{
 "as_of": "2026-11-06",
 "cmr": "uk-cm-kg/LSE/CLIG",
 "fence": "The page is the record's research on the issuer — no analyst, no rating, no view.",
 "markdown": "The page is the record's research on the issuer — no analyst, no rating, no view.\n\n# CITY OF LONDON INVESTMENT GROUP PLC (LSE Main Market: CLIG) — research page\n\nAs of 2026-11-06 · uk-cm-kg · record version 1\n\n## Identity and listing\n\nThe issuer is CITY OF LONDON INVESTMENT GROUP PLC, listed on the LSE Main Market under ticker CLIG, ISIN GB00B104RS51, LEI 549300BV85TFYXK2Y635. Its security type is Corporate and its segment is SSMM. Its sector is Investment Banking and Brokerage Services [302020] and its jurisdiction is England and Wales (Companies House jurisdiction field). Its listing status is listed, not halted.\n\n## The disclosure read\n\nThe record holds 34 filings in the twelve months to 2026-11-06, on 28 filing days. The median gap between filing days is 3 days. The latest filing is dated 2026-10-30, a director dealing, 7 days before the record date. The exchange median is a cadence gap of 4 days, a median of 29.0 filings and a median latency of 3 days across 892 issuers. The sector median is a cadence gap of 6 days, a median of 34 filings and a median latency of 4 days across 75 issuers. By type the record holds 14 director dealings, 11 regulatory announcements, 4 financial statements, 2 Companies House accounts filings, 1 Companies House confirmation statement, 1 Companies House officer change and 1 AGM record date.\n\n## Auditor\n\nThe auditor of record is not on the record, as no source was read. The auditor's location is not on the record. Auditor changes are not on the record, as the market's register has no lifecycle type map yet.\n\n## Events and halts\n\nListing, delisting, name change, domicile change and segment move are not on the record, as the register has no lifecycle type map yet. The halt flag shows listed, not halted.\n\n## Orderability\n\nFor elective professional client the outcome is signal ACM-200, determinable. For eligible counterparty the outcome is signal ACM-200, determinable. The rule version is acm-68000/uk/product-governance-fca-prod-sourcebook/r1, with the chapter as of 2026-11-04.\n\n## Coverage\n\nThe issuer's investor-relations page names 2 research houses: Hardman and Co and Zeus Capital.\n\n## Open research\n\nThe record holds 5 openly published research notes: Zeus Capital on 2025-02-25 and 2024-09-23, and Hardman & Co on 2024-03-01, 2023-08-01 and 2022-04-01.\n\n## Licensed\n\nLicensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.\n\n## As-of depth\n\nThe market's vintage is not sealed, and no issuer years are sealed. The market's earliest sealed date is not on the record. The live record began on 2026-09-11. The years 2021 through 2026 are sealed in the store but not served as of a date; the as-of door answers not_sealed.\n\n## Sources\n\n15 source pages are named on this page; every value above carries its own source page and read date in the numbers.\n\n- https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer (identity.exchange)\n- https://api.londonstockexchange.com/api/gw/lse/instruments/alldata/CLIG (identity.isin)\n- https://find-and-update.company-information.service.gov.uk/company/02685257 (identity.jurisdiction)\n- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)\n- https://www.londonstockexchange.com/stock/CLIG/city-of-london-investment-group-plc/company-page (identity.sector)\n- https://mcp.uk-cm-kg.ai/events/LSE/CLIG (the disclosure lines)\n- https://marketsecurities.fca.org.uk/officiallist (the halt flag)\n- https://mcp.uk-cm-kg.ai/book/aio.json (the orderability chapter)\n- https://clig.com/resources/research-reports/ (coverage)\n- https://clig.com/wp-content/uploads/2025/02/CLIG-Zeus-Report-25-February-2025.pdf (open research)\n- https://clig.com/wp-content/uploads/2024/09/ZeusCapitalReport9_24.pdf (open research)\n- https://clig.com/wp-content/uploads/2024/03/HardmanCligReport3_24.pdf (open research)\n- https://clig.com/wp-content/uploads/2023/08/CLIG-Hardman-Report-01-Aug-2023.pdf (open research)\n- https://clig.com/wp-content/uploads/2022/04/HardmanCligReport2_22.pdf (open research)\n- https://mcp.uk-cm-kg.ai/record/LSE/CLIG (the record)\n",
 "market": "UK",
 "node": "uk-cm-kg",
 "numbers": {
  "as_of_depth": {
   "issuer_years_sealed": [],
   "live_record_began": "2026-09-11",
   "node_history_from": null,
   "node_years_sealed": [],
