The page is the record's research on the issuer — no analyst, no rating, no view. # CITIC SEC (Main Board: 06030) — research page As of 2026-11-04 · hk-cm-kg · record version 1 ## Identity and listing The issuer is CITIC SEC, listed on the Main Board of the HK market under ticker 06030, ISIN CNE1000016V2. Its LEI is not on the record. Its security type is Corporate. Its segment and jurisdiction are not on the record, and its sector is not on the record. Its listing status is listed, not halted. ## The disclosure read The record holds 206 filings in the twelve months to 2026-11-04, across 94 filing days. The median gap between filing days is 4 days. The latest filing is dated 2026-11-02 and is of type monthly_return, 2 days before the record date. The Main Board median cadence gap is 9.0 days, the median filings are 46.0, and the median latency is 2.0 days. The sector median is not on the record. ## Auditor The auditor of record is KPMG, and its location is not on the record. Auditor changes are not on the record. ## Events and halts The record carries no listing, delisting, name change, domicile change or segment move lines, as the index does not carry these types for this market. The halt flag shows listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, and the chapter as of date is 2026-11-04. ## Coverage The issuer's investor-relations page names 14 research houses: Guangfa Securities, Haitong Securities, CICC, China Merchants Securities, PING An Securities, Galaxy Securities, CITIC Securities, HSBC, CITI, BAML, Macquarie, Credit Suisse, CCBI and GSGH. ## Open research No openly published research notes were found on the record. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer has no sealed years served on the record. The market's earliest sealed date is not on the record, as the market's vintage is not sealed. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but are not served as of a date, and the as-of door answers not_sealed. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx (identity.exchange) - https://mcp.hk-cm-kg.ai/events/HKEX/06030 (the disclosure lines) - https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm (the halt flag) - https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0422/2026042200382.pdf (the auditor) - https://mcp.hk-cm-kg.ai/book/aio.json (the orderability chapter) - https://www.citics.com/newsite/en/investorRelations/Analyst/ (coverage) - https://mcp.hk-cm-kg.ai/record/HKEX/06030 (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/hk/HKEX/06030 · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp