{ "as_of": "2026-11-06", "cmr": "kr-cm-kg/KOSPI/039490", "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.", "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# KIWOOM Securities Co.,Ltd. (KOSPI: 039490) — research page\n\nAs of 2026-11-06 · kr-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is KIWOOM Securities Co.,Ltd., listed on KOSPI under ticker 039490, with ISIN KR7039490008 and LEI 988400O27CNGJA2QWJ18. Its security type is Corporate, its segment is not on the record, its sector is 금융 지원 서비스업, and its jurisdiction is South Korea (DART filer with a corporate registration number). Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 1353 filings in the twelve months to 2026-11-06, across 204 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06 and is of type prospectus, with 0 days from the latest filing to the record date. The KOSPI median cadence gap is 7.0 days, with a median of 49.0 filings and a median latency of 7.0 days across 832 issuers. The 금융 지원 서비스업 sector median cadence gap is 13 days, with a median of 14 filings and a median latency of 21 days across 89 issuers.\n\n## Auditor\n\nThe auditor of record is 삼정회계법인, with its location not on the record. Auditor changes are not on the record, as this market's register does not yet carry a lifecycle type map.\n\n## Events and halts\n\nListing, delisting, name change, domicile change and segment move are not on the record, as this register has no lifecycle type map yet. The halt flag shows the issuer as listed, not halted.\n\n## Orderability\n\nThe outcome is not determinable. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category. The rule version is acm-68000/kr/suitability-and-appropriateness-fscma-articles-46-and-46-2/r1, and the chapter is as of 2026-11-04.\n\n## Coverage\n\nThe field has not been read, so the number of research houses named on the issuer's investor-relations page is not on the record.\n\n## Open research\n\nThe field has not been read, so the number of openly published research notes is not on the record.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed, and no issuer years are sealed. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.\n\n## Sources\n\n9 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://kind.krx.co.kr/corpgeneral/corpList.do?method=download&searchType=13 (identity.exchange)\n- https://data.krx.co.kr/comm/bldAttendant/getJsonData.cmd (identity.isin)\n- https://opendart.fss.or.kr/api/company.json?corp_code=00296290 (identity.jurisdiction)\n- https://api.gleif.org/api/v1/lei-records/988400O27CNGJA2QWJ18 (identity.lei)\n- https://mcp.kr-cm-kg.ai/events/KOSPI/039490 (the disclosure lines)\n- https://kind.krx.co.kr/investwarn/tradinghaltissue.do?method=searchTradingHaltIssueMain (the halt flag)\n- https://dart.fss.or.kr/dsaf001/main.do?rcpNo=20260317000838 (the auditor)\n- https://mcp.kr-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://mcp.kr-cm-kg.ai/record/KOSPI/039490 (the record)\n", "market": "KR", "node": "kr-cm-kg", "numbers": { "as_of_depth": { "issuer_years_sealed": [], "live_record_began": "2026-09-12", "node_history_from": null, "node_years_sealed": [], "note": "6 years are sealed in the KR store; their Replay split is not built, so the as-of door answers not_sealed and the record is the live record as of 2026-11-06", "record_version": 1, "sealed": false, "store_years_sealed_not_served": [ "2021", "2022", "2023", "2024", "2025", "2026" ] }, "auditor": { "auditor": { "read_by": "DART API 회계감사인의 명칭 및 감사의견 (annual report 11011, business year 2025)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://dart.fss.or.kr/dsaf001/main.do?rcpNo=20260317000838", "state": "sourced", "value": "삼정회계법인" }, "auditor_firm_id": { "market": "KR", "state": "not_on_record" }, "auditor_location": { "market": "KR", "state": "not_on_record" }, "changes": { "market": "KR", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" } }, "cmr": "kr-cm-kg/KOSPI/039490", "coverage": { "note": "the coverage field has not been read for this issuer", "state": "not_read" }, "disclosure": { "against": { "exchange": { "issuers": 832, "median_cadence_gap_days": 7, "median_filings": 49, "median_latency_days": 7, "name": "KOSPI" }, "sector": { "issuers": 89, "median_cadence_gap_days": 13, "median_filings": 14, "median_latency_days": 21, "name": "금융 지원 서비스업" } }, "by_type": { "ad_hoc": 1, "agm_egm": 3, "corporate_news": 61, "directors_dealings": 6, "dividend": 3, "exchange_bulletin": 3, "major_holder": 4, "prospectus": 1255, "regulatory_filing": 4, "results": 13 }, "cadence_median_gap_days": 1, "filing_days": 