The page is the record's research on the issuer — no analyst, no rating, no view.

# Yuanta Securities Korea Co., Ltd. (KOSPI: 003470) — research page

As of 2026-11-06 · kr-cm-kg · record version 1

## Identity and listing

The issuer is Yuanta Securities Korea Co., Ltd., listed on KOSPI under ticker 003470, ISIN KR7003470002, LEI 549300RUX2WQHK226B73. Its security type is Corporate, its segment is not on the record, its sector is 금융 지원 서비스업, and its jurisdiction is South Korea (DART filer with a corporate registration number). Its listing status is listed, not halted.

## The disclosure read

The record holds 643 filings in the twelve months to 2026-11-06, across 201 filing days. The median gap between filing days is 1.0 days. The latest filing is dated 2026-11-06, is of type corporate_news, and is 0 days before the record date. The KOSPI median cadence gap is 7.0 days, with a median of 49.0 filings and a median latency of 7.0 days across 832 issuers. The 금융 지원 서비스업 sector median cadence gap is 13 days, with a median of 14 filings and a median latency of 21 days across 89 issuers.

## Auditor

The auditor of record is 삼일회계법인; its location is not on the record. Auditor changes are not on the record, as the market's record does not carry them.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, as the index carries no lifecycle type map for this register. The issuer is listed and not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/kr/suitability-and-appropriateness-fscma-articles-46-and-46-2/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page, so the count is 0.

## Open research

No openly published research notes were found, so the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds no sealed years for this issuer, and the market's vintage is not sealed. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://kind.krx.co.kr/corpgeneral/corpList.do?method=download&searchType=13 (identity.exchange)
- https://data.krx.co.kr/comm/bldAttendant/getJsonData.cmd (identity.isin)
- https://opendart.fss.or.kr/api/company.json?corp_code=00117601 (identity.jurisdiction)
- https://api.gleif.org/api/v1/lei-records/549300RUX2WQHK226B73 (identity.lei)
- https://mcp.kr-cm-kg.ai/events/KOSPI/003470 (the disclosure lines)
- https://kind.krx.co.kr/investwarn/tradinghaltissue.do?method=searchTradingHaltIssueMain (the halt flag)
- https://dart.fss.or.kr/dsaf001/main.do?rcpNo=20260312000253 (the auditor)
- https://mcp.kr-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.kr-cm-kg.ai/record/KOSPI/003470 (the record)

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