{
 "as_of": "2026-11-04",
 "cmr": "hk-cm-kg/HKEX/06623",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# LUFAX (Main Board: 06623) — research page\n\nAs of 2026-11-04 · hk-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is LUFAX, listed on the Main Board of the market HK under ticker 06623, with ISIN KYG5700Y2097. Its LEI is not on the record, because the ISIN is not in the GLEIF mapping file and no name route was available on this node. Its security type is Corporate. Its segment, sector and jurisdiction are not on the record. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 73 filings in the window from 2025-11-04 to 2026-11-04, across 48 filing days. The median gap between filing days is 6 days. The record date is 2026-11-04, and the latest filing is 7 days before it, dated 2026-10-28 and of type results. The exchange median gap between filing days is 9.0 days, the exchange median filings is 46.0, and the exchange median latency is 2.0 days, across 2472 issuers on Main Board. The sector median is not on the record.\n\n## Auditor\n\nThe auditor of record is Ernst & Young. Its location is not on the record. Auditor changes are not on the record, because the register has no lifecycle type map yet.\n\n## Events and halts\n\nListing, delisting, name change, domicile change and segment move are not on the record, because the register has no lifecycle type map yet. The halt flag shows listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, as of 2026-11-04.\n\n## Coverage\n\nThe issuer's own investor-relations page names 14 research houses: Goldman Sachs (Asia) L.L.C., GHS, BofA Securities, Inc., UBS Securities LLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, China PA Securities (Hong Kong) Company Limited, Morgan Stanley & Co. LLC, CLSA Limited, Jefferies LLC, BOCI Asia Limited, Haitong International Securities Company Limited, China Renaissance Securities (Hong Kong) Limited, and KeyBanc Capital Markets Inc.\n\n## Open research\n\nNo openly published research notes were found for the issuer.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed, and no issuer years are sealed. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of answer is not_sealed.\n\n## Sources\n\n7 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx (identity.exchange)\n- https://mcp.hk-cm-kg.ai/events/HKEX/06623 (the disclosure lines)\n- https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm (the halt flag)\n- https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0430/2026043003686.pdf (the auditor)\n- https://mcp.hk-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://ir.lufaxholding.com/Analyst-Coverage (coverage)\n- https://mcp.hk-cm-kg.ai/record/HKEX/06623 (the record)\n",
 "market": "HK",
 "node": "hk-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [],
   "live_record_began": "2026-09-12",
   "node_history_from": null,
   "node_years_sealed": [],
   "note": "6 years are sealed in the HK store; their Replay split is not built, so the as-of door answers not_sealed and the record is the live record as of 2026-11-04",
   "record_version": 1,
   "sealed": false,
   "store_years_sealed_not_served": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ]
  },
  "auditor": {
   "auditor": {
    "read_by": "annual report 2026-04-30 (HKEXnews), Corporate Information, read by Tavily page extraction",
    "read_date": "2026-11-04",
    "read_date_basis": "the record version as_of",
    "source": "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0430/2026043003686.pdf",
    "state": "confirmed",
    "value": "Ernst & Young"
   },
   "auditor_firm_id": {
    "market": "HK",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "HK",
    "state": "not_on_record"
   },
   "changes": {
    "market": "HK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "cmr": "hk-cm-kg/HKEX/06623",
  "coverage": {
   "count": 14,
   "houses": [
    {
     "analyst": "Piyush Mubayi",
     "house": "Goldman Sachs (Asia) L.L.C.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Shuo Yang",
     "house": "GHS",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Eddie Leung",
     "house": "BofA Securities, Inc.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "May Yan",
     "house": "UBS Securities LLC",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Binnie Wong",
     "house": "HSBC Securities (USA) Inc.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Katherine Lei",
     "house": "J.P. Morgan Securities LLC",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Alex Kwok",
     "house": "China PA Securities (Hong Kong) Company Limited",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Richard Xu",
