The page is the record's research on the issuer — no analyst, no rating, no view.

# DUKE CAPITAL LIMITED (AIM: DUKE) — research page

As of 2026-11-06 · uk-cm-kg · record version 1

## Identity and listing

The issuer is DUKE CAPITAL LIMITED, listed on AIM under ticker DUKE, with ISIN GG00BYZSSY63 and LEI 213800GUTKPSJ39SER44. Its security type is Corporate, its segment is ASQ1, its sector is Finance and Credit Services [302010], and its jurisdiction is Guernsey (GG). Its listing status is listed, not halted.

## The disclosure read

The record holds 20 filings in the twelve months to 2026-11-06, on 17 filing days. The median gap between filing days is 14.0 days. The latest filing is dated 2026-11-05 and is of type financial_statement, 1 day before the record date. On AIM the median cadence gap is 7.0 days across 594 issuers, the median filings count is 33.5, and the median latency is 4 days. In the sector the median cadence gap is 4.0 days across 21 issuers, the median filings count is 55, and the median latency is 1.0 day. The issuer's filings are below the AIM median and below the sector median in filings count, and its cadence gap is above both medians.

## Auditor

The auditor of record is not on the record. The auditor's location is not on the record. Auditor changes are not on the record, as this register has no lifecycle type map yet.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, as this register has no lifecycle type map yet. The halt flag shows listed, not halted.

## Orderability

For the elective professional client category the signal is ACM-200 and the outcome is determinable. For the eligible counterparty category the signal is ACM-200 and the outcome is determinable. The rule version is acm-68000/uk/product-governance-fca-prod-sourcebook/r1, and the chapter is as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 2 research houses: Cavendish Capital Markets Limited and Canaccord Genuity.

## Open research

The record holds 1 openly published research note: Hardman & Co, dated 2024-09-19.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The market's vintage is not sealed. No issuer years are sealed. The live record began on 2026-09-11. Years 2021, 2022, 2023, 2024, 2025 and 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.

## Sources

11 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer (identity.exchange)
- https://api.londonstockexchange.com/api/gw/lse/instruments/alldata/DUKE (identity.isin)
- https://api.gleif.org/api/v1/lei-records/213800GUTKPSJ39SER44 (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://www.londonstockexchange.com/stock/DUKE/duke-capital-limited/company-page (identity.sector)
- https://mcp.uk-cm-kg.ai/events/AIM/DUKE (the disclosure lines)
- https://marketsecurities.fca.org.uk/officiallist (the halt flag)
- https://mcp.uk-cm-kg.ai/book/aio.json (the orderability chapter)
- https://dukecapital.com/investors-info/ (coverage)
- https://hardmanandco.com/companies/duke-capital/ (open research)
- https://mcp.uk-cm-kg.ai/record/AIM/DUKE (the record)

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