{
 "as_of": "2026-11-06",
 "cmr": "jp-cm-kg/TSE-PRIME/8601",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# Daiwa Securities Group Inc. (Prime Market: 8601) — research page\n\nAs of 2026-11-06 · jp-cm-kg · record version 1\n\n## Identity and listing\n\nDaiwa Securities Group Inc. is listed on the Prime Market under ticker 8601, with ISIN JP3502200003 and LEI 353800WRC7Y23PWFJG38. Its security type is Corporate, its sector is 7100 Securities and Commodities Futures, and its jurisdiction is Japan (EDINET domestic filer). The segment is not on the record. Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 33 filings across 15 filing days in the window 2025-11-06 to 2026-11-06. The median gap between filing days is 21.0 days. The latest filing is dated 2026-10-21, a major holder filing, which is 16 days before the record date of 2026-11-06. The Prime Market median cadence gap is 29.0 days, the median filings count is 10, and the median latency is 70.0 days. The sector median cadence gap is 28 days, the median filings count is 12.5, and the median latency is 67 days.\n\n## Auditor\n\nThe auditor of record is 有限責任 あずさ監査法人. Its location is not on the record. Auditor changes are not on the record.\n\n## Events and halts\n\nListing, delisting, name change, domicile change and segment move are not on the record. The index does not carry a lifecycle type for this register. The halt flag is listed, not halted.\n\n## Orderability\n\nFor the client category Qualified Institutional Investors, the outcome is not determinable, because the rule states a product scope and the record carries no instrument class to place within it. The rule version is acm-68000/jp/suitability-principle-fiea-article-40/r1.\n\n## Coverage\n\nThe issuer's own investor-relations page names 9 research houses: BofA Securities Japan Co., Ltd.; JPMorgan Securities Japan Co., Ltd.; Mizuho Securities Co., Ltd.; Morgan Stanley MUFG Securities Co., Ltd.; Nomura Securities Co., Ltd.; SBI SECURITIES Co., Ltd.; SMBC Nikko Securities Inc.; Tokai Tokyo Intelligence Laboratory Co., Ltd.; and UBS Securities Japan Co., Ltd.\n\n## Open research\n\nNo openly published research notes were found on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed. No issuer years are sealed, the market earliest sealed date is not on the record, and the live record began is not on the record.\n\n## Sources\n\n10 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.jpx.co.jp/english/markets/statistics-equities/misc/tvdivq0000001vg2-att/data_e.xlsx (identity.exchange)\n- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)\n- https://disclosure2dl.edinet-fsa.go.jp/searchdocument/codelist/Edinetcode.zip (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://mcp.jp-cm-kg.ai/events/TSE-PRIME/8601 (the disclosure lines)\n- https://www.jpx.co.jp/markets/equities/suspended/index.html (the halt flag)\n- https://disclosure2.edinet-fsa.go.jp/WZEK0040.aspx?S100YCMP (the auditor)\n- https://mcp.jp-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html (coverage)\n- https://mcp.jp-cm-kg.ai/record/TSE-PRIME/8601 (the record)\n",
 "market": "JP",
 "node": "jp-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [],
   "live_record_began": null,
   "node_history_from": null,
   "node_years_sealed": [],
   "note": "the JP vintage is not sealed; the record is the live record as of 2026-11-06",
   "record_version": 1,
   "sealed": false
  },
  "auditor": {
   "auditor": {
    "read_by": "EDINET XBRL-to-CSV facts (API v2 type=5, 有価証券報告書 docTypeCode 120) — element jpcrp_cor:AuditFirm1Consolidated",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://disclosure2.edinet-fsa.go.jp/WZEK0040.aspx?S100YCMP",
    "state": "sourced",
    "value": "有限責任 あずさ監査法人"
   },
   "auditor_firm_id": {
    "market": "JP",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "JP",
    "state": "not_on_record"
   },
   "changes": {
    "market": "JP",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "cmr": "jp-cm-kg/TSE-PRIME/8601",
  "coverage": {
   "count": 9,
   "houses": [
    {
     "analyst": "Natsumu Tsujino",
     "house": "BofA Securities Japan Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Koki Sato",
     "house": "JPMorgan Securities Japan Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Naruhiko Sakamaki",