     "house": "Morgan Stanley & Co. LLC",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Hans Fan",
     "house": "CLSA Limited",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Thomas Chong",
     "house": "Jefferies LLC",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Yilin Lu",
     "house": "BOCI Asia Limited",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Steven Chan",
     "house": "Haitong International Securities Company Limited",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Jack Zuo",
     "house": "China Renaissance Securities (Hong Kong) Limited",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    },
    {
     "analyst": "Hans Chung",
     "house": "KeyBanc Capital Markets Inc.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://ir.lufaxholding.com/Analyst-Coverage",
     "state": "sourced"
    }
   ],
   "pages_checked": [
    {
     "page": "https://ir.lufaxholding.com/Analyst-Coverage",
     "result": "read: 14 of 23 named houses found on the page"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-12",
   "since": "not stated on the page read",
   "state": "found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 2472,
     "median_cadence_gap_days": 9,
     "median_filings": 46,
     "median_latency_days": 2,
     "name": "Main Board"
    },
    "sector": {
     "market": "HK",
     "state": "not_on_record"
    }
   },
   "by_type": {
    "agm_egm": 11,
    "announcement": 22,
    "annual_report": 2,
    "circular": 5,
    "director_change": 3,
    "documents_on_display": 2,
    "esg_report": 2,
    "halt_suspension": 6,
    "interim_report": 2,
    "monthly_return": 12,
    "results": 6
   },
   "cadence_median_gap_days": 6,
   "filing_days": 48,
   "filings": 73,
   "latency_days": 7,
   "latest": [
    {
     "category": null,
     "date": "2026-10-28",
     "source": "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/1028/2026102800021.pdf",
     "title": "INSIDE INFORMATION - UNAUDITED FINANCIAL RESULTS FOR THE QUARTER ENDED SEPTEMBER 30, 2026",
     "type": "results"
    },
    {
     "category": null,
     "date": "2026-10-23",
     "source": "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/1023/2026102301692.htm",
     "title": "Company Information Sheet",
     "type": "announcement"
    },
    {
     "category": null,
     "date": "2026-10-23",
     "source": "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/1023/2026102301673.pdf",
     "title": "Company Information Sheet",
     "type": "announcement"
    },
    {
     "category": null,
     "date": "2026-10-16",
     "source": "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/1016/2026101601200.pdf",
     "title": "APPOINTMENT OF THE CHIEF FINANCIAL OFFICER",
     "type": "director_change"
    },
    {
     "category": null,
     "date": "2026-10-16",
     "source": "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/1016/2026101601156.pdf",
     "title": "PROFIT WARNING",
     "type": "announcement"
    }
   ],
   "latest_filing_date": "2026-10-28",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.hk-cm-kg.ai/events/HKEX/06623",
   "window": {
    "from": "2025-11-04",
    "to": "2026-11-04"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "HKEX List of Securities (ListOfSecurities.xlsx)",
    "read_date": "2026-11-04",
    "read_date_basis": "the record version as_of",
    "source": "https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx",
    "state": "sourced",
    "value": "Main Board"
   },
   "isin": {
    "read_by": "HKEX List of Securities (ListOfSecurities.xlsx)",
    "read_date": "2026-11-04",
    "read_date_basis": "the record version as_of",
    "source": "https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx",
    "state": "sourced",
    "value": "KYG5700Y2097"
   },
   "jurisdiction": {
    "market": "HK",
    "reason": "no LEI record",
    "state": "not_on_record"
   },
   "lei": {
    "market": "HK",
    "reason": "ISIN not in the GLEIF mapping file (no name route on this node: no search layer by order)",
    "state": "not_on_record"
   },
   "name": {
    "read_by": "HKEX List of Securities (ListOfSecurities.xlsx)",
    "read_date": "2026-11-04",
    "read_date_basis": "the record version as_of",
    "source": "https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx",
    "state": "sourced",
    "value": "LUFAX"
   },
   "sector": {
    "market": "HK",
    "reason": "HKEX publishes the industry classification per issuer on its website pages, not in the List of Securities (no page reads by order)",
    "state": "not_on_record"
   },
   "security_type": {
    "read_by": "HKEX List of Securities (ListOfSecurities.xlsx)",
    "read_date": "2026-11-04",
