The page is the record's research on the issuer — no analyst, no rating, no view.

# CM BANK (Main Board: 03968) — research page

As of 2026-11-04 · hk-cm-kg · record version 1

## Identity and listing

The issuer is CM BANK, listed on the Main Board of HKEX under ticker 03968 with ISIN CNE1000002M1. The LEI is not on the record. Its security type is Corporate. Segment, sector and jurisdiction are not on the record. The issuer is listed and not halted.

## The disclosure read

The record holds 140 filings in the window 2025-11-04 to 2026-11-04, across 59 filing days. The median gap between filing days is 4.5 days. The median gap for the Main Board exchange is 9.0 days across 2472 issuers. The latest filing is dated 2026-11-03, one day before the record date of 2026-11-04, and is of type monthly_return. The exchange median latency is 2.0 days. The sector peer figures are not on the record.

## Auditor

The auditor of record is Ernst & Young. Its location is not on the record. Auditor changes are not on the record, as this market's register does not yet carry a lifecycle type map.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, as this register does not yet carry a lifecycle type map. The issuer is listed and not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations pages read. The count is 0.

## Open research

No openly published research notes were found. The count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage of this market is not sealed. No issuer years are sealed. The live record began on 2026-09-12. Years 2021 to 2026 are sealed in the store but not served as of a date, and the as-of answer is not_sealed.

## Sources

6 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx (identity.exchange)
- https://mcp.hk-cm-kg.ai/events/HKEX/03968 (the disclosure lines)
- https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm (the halt flag)
- https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0427/2026042700894.pdf (the auditor)
- https://mcp.hk-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.hk-cm-kg.ai/record/HKEX/03968 (the record)

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Allooloo Technologies Corp. · https://getresearch.ai/hk/HKEX/03968 · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp