The page is the record's research on the issuer — no analyst, no rating, no view.

# LUFAX (Main Board: 06623) — research page

As of 2026-11-04 · hk-cm-kg · record version 1

## Identity and listing

The issuer is LUFAX, listed on the Main Board of the market HK under ticker 06623, with ISIN KYG5700Y2097. Its LEI is not on the record, because the ISIN is not in the GLEIF mapping file and no name route was available on this node. Its security type is Corporate. Its segment, sector and jurisdiction are not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 73 filings in the window from 2025-11-04 to 2026-11-04, across 48 filing days. The median gap between filing days is 6 days. The record date is 2026-11-04, and the latest filing is 7 days before it, dated 2026-10-28 and of type results. The exchange median gap between filing days is 9.0 days, the exchange median filings is 46.0, and the exchange median latency is 2.0 days, across 2472 issuers on Main Board. The sector median is not on the record.

## Auditor

The auditor of record is Ernst & Young. Its location is not on the record. Auditor changes are not on the record, because the register has no lifecycle type map yet.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, because the register has no lifecycle type map yet. The halt flag shows listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, as of 2026-11-04.

## Coverage

The issuer's own investor-relations page names 14 research houses: Goldman Sachs (Asia) L.L.C., GHS, BofA Securities, Inc., UBS Securities LLC, HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, China PA Securities (Hong Kong) Company Limited, Morgan Stanley & Co. LLC, CLSA Limited, Jefferies LLC, BOCI Asia Limited, Haitong International Securities Company Limited, China Renaissance Securities (Hong Kong) Limited, and KeyBanc Capital Markets Inc.

## Open research

No openly published research notes were found for the issuer.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The market's vintage is not sealed, and no issuer years are sealed. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of answer is not_sealed.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx (identity.exchange)
- https://mcp.hk-cm-kg.ai/events/HKEX/06623 (the disclosure lines)
- https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm (the halt flag)
- https://www1.hkexnews.hk/listedco/listconews/sehk/2026/0430/2026043003686.pdf (the auditor)
- https://mcp.hk-cm-kg.ai/book/aio.json (the orderability chapter)
- https://ir.lufaxholding.com/Analyst-Coverage (coverage)
- https://mcp.hk-cm-kg.ai/record/HKEX/06623 (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/hk/HKEX/06623 · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