   "note": "6 years are sealed in the UK store; their Replay split is not built, so the as-of door answers not_sealed and the record is the live record as of 2026-11-06",
   "record_version": 1,
   "sealed": false,
   "store_years_sealed_not_served": [
    "2021",
    "2022",
    "2023",
    "2024",
    "2025",
    "2026"
   ]
  },
  "auditor": {
   "auditor": {
    "market": "UK",
    "reason": "no source read",
    "state": "not_on_record"
   },
   "auditor_firm_id": {
    "market": "UK",
    "state": "not_on_record"
   },
   "auditor_location": {
    "market": "UK",
    "state": "not_on_record"
   },
   "changes": {
    "market": "UK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "cmr": "uk-cm-kg/LSE/CLIG",
  "coverage": {
   "count": 2,
   "houses": [
    {
     "house": "Hardman and Co",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "since": "October 2024",
     "source": "https://clig.com/resources/research-reports/",
     "state": "sourced"
    },
    {
     "house": "Zeus Capital",
     "read_by": "issuer IR page, fetched by this rail; each house name read on the page",
     "read_date": "2026-11-12",
     "source": "https://clig.com/resources/research-reports/",
     "state": "sourced"
    }
   ],
   "pages_checked": [
    {
     "page": "https://clig.com/resources/research-reports/",
     "result": "read: 2 of 4 named houses found on the page"
    }
   ],
   "read_by": "Perplexity sonar (search) · page read by this rail",
   "read_date": "2026-11-12",
   "since": "stated per house where the page states it",
   "state": "found"
  },
  "disclosure": {
   "against": {
    "exchange": {
     "issuers": 892,
     "median_cadence_gap_days": 4,
     "median_filings": 29,
     "median_latency_days": 3,
     "name": "LSE Main Market"
    },
    "sector": {
     "issuers": 75,
     "median_cadence_gap_days": 6,
     "median_filings": 34,
     "median_latency_days": 4,
     "name": "Investment Banking and Brokerage Services  [302020]"
    }
   },
   "by_type": {
    "agm_record_date": 1,
    "ch_accounts_filed": 2,
    "ch_confirmation_statement": 1,
    "ch_officer_change": 1,
    "director_dealing": 14,
    "financial_statement": 4,
    "regulatory_announcement": 11
   },
   "cadence_median_gap_days": 3,
   "filing_days": 28,
   "filings": 34,
   "latency_days": 7,
   "latest": [
    {
     "category": null,
     "date": "2026-10-30",
     "source": "https://www.investegate.co.uk/announcement/rns/city-of-london-investment-group--clig/director-pdmr-shareholding/9851519",
     "title": "Director/PDMR Shareholding",
     "type": "director_dealing"
    },
    {
     "category": null,
     "date": "2026-10-29",
     "source": "https://www.investegate.co.uk/announcement/rns/city-of-london-investment-group--clig/director-pdmr-shareholding/9848226",
     "title": "Director/PDMR Shareholding",
     "type": "director_dealing"
    },
    {
     "category": null,
     "date": "2026-10-28",
     "source": "https://www.investegate.co.uk/announcement/rns/city-of-london-investment-group--clig/director-pdmr-shareholding/9846687",
     "title": "Director/PDMR Shareholding",
     "type": "director_dealing"
    },
    {
     "category": null,
     "date": "2026-10-28",
     "source": "https://www.investegate.co.uk/announcement/rns/city-of-london-investment-group--clig/director-pdmr-shareholding/9846684",
     "title": "Director/PDMR Shareholding",
     "type": "director_dealing"
    },
    {
     "category": null,
     "date": "2026-10-28",
     "source": "https://www.investegate.co.uk/announcement/rns/city-of-london-investment-group--clig/director-pdmr-shareholding/9846683",
     "title": "Director/PDMR Shareholding",
     "type": "director_dealing"
    }
   ],
   "latest_filing_date": "2026-10-30",
   "read": "the node's event lines (list_events_since), as get_filings serves them",
   "source": "https://mcp.uk-cm-kg.ai/events/LSE/CLIG",
   "window": {
    "from": "2025-11-06",
    "to": "2026-11-06"
   }
  },
  "identity": {
   "exchange": {
    "read_by": "LSE price explorer (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer (price-explorer feed api.londonstockexchange.com/api/v1/components/refresh, markets=MAINMARKET, categories=EQUITY, showonlylse=true)",
    "state": "sourced",
    "value": "LSE Main Market"
   },
   "isin": {
    "read_by": "LSE instrument reference record (exchange site)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://api.londonstockexchange.com/api/gw/lse/instruments/alldata/CLIG",
    "state": "confirmed",
    "value": "GB00B104RS51"
   },
   "jurisdiction": {
    "read_by": "Companies House REST API (company profile) (jurisdiction field)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://find-and-update.company-information.service.gov.uk/company/02685257",
    "state": "confirmed",
    "value": "England and Wales (Companies House jurisdiction field)"
   },
   "lei": {
    "read_by": "GLEIF ISIN-to-LEI mapping file (daily), LEI by exact ISIN",
    "read_date": "2026-11-09",
    "read_date_basis": "the field",
    "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download (ISIN GB00B104RS51)",
    "state": "sourced",
    "value": "549300BV85TFYXK2Y635"
   },
   "name": {
    "read_by": "LSE price explorer (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer (price-explorer feed api.londonstockexchange.com/api/v1/components/refresh, markets=MAINMARKET, categories=EQUITY, showonlylse=true)",
    "state": "sourced",
    "value": "CITY OF LONDON INVESTMENT GROUP PLC"
   },
   "sector": {
    "read_by": "LSE issuer profile (exchange site)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.londonstockexchange.com/stock/CLIG/city-of-london-investment-group-plc/company-page",
    "state": "sourced",
    "value": "Investment Banking and Brokerage Services  [302020]"
   },
   "security_type": {
    "read_by": "LSE price explorer (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer (price-explorer feed api.londonstockexchange.com/api/v1/components/refresh, markets=MAINMARKET, categories=EQUITY, showonlylse=true)",
    "state": "sourced",
    "value": "Corporate"
   },
   "segment": {
    "read_by": "LSE price explorer (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer (price-explorer feed api.londonstockexchange.com/api/v1/components/refresh, markets=MAINMARKET, categories=EQUITY, showonlylse=true)",
    "state": "sourced",
    "value": "SSMM"
   },
   "ticker": {
    "read_by": "LSE price explorer (exchange list)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer (price-explorer feed api.londonstockexchange.com/api/v1/components/refresh, markets=MAINMARKET, categories=EQUITY, showonlylse=true)",
    "state": "sourced",
    "value": "CLIG"
   },
   "website": {
    "read_by": "LSE issuer profile (exchange site)",
    "read_date": "2026-11-06",
    "read_date_basis": "the record version as_of",
    "source": "https://www.londonstockexchange.com/stock/CLIG/city-of-london-investment-group-plc/company-page",
    "state": "sourced",
    "value": "https://www.clig.com/"
   }
  },
  "licensed": {
   "columns": [
    "licensor",
    "entitlement",
    "title",
    "date",
    "source"
   ],
   "rows": [],
   "rule": "A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded."
  },
  "lifecycle": {
   "delisting": {
    "market": "UK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "domicile_change": {
    "market": "UK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "listing": {
    "market": "UK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "name_change": {
    "market": "UK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   },
   "segment_move": {
    "market": "UK",
    "reason": "no lifecycle type map for this register yet (SHELF-01: us and ca first)",
    "state": "not_on_record"
   }
  },
  "market": "UK",
  "node": "uk-cm-kg",
  "numbers_hash": "sha256:592c3b5307f5edd7f72a90e7fc501e05f2db6e47eb18407584d807267cf1501d",
  "open_research": {
   "read_date": "2026-11-12",
   "rows": [
    {
     "date": "2025-02-25",
     "kind": "issuer-sponsored",
     "publisher": "Zeus Capital",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "https://clig.com/wp-content/uploads/2025/02/CLIG-Zeus-Report-25-February-2025.pdf",
     "state": "sourced",
     "title": "Interims"
    },
    {
     "date": "2024-09-23",
     "kind": "issuer-sponsored",
     "publisher": "Zeus Capital",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "https://clig.com/wp-content/uploads/2024/09/ZeusCapitalReport9_24.pdf",
     "state": "sourced",
     "title": "Momentum swing underway"
    },
    {
     "date": "2024-03-01",
     "kind": "issuer-sponsored",
     "publisher": "Hardman & Co",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "https://clig.com/wp-content/uploads/2024/03/HardmanCligReport3_24.pdf",
     "state": "sourced",
     "title": "CITY OF LONDON INVESTMENT GROUP — First-half results going in the right direction"