204, "filings": 1353, "latency_days": 0, "latest": [ { "category": null, "date": "2026-11-06", "source": "https://dart.fss.or.kr/dsaf001/main.do?rcpNo=20261106000190", "title": "증권발행실적보고서", "type": "prospectus" }, { "category": null, "date": "2026-11-06", "source": "https://dart.fss.or.kr/dsaf001/main.do?rcpNo=20261106000034", "title": "증권발행실적보고서", "type": "prospectus" }, { "category": null, "date": "2026-11-06", "source": "https://dart.fss.or.kr/dsaf001/main.do?rcpNo=20261106000033", "title": "증권발행실적보고서", "type": "prospectus" }, { "category": null, "date": "2026-11-05", "source": "https://dart.fss.or.kr/dsaf001/main.do?rcpNo=20261105000560", "title": "투자설명서(일괄신고)", "type": "prospectus" }, { "category": null, "date": "2026-11-05", "source": "https://dart.fss.or.kr/dsaf001/main.do?rcpNo=20261105000497", "title": "투자설명서(일괄신고)", "type": "prospectus" } ], "latest_filing_date": "2026-11-06", "read": "the node's event lines (list_events_since), as get_filings serves them", "source": "https://mcp.kr-cm-kg.ai/events/KOSPI/039490", "window": { "from": "2025-11-06", "to": "2026-11-06" } }, "identity": { "exchange": { "read_by": "KIND (KRX) listed-company list (corpList.do download)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://kind.krx.co.kr/corpgeneral/corpList.do?method=download&searchType=13", "state": "sourced", "value": "KOSPI" }, "isin": { "read_by": "KRX stock finder (data.krx.co.kr finder_stkisu: full_code = the KRX standard code)", "read_date": "2026-11-08", "read_date_basis": "the field", "source": "https://data.krx.co.kr/comm/bldAttendant/getJsonData.cmd [POST bld=dbms/comm/finder/finder_stkisu, mktsel=ALL]", "state": "sourced", "value": "KR7039490008" }, "jurisdiction": { "read_by": "DART company.json (company profile per corp_code, keyed API) (jurir_no)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://opendart.fss.or.kr/api/company.json?corp_code=00296290", "state": "sourced", "value": "South Korea (DART filer with a corporate registration number)" }, "lei": { "read_by": "GLEIF registeredAs = DART business registration number (RA000657; GLEIF golden copy 2026-09-12)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://api.gleif.org/api/v1/lei-records/988400O27CNGJA2QWJ18", "state": "filled", "value": "988400O27CNGJA2QWJ18" }, "name": { "read_by": "DART company.json (company profile per corp_code, keyed API)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://opendart.fss.or.kr/api/company.json?corp_code=00296290", "state": "sourced", "value": "KIWOOM Securities Co.,Ltd." }, "sector": { "read_by": "KIND (KRX) listed-company list (corpList.do download) (업종)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://kind.krx.co.kr/corpgeneral/corpList.do?method=download&searchType=13", "state": "sourced", "value": "금융 지원 서비스업" }, "security_type": { "read_by": "KIND (KRX) listed-company list (corpList.do download)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://kind.krx.co.kr/corpgeneral/corpList.do?method=download&searchType=13", "state": "sourced", "value": "Corporate" }, "segment": { "market": "KR", "state": "not_on_record" }, "ticker": { "read_by": "KIND (KRX) listed-company list (corpList.do download)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://kind.krx.co.kr/corpgeneral/corpList.do?method=download&searchType=13", "state": "sourced", "value": "039490" }, "website": { "read_by": "KIND (KRX) listed-company list (corpList.do download)", "read_date": "2026-11-06", "read_date_basis": "the record version as_of", "source": "https://kind.krx.co.kr/corpgeneral/corpList.do?method=download&searchType=13", "state": "sourced", "value": "http://www.kiwoom.com" } }, "licensed": { "columns": [ "licensor", "entitlement", "title", "date", "source" ], "rows": [], "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded." }, "lifecycle": { "delisting": { "market": "KR", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "domicile_change": { "market": "KR", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "listing": { "market": "KR", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "name_change": { "market": "KR", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" }, "segment_move": { "market": "KR", "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)", "state": "not_on_record" } }, "market": "KR", "node": "kr-cm-kg", "numbers_hash": "sha256:9ded580ab3f11ac41a321be00d5d1fd5b09a89d92d609c991c8e2dcd83d658c1", "open_research": { "rows": [], "state": "not_read" }, "orderability": { "chapter_as_of": "2026-11-04", "client_categories": [], "determinable": false, "read": { "chapter": "https://mcp.kr-cm-kg.ai/book/aio.json", "door": "https://mcp.kr-cm-kg.ai/mcp", "tool": "get_orderability" }, "reason": "the chapter's orderability section carries no client_categories: the outcome cannot name its client category", "rule_version": "acm-68000/kr/suitability-and-appropriateness-fscma-articles-46-and-46-2/r1", "section": "kr.aio.v5" }, "record": { "as_of": "2026-11-06", "url": "https://mcp.kr-cm-kg.ai/record/KOSPI/039490", "version": 1 }, "schema": "research-numbers v0.1 (USR-01, 2026-11-11)", "status": { "read_date": "2026-11-08", "source": "https://kind.krx.co.kr/investwarn/tradinghaltissue.do?method=searchTradingHaltIssueMain", "value": "listed, not halted" } }, "numbers_hash": "sha256:9ded580ab3f11ac41a321be00d5d1fd5b09a89d92d609c991c8e2dcd83d658c1", "path": "/kr/KOSPI/039490", "schema": "research-page v0.1 (USR-02, 2026-11-11)", "sections": [ { "id": "identity", "text": "The issuer is KIWOOM Securities Co.,Ltd., listed on KOSPI under ticker 039490, with ISIN KR7039490008 and LEI 988400O27CNGJA2QWJ18. Its security type is Corporate, its segment is not on the record, its sector is 금융 지원 서비스업, and its jurisdiction is South Korea (DART filer with a corporate registration number). Its listing status is listed, not halted.", "title": "Identity and listing" }, { "id": "disclosure", "text": "The record holds 1353 filings in the twelve months to 2026-11-06, across 204 filing days. The median gap between filing days is 1 day. The latest filing is dated 2026-11-06 and is of type prospectus, with 0 days from the latest filing to the record date. The KOSPI median cadence gap is 7.0 days, with a median of 49.0 filings and a median latency of 7.0 days across 832 issuers. The 금융 지원 서비스업 sector median cadence gap is 13 days, with a median of 14 filings and a median latency of 21 days across 89 issuers.", "title": "The disclosure read" }, { "id": "auditor", "text": "The auditor of record is 삼정회계법인, with its location not on the record. Auditor changes are not on the record, as this market's register does not yet carry a lifecycle type map.", "title": "Auditor" }, { "id": "events", "text": "Listing, delisting, name change, domicile change and segment move are not on the record, as this register has no lifecycle type map yet. The halt flag shows the issuer as listed, not halted.", "title": "Events and halts" }, { "id": "orderability", "text": "The outcome is not determinable. The chapter's orderability section carries no client_categories, so the outcome cannot name its client category. The rule version is acm-68000/kr/suitability-and-appropriateness-fscma-articles-46-and-46-2/r1, and the chapter is as of 2026-11-04.", "title": "Orderability" }, { "id": "coverage", "text": "The field has not been read, so the number of research houses named on the issuer's investor-relations page is not on the record.", "title": "Coverage" }, { "id": "open_research", "text": "The field has not been read, so the number of openly published research notes is not on the record.", "title": "Open research" }, { "id": "licensed", "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.", "title": "Licensed" }, { "id": "depth", "text": "The market's vintage is not sealed, and no issuer years are sealed. The live record began on 2026-09-12. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.", "title": "As-of depth" }, { "id": "sources", "text": "9 source pages are named on this page; every value above carries its own source page and read date in the numbers.", "title": "Sources" } ], "sources": [ { "for": "identity.exchange", "source": "https://kind.krx.co.kr/corpgeneral/corpList.do?method=download&searchType=13" }, { "for": "identity.isin", "source": "https://data.krx.co.kr/comm/bldAttendant/getJsonData.cmd" }, { "for": "identity.jurisdiction", "source": "https://opendart.fss.or.kr/api/company.json?corp_code=00296290" }, { "for": "identity.lei", "source": "https://api.gleif.org/api/v1/lei-records/988400O27CNGJA2QWJ18" }, { "for": "the disclosure lines", "source": "https://mcp.kr-cm-kg.ai/events/KOSPI/039490" }, { "for": "the halt flag", "source": "https://kind.krx.co.kr/investwarn/tradinghaltissue.do?method=searchTradingHaltIssueMain" }, { "for": "the auditor", "source": "https://dart.fss.or.kr/dsaf001/main.do?rcpNo=20260317000838" }, { "for": "the orderability chapter", "source": "https://mcp.kr-cm-kg.ai/book/aio.json" }, { "for": "the record", "source": "https://mcp.kr-cm-kg.ai/record/KOSPI/039490" } ], "title": "KIWOOM Securities Co.,Ltd. (039490) — research page", "writer": { "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers", "engine": "claude-haiku-5-5" } }