     "house": "Mizuho Securities Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Mia Nagasaka",
     "house": "Morgan Stanley MUFG Securities Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Futoshi Sasaki",
     "house": "Nomura Securities Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Wataru Otsuka",
     "house": "SBI SECURITIES Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Masao Muraki",
     "house": "SMBC Nikko Securities Inc.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Tatsuo Majima",
     "house": "Tokai Tokyo Intelligence Laboratory Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html",
     "state": "sourced"
    },
    {
     "analyst": "Koichi Niwa",
     "house": "UBS Securities Japan Co., Ltd.",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html",
     "state": "sourced"
    }
   ],
   "pages_checked": [
    {
     "page": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html",
     "result": "read: 9 of 18 named houses found on the page"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-12",
   "since": "not stated on the page read",
   "state": "found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 1557,
     "median_cadence_gap_days": 29,
     "median_filings": 10,
     "median_latency_days": 70,
     "name": "Prime Market"
    },
    "sector": {
     "issuers": 38,
     "median_cadence_gap_days": 28,
     "median_filings": 12.5,
     "median_latency_days": 67,
     "name": "7100 Securities and Commodities Futures"
    }
   },
   "by_type": {
    "ad_hoc": 4,
    "corporate_news": 6,
    "major_holder": 1,
    "prospectus": 16,
    "regulatory_filing": 4,
    "results": 2
   },
   "cadence_median_gap_days": 21,
   "filing_days": 15,
   "filings": 33,
   "latency_days": 16,
   "latest": [
    {
     "category": "大量保有報告書 (large shareholding report)",
     "date": "2026-10-21",
     "source": "https://disclosure2.edinet-fsa.go.jp/WZEK0040.aspx?S100Z8WG",
     "title": "変更報告書",
     "type": "major_holder"
    },
    {
     "category": "090",
     "date": "2026-08-19",
     "source": "https://disclosure2.edinet-fsa.go.jp/WZEK0040.aspx?S100YXDB",
     "title": "訂正発行登録書",
     "type": "prospectus"
    },
    {
     "category": "090",
     "date": "2026-08-19",
     "source": "https://disclosure2.edinet-fsa.go.jp/WZEK0040.aspx?S100YXDA",
     "title": "訂正発行登録書",
     "type": "prospectus"
    },
    {
     "category": "190",
     "date": "2026-08-19",
     "source": "https://disclosure2.edinet-fsa.go.jp/WZEK0040.aspx?S100YWYK",
     "title": "訂正臨時報告書",
     "type": "regulatory_filing"
    },
    {
     "category": "090",
     "date": "2026-08-03",
     "source": "https://disclosure2.edinet-fsa.go.jp/WZEK0040.aspx?S100YT7E",
     "title": "訂正発行登録書",
     "type": "prospectus"
    }
   ],
   "latest_filing_date": "2026-10-21",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.jp-cm-kg.ai/events/TSE-PRIME/8601",
   "window": {
    "from": "2025-11-06",
    "to": "2026-11-06"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "JPX listed-issuers workbook (data_e.xlsx, English)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.jpx.co.jp/english/markets/statistics-equities/misc/tvdivq0000001vg2-att/data_e.xlsx",
    "state": "sourced",
    "value": "Prime Market"
   },
   "isin": {
    "read_by": "GLEIF ISIN list for the LEI (lei-records/<lei>/isins) (the one equity-pattern ISIN JP3…00x)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest (isin-lei-latest.zip, ISINs mapped to the LEI)",
    "state": "sourced",
    "value": "JP3502200003"
   },
   "jurisdiction": {
    "read_by": "EDINET code list (Edinetcode.zip, filer master with corporate number) (提出者種別)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://disclosure2dl.edinet-fsa.go.jp/searchdocument/codelist/Edinetcode.zip",
    "state": "sourced",
    "value": "Japan (EDINET domestic filer)"
   },
   "lei": {
    "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN",
    "read_date": "2026-11-08",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN JP3502200003)",
    "state": "sourced",
    "value": "353800WRC7Y23PWFJG38"
   },
   "name": {
    "read_by": "JPX listed-issuers workbook (data_e.xlsx, English)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.jpx.co.jp/english/markets/statistics-equities/misc/tvdivq0000001vg2-att/data_e.xlsx",
    "state": "sourced",
    "value": "Daiwa Securities Group Inc."
