The page is the record's research on the issuer — no analyst, no rating, no view.

# GMO Financial Holdings,Inc. (Standard Market: 7177) — research page

As of 2026-11-06 · jp-cm-kg · record version 1

## Identity and listing

The issuer is GMO Financial Holdings, Inc., listed on the Standard Market under ticker 7177. The LEI is not on the record, and the ISIN is not on the record. The security type is Corporate, the sector is 7100 Securities and Commodities Futures, and the jurisdiction is Japan (EDINET domestic filer). The segment is not on the record. The listing status is listed, not halted.

## The disclosure read

The record holds 24 filings in the twelve months to 2026-11-06, across 11 filing days. The median gap between filing days is 29.0 days. The latest filing is dated 2026-09-04 and is a prospectus, 63 days before the record date of 2026-11-06. The Standard Market median cadence gap is 67.5 days across 1559 issuers, and its median latency is 107 days. The sector median cadence gap is 28 days across 38 issuers, and its median latency is 67 days.

## Auditor

The auditor of record is EY新日本有限責任監査法人. The auditor's location is not on the record. Auditor changes are not on the record, because this register has no lifecycle type map yet.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, because this register has no lifecycle type map yet. The halt flag shows listed, not halted.

## Orderability

For the client category Qualified Institutional Investors, the outcome is not determinable and the signal is null. The reason given is that the rule states a product scope and the subject's record carries no instrument class to place within it. The rule version is acm-68000/jp/suitability-principle-fiea-article-40/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 3 research houses: SMBC Nikko Securities Inc., Goldman Sachs Japan Co., and Daiwa Securities Co.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The market's vintage is not sealed. No issuer years are sealed, and the market's earliest sealed date is not on the record. The live record began at a date not on the record.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.jpx.co.jp/english/markets/statistics-equities/misc/tvdivq0000001vg2-att/data_e.xlsx (identity.exchange)
- https://disclosure2dl.edinet-fsa.go.jp/searchdocument/codelist/Edinetcode.zip (identity.jurisdiction)
- https://mcp.jp-cm-kg.ai/events/TSE-STANDARD/7177 (the disclosure lines)
- https://www.jpx.co.jp/markets/equities/suspended/index.html (the halt flag)
- https://disclosure2.edinet-fsa.go.jp/WZEK0040.aspx?S100XSFM (the auditor)
- https://mcp.jp-cm-kg.ai/book/aio.json (the orderability chapter)
- https://gmo-fg.com/en/ir/analyst-coverage/index.html (coverage)
- https://mcp.jp-cm-kg.ai/record/TSE-STANDARD/7177 (the record)

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