The page is the record's research on the issuer — no analyst, no rating, no view.

# Daiwa Securities Group Inc. (Prime Market: 8601) — research page

As of 2026-11-06 · jp-cm-kg · record version 1

## Identity and listing

Daiwa Securities Group Inc. is listed on the Prime Market under ticker 8601, with ISIN JP3502200003 and LEI 353800WRC7Y23PWFJG38. Its security type is Corporate, its sector is 7100 Securities and Commodities Futures, and its jurisdiction is Japan (EDINET domestic filer). The segment is not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 33 filings across 15 filing days in the window 2025-11-06 to 2026-11-06. The median gap between filing days is 21.0 days. The latest filing is dated 2026-10-21, a major holder filing, which is 16 days before the record date of 2026-11-06. The Prime Market median cadence gap is 29.0 days, the median filings count is 10, and the median latency is 70.0 days. The sector median cadence gap is 28 days, the median filings count is 12.5, and the median latency is 67 days.

## Auditor

The auditor of record is 有限責任 あずさ監査法人. Its location is not on the record. Auditor changes are not on the record.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record. The index does not carry a lifecycle type for this register. The halt flag is listed, not halted.

## Orderability

For the client category Qualified Institutional Investors, the outcome is not determinable, because the rule states a product scope and the record carries no instrument class to place within it. The rule version is acm-68000/jp/suitability-principle-fiea-article-40/r1.

## Coverage

The issuer's own investor-relations page names 9 research houses: BofA Securities Japan Co., Ltd.; JPMorgan Securities Japan Co., Ltd.; Mizuho Securities Co., Ltd.; Morgan Stanley MUFG Securities Co., Ltd.; Nomura Securities Co., Ltd.; SBI SECURITIES Co., Ltd.; SMBC Nikko Securities Inc.; Tokai Tokyo Intelligence Laboratory Co., Ltd.; and UBS Securities Japan Co., Ltd.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The market's vintage is not sealed. No issuer years are sealed, the market earliest sealed date is not on the record, and the live record began is not on the record.

## Sources

10 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.jpx.co.jp/english/markets/statistics-equities/misc/tvdivq0000001vg2-att/data_e.xlsx (identity.exchange)
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- https://disclosure2dl.edinet-fsa.go.jp/searchdocument/codelist/Edinetcode.zip (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.jp-cm-kg.ai/events/TSE-PRIME/8601 (the disclosure lines)
- https://www.jpx.co.jp/markets/equities/suspended/index.html (the halt flag)
- https://disclosure2.edinet-fsa.go.jp/WZEK0040.aspx?S100YCMP (the auditor)
- https://mcp.jp-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.daiwa-grp.jp/english/ir/shareholders/analyst.html (coverage)
- https://mcp.jp-cm-kg.ai/record/TSE-PRIME/8601 (the record)

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