. The latest filing is a monthly return dated 2026-11-02.

## Auditor

The auditor of record is Asian Alliance (HK) CPA Limited, and its location is not on the record. Auditor changes are not on the record.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, because the index does not carry a lifecycle type for this register. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable for this issuer, because the chapter's orderability section carries no client categories. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is not sealed for this market. No issuer years are sealed for this issuer. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but not served as of this date.

## Sources

6 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx (identity.exchange)
- https://mcp.hk-cm-kg.ai/events/HKEX/00768 (the disclosure lines)
- https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm (the halt flag)
- https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0720/2026072000791_c.pdf (the auditor)
- https://mcp.hk-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.hk-cm-kg.ai/record/HKEX/00768 (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/hk/HKEX/00768 · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
