The page is the record's research on the issuer — no analyst, no rating, no view.

CMOC (03993) — research page

HK · hk-cm-kg/HKEX/03993 · as of 2026-11-04

Identity and listing

The issuer is CMOC, listed on the Main Board of HKEX under ticker 03993, with ISIN CNE100000114. Its security type is Corporate. Its LEI, segment, sector and jurisdiction are not on the record. Its listing status is listed, not halted.

fieldvaluesource · read date
nameCMOCsource · 2026-11-04
exchangeMain Boardsource · 2026-11-04
ticker03993source · 2026-11-04
ISINCNE100000114source · 2026-11-04
LEInot on the record
security typeCorporatesource · 2026-11-04
segmentnot on the record
sectornot on the record
jurisdictionnot on the record
statuslisted, not haltedsource · 2026-11-04

The disclosure read

The record holds 103 filings in the window 2025-11-04 to 2026-11-04, across 58 filing days. The median gap between filing days is 5 days. The latest filing is dated 2026-11-02, is of type monthly return, and falls 2 days before the record date of 2026-11-04. The Main Board median cadence gap is 9.0 days, the median filings are 46.0 and the median latency is 2.0 days across 2472 issuers. Sector peer figures are not on the record for this market.

filingsmedian gap between filing daysdays from latest filing to as-of
this issuer10352
exchange median: Main Board (2472 issuers)4692
datetypecategoryfiling
2026-11-02monthly_returnMonthly Return of Equity Issuer on Movements in Securities for the month ended 31 October 2026
2026-10-23announcementAn announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section
2026-10-23results2026 THIRD QUARTERLY FINANCIAL REPORT
2026-10-23announcementCHANGE IN BOARD LOT SIZE
2026-10-19announcementAn announcement has just been published by the issuer in the Chinese section of this website, a corresponding version of which may or may not be published in this section

window 2025-11-04 to 2026-11-04 · the node's disclosure lines, as get_filings serves them

Auditor

The auditor of record is Deloitte Touche Tohmatsu. Its location is not on the record. Auditor changes are not on the record.

Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record. The halt flag shows listed, not halted.

Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the client category cannot be named. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, with chapter as-of date 2026-11-04.

rule acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability

Coverage

No research houses were found on the issuer's own investor-relations page.

Open research

The record holds 2 openly published research notes: UOB Kay Hian dated 2018-08-08, and Phillip Securities (Hong Kong) Ltd dated 2012-11-06.

datepublishernotekind
2018-08-08UOB Kay HianAn Emerging Global Mining Giant; Riding On Cobalt And Copper Momentumindependent
2012-11-06Phillip Securities (Hong Kong) LtdPerformance Rebound is yet to comeindependent

Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

licensorentitlementtitledatesource
none loaded

As-of depth

The issuer's years are not sealed, and the market's vintage is not sealed. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.

Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

10.1
https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx (identity.exchange)
10.2
https://mcp.hk-cm-kg.ai/events/HKEX/03993 (the disclosure lines)
10.3
https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm (the halt flag)
10.4
https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0401/2026040101682.pdf (the auditor)
10.5
https://mcp.hk-cm-kg.ai/book/aio.json (the orderability chapter)
10.6
https://pdf.dfcfw.com/pdf/H3_AP201808081175992595_1.pdf (open research)
10.7
https://research.cyberquote.com.hk/page/htm/kc/researchnews/img/121106e.pdf (open research)
10.8
https://mcp.hk-cm-kg.ai/record/HKEX/03993 (the record)

Read it by agent

The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"CNE100000114"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:f5ab4505c25d4049.