   },
   "sector": {
    "read_by": "JPX listed-issuers workbook (data_e.xlsx, English) (33-sector classification)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.jpx.co.jp/english/markets/statistics-equities/misc/tvdivq0000001vg2-att/data_e.xlsx",
    "state": "sourced",
    "value": "7100 Securities and Commodities Futures"
   },
   "security_type": {
    "read_by": "JPX listed-issuers workbook (data_e.xlsx, English)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.jpx.co.jp/english/markets/statistics-equities/misc/tvdivq0000001vg2-att/data_e.xlsx",
    "state": "sourced",
    "value": "Corporate"
   },
   "segment": {
    "market": "JP",
    "state": "not_on_record"
   },
   "ticker": {
    "read_by": "JPX listed-issuers workbook (data_e.xlsx, English)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.jpx.co.jp/english/markets/statistics-equities/misc/tvdivq0000001vg2-att/data_e.xlsx",
    "state": "sourced",
    "value": "8601"
   },
   "website": {
    "market": "JP",
    "state": "not_on_record"
   }
  },
  "licensed": {
   "columns": [
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    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": {
    "market": "JP",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "domicile_change": {
    "market": "JP",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "listing": {
    "market": "JP",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "name_change": {
    "market": "JP",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "segment_move": {
    "market": "JP",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "market": "JP",
  "node": "jp-cm-kg",
  "numbers_hash": "sha256:b8af241ab3ade0366f4e2908521806e484c6f8f5c44178f049654ee98a4fd68b",
  "open_research": {
   "read_date": "2026-11-12",
   "rows": [],
   "state": "none_found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [
    "Qualified Institutional Investors"
   ],
   "outcomes": {
    "Qualified Institutional Investors": {
     "determinable": false,
     "reason": "the rule states a product scope and the subject's record carries no instrument class to place within it",
     "signal": null
    }
   },
   "read": {
    "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group",
    "chapter": "https://mcp.jp-cm-kg.ai/book/aio.json",
    "door": "https://mcp.jp-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "rule_version": "acm-68000/jp/suitability-principle-fiea-article-40/r1",
   "section": "jp.aio.v6"
  },
  "record": {
   "as_of": "2026-11-06",
   "url": "https://mcp.jp-cm-kg.ai/record/TSE-PRIME/8601",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-08",
   "source": "https://www.jpx.co.jp/markets/equities/suspended/index.html",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:b8af241ab3ade0366f4e2908521806e484c6f8f5c44178f049654ee98a4fd68b",
 "path": "/jp/TSE-PRIME/8601",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "Daiwa Securities Group Inc. is listed on the Prime Market under ticker 8601, with ISIN JP3502200003 and LEI 353800WRC7Y23PWFJG38. Its security type is Corporate, its sector is 7100 Securities and Commodities Futures, and its jurisdiction is Japan (EDINET domestic filer). The segment is not on the record. Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 33 filings across 15 filing days in the window 2025-11-06 to 2026-11-06. The median gap between filing days is 21.0 days. The latest filing is dated 2026-10-21, a major holder filing, which is 16 days before the record date of 2026-11-06. The Prime Market median cadence gap is 29.0 days, the median filings count is 10, and the median latency is 70.0 days. The sector median cadence gap is 28 days, the median filings count is 12.5, and the median latency is 67 days.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor of record is 有限責任 あずさ監査法人. Its location is not on the record. Auditor changes are not on the record.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "Listing, delisting, name change, domicile change and segment move are not on the record. The index does not carry a lifecycle type for this register. The halt flag is listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "For the client category Qualified Institutional Investors, the outcome is not determinable, because the rule states a product scope and the record carries no instrument class to place within it. The rule version is acm-68000/jp/suitability-principle-fiea-article-40/r1.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "The issuer's own investor-relations page names 9 research houses: BofA Securities Japan Co., Ltd.; JPMorgan Securities Japan Co., Ltd.; Mizuho Securities Co., Ltd.; Morgan Stanley MUFG Securities Co., Ltd.; Nomura Securities Co., Ltd.; SBI SECURITIES Co., Ltd.; SMBC Nikko Securities Inc.; Tokai Tokyo Intelligence Laboratory Co., Ltd.; and UBS Securities Japan Co., Ltd.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "No openly published research notes were found on the record.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The market's vintage is not sealed. No issuer years are sealed, the market earliest sealed date is not on the record, and the live record began is not on the record.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "10 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.jpx.co.jp/english/markets/statistics-equities/misc/tvdivq0000001vg2-att/data_e.xlsx"
  },
  {
   "for": "identity.isin",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://disclosure2dl.edinet-fsa.go.jp/searchdocument/codelist/Edinetcode.zip"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.jp-cm-kg.ai/events/TSE-PRIME/8601"
  },
  {
   "for": "the halt flag",
   "source": "https://www.jpx.co.jp/markets/equities/suspended/index.html"
  },
  {
   "for": "the auditor",
   "source": "https://disclosure2.edinet-fsa.go.jp/WZEK0040.aspx?S100YCMP"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.jp-cm-kg.ai/book/aio.json"
  },
  {
   "for": "coverage",
   "source": "https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html"
  },
  {
   "for": "the record",
   "source": "https://mcp.jp-cm-kg.ai/record/TSE-PRIME/8601"
  }
 ],
 "title": "Daiwa Securities Group Inc. (8601) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}