    "read_date_basis": "the record version as_of",
    "source": "https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx",
    "state": "sourced",
    "value": "Corporate"
   },
   "segment": {
    "market": "HK",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "HKEX List of Securities (ListOfSecurities.xlsx)",
    "read_date": "2026-11-04",
    "read_date_basis": "the record version as_of",
    "source": "https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx",
    "state": "sourced",
    "value": "06623"
   },
   "website": {
    "market": "HK",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": {
    "market": "HK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "domicile_change": {
    "market": "HK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "listing": {
    "market": "HK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "name_change": {
    "market": "HK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "segment_move": {
    "market": "HK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "market": "HK",
  "node": "hk-cm-kg",
  "numbers_hash": "sha256:a18f8c5d3d8a69daaafea3905c412dddc74226af568773f98569ae13743c95f6",
  "open_research": {
   "read_date": "2026-11-12",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [],
   "determinable": false,
   "read": {
    "chapter": "https://mcp.hk-cm-kg.ai/book/aio.json",
    "door": "https://mcp.hk-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category",
   "rule_version": "acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1",
   "section": "hk.aio.v6"
  },
  "record": {
   "as_of": "2026-11-04",
   "url": "https://mcp.hk-cm-kg.ai/record/HKEX/06623",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-04",
   "source": "https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:a18f8c5d3d8a69daaafea3905c412dddc74226af568773f98569ae13743c95f6",
 "path": "/hk/HKEX/06623",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is LUFAX, listed on the Main Board of the market HK under ticker 06623, with ISIN KYG5700Y2097. Its LEI is not on the record, because the ISIN is not in the GLEIF mapping file and no name route was available on this node. Its security type is Corporate. Its segment, sector and jurisdiction are not on the record. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 73 filings in the window from 2025-11-04 to 2026-11-04, across 48 filing days. The median gap between filing days is 6 days. The record date is 2026-11-04, and the latest filing is 7 days before it, dated 2026-10-28 and of type results. The exchange median gap between filing days is 9.0 days, the exchange median filings is 46.0, and the exchange median latency is 2.0 days, across 2472 issuers on Main Board. The sector median is not on the record.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor of record is Ernst & Young. Its location is not on the record. Auditor changes are not on the record, because the register has no lifecycle type map yet.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "Listing, delisting, name change, domicile change and segment move are not on the record, because the register has no lifecycle type map yet. The halt flag shows listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "The issuer's own investor-relations page names 14 research houses: Goldman Sachs (Asia) L.L.C., GHS, BofA Securities, Inc., UBS Securities LLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, China PA Securities (Hong Kong) Company Limited, Morgan Stanley & Co. LLC, CLSA Limited, Jefferies LLC, BOCI Asia Limited, Haitong International Securities Company Limited, China Renaissance Securities (Hong Kong) Limited, and KeyBanc Capital Markets Inc.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found for the issuer.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The market's vintage is not sealed, and no issuer years are sealed. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of answer is not_sealed.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "7 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.hk-cm-kg.ai/events/HKEX/06623"
  },
  {
   "for": "the halt flag",
   "source": "https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm"
  },
  {
   "for": "the auditor",
   "source": "https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0430/2026043003686.pdf"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.hk-cm-kg.ai/book/aio.json"
  },
  {
   "for": "coverage",
   "source": "https://ir.lufaxholding.com/Analyst-Coverage"
  },
  {
   "for": "the record",
   "source": "https://mcp.hk-cm-kg.ai/record/HKEX/06623"
  }
 ],
 "title": "LUFAX (06623) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}