The page is the record's research on the issuer — no analyst, no rating, no view.

BABA-W (09988) — research page

HK · hk-cm-kg/HKEX/09988 · as of 2026-11-04

Identity and listing

The issuer is BABA-W, listed on the Main Board of the Hong Kong exchange under ticker 09988, with ISIN KYG017191142 and LEI 5493001NTNQJDH60PM02. Its security type is Corporate, its jurisdiction is Cayman Islands (KY), and its segment is not on the record. Its sector is not on the record, as HKEX publishes the industry classification per issuer on its website pages, not in the List of Securities, and no page reads were ordered. Its listing status is listed, not halted.

fieldvaluesource · read date
nameBABA-Wsource · 2026-11-04
exchangeMain Boardsource · 2026-11-04
ticker09988source · 2026-11-04
ISINKYG017191142source · 2026-11-04
LEI5493001NTNQJDH60PM02source · 2026-11-04
security typeCorporatesource · 2026-11-04
segmentnot on the record
sectornot on the record
jurisdictionCayman Islands (KY)source · 2026-11-04
statuslisted, not haltedsource · 2026-11-04

The disclosure read

The record holds 68 filings in the twelve months from 2025-11-04 to 2026-11-04, across 53 filing days. The median gap between filing days is 5.5 days. The latest filing is an announcement dated 2026-10-14, 21 days before the record date of 2026-11-04. Exchange peers on the Main Board number 2,472 issuers, with a median cadence gap of 9.0 days, a median of 46.0 filings, and a median latency of 2.0 days. Sector peers for HK are not on the record.

filingsmedian gap between filing daysdays from latest filing to as-of
this issuer685.521
exchange median: Main Board (2472 issuers)4692
datetypecategoryfiling
2026-10-14announcementOVERSEAS REGULATORY ANNOUNCEMENT
2026-10-07monthly_returnMonthly Return for Equity Issuer on Movements in Securities for the Month Ended 30 September 2026
2026-09-29next_day_disclosureNext Day Disclosure Return
2026-09-23agm_egmVOTING RESULTS OF 2026 ANNUAL GENERAL MEETING
2026-09-04monthly_returnMonthly Return for Equity Issuer on Movements in Securities for the Month Ended 31 August 2026

window 2025-11-04 to 2026-11-04 · the node's disclosure lines, as get_filings serves them

Auditor

The auditor of record is PricewaterhouseCoopers Certified Public Accountants, whose location is not on the record. Auditor changes are not on the record, as this register has no lifecycle type map yet.

Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, as this register has no lifecycle type map yet. The halt flag shows the issuer as listed, not halted.

Orderability

The outcome is not determinable. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category. The rule version is acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1, with the chapter as of 2026-11-04.

rule acm-68000/hk/suitability-sfc-code-of-conduct-paragraph-5-2/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability

Coverage

No research houses were found on the issuer's own investor-relations page.

Open research

No openly published research notes were found on the record.

Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

licensorentitlementtitledatesource
none loaded

As-of depth

The vintage is not sealed, and no issuer years are sealed. The market's earliest sealed date is not on the record. The live record began on 2026-09-12. The years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.

Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

10.1
https://www.hkex.com.hk/eng/services/trading/securities/securitieslists/ListOfSecurities.xlsx (identity.exchange)
10.2
https://api.gleif.org/api/v1/lei-records/5493001NTNQJDH60PM02 (identity.jurisdiction)
10.3
https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
10.4
https://mcp.hk-cm-kg.ai/events/HKEX/09988 (the disclosure lines)
10.5
https://www.hkex.com.hk/eng/stat/smstat/dayquot/d261104e.htm (the halt flag)
10.6
https://www.hkexnews.hk/listedco/listconews/sehk/2026/0618/2026061800844.pdf (the auditor)
10.7
https://mcp.hk-cm-kg.ai/book/aio.json (the orderability chapter)
10.8
https://mcp.hk-cm-kg.ai/record/HKEX/09988 (the record)

Read it by agent

The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"KYG017191142"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:a9dbb76da2cdcc04.