    },
    {
     "date": "2023-08-01",
     "kind": "issuer-sponsored",
     "publisher": "Hardman & Co",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "https://clig.com/wp-content/uploads/2023/08/CLIG-Hardman-Report-01-Aug-2023.pdf",
     "state": "sourced",
     "title": "CITY OF LONDON INVESTMENT GROUP — Positive markets offset by revenue margins"
    },
    {
     "date": "2022-04-01",
     "kind": "issuer-sponsored",
     "publisher": "Hardman & Co",
     "read_by": "the note's link answers (200 application/pdf); a document, not read as text",
     "read_date": "2026-11-12",
     "source": "https://clig.com/wp-content/uploads/2022/04/HardmanCligReport2_22.pdf",
     "state": "sourced",
     "title": "CITY OF LONDON INVESTMENT GROUP — Confirming an excellent first half"
    }
   ],
   "state": "found"
  },
  "orderability": {
   "chapter_as_of": "2026-11-04",
   "client_categories": [
    "elective professional client",
    "eligible counterparty"
   ],
   "outcomes": {
    "elective professional client": {
     "determinable": true,
     "signal": "ACM-200"
    },
    "eligible counterparty": {
     "determinable": true,
     "signal": "ACM-200"
    }
   },
   "read": {
    "basis": "one live read per instrument class, halt state and client category on this market; this issuer's group",
    "chapter": "https://mcp.uk-cm-kg.ai/book/aio.json",
    "door": "https://mcp.uk-cm-kg.ai/mcp",
    "tool": "get_orderability"
   },
   "rule_version": "acm-68000/uk/product-governance-fca-prod-sourcebook/r1",
   "section": "uk.aio.v16"
  },
  "record": {
   "as_of": "2026-11-06",
   "url": "https://mcp.uk-cm-kg.ai/record/LSE/CLIG",
   "version": 1
  },
  "schema": "research-numbers v0.1 (USR-01, 2026-11-11)",
  "status": {
   "read_date": "2026-11-09",
   "source": "https://marketsecurities.fca.org.uk/officiallist",
   "value": "listed, not halted"
  }
 },
 "numbers_hash": "sha256:592c3b5307f5edd7f72a90e7fc501e05f2db6e47eb18407584d807267cf1501d",
 "path": "/uk/LSE/CLIG",
 "schema": "research-page v0.1 (USR-02, 2026-11-11)",
 "sections": [
  {
   "id": "identity",
   "text": "The issuer is CITY OF LONDON INVESTMENT GROUP PLC, listed on the LSE Main Market under ticker CLIG, ISIN GB00B104RS51, LEI 549300BV85TFYXK2Y635. Its security type is Corporate and its segment is SSMM. Its sector is Investment Banking and Brokerage Services [302020] and its jurisdiction is England and Wales (Companies House jurisdiction field). Its listing status is listed, not halted.",
   "title": "Identity and listing"
  },
  {
   "id": "disclosure",
   "text": "The record holds 34 filings in the twelve months to 2026-11-06, on 28 filing days. The median gap between filing days is 3 days. The latest filing is dated 2026-10-30, a director dealing, 7 days before the record date. The exchange median is a cadence gap of 4 days, a median of 29.0 filings and a median latency of 3 days across 892 issuers. The sector median is a cadence gap of 6 days, a median of 34 filings and a median latency of 4 days across 75 issuers. By type the record holds 14 director dealings, 11 regulatory announcements, 4 financial statements, 2 Companies House accounts filings, 1 Companies House confirmation statement, 1 Companies House officer change and 1 AGM record date.",
   "title": "The disclosure read"
  },
  {
   "id": "auditor",
   "text": "The auditor of record is not on the record, as no source was read. The auditor's location is not on the record. Auditor changes are not on the record, as the market's register has no lifecycle type map yet.",
   "title": "Auditor"
  },
  {
   "id": "events",
   "text": "Listing, delisting, name change, domicile change and segment move are not on the record, as the register has no lifecycle type map yet. The halt flag shows listed, not halted.",
   "title": "Events and halts"
  },
  {
   "id": "orderability",
   "text": "For elective professional client the outcome is signal ACM-200, determinable. For eligible counterparty the outcome is signal ACM-200, determinable. The rule version is acm-68000/uk/product-governance-fca-prod-sourcebook/r1, with the chapter as of 2026-11-04.",
   "title": "Orderability"
  },
  {
   "id": "coverage",
   "text": "The issuer's investor-relations page names 2 research houses: Hardman and Co and Zeus Capital.",
   "title": "Coverage"
  },
  {
   "id": "open_research",
   "text": "The record holds 5 openly published research notes: Zeus Capital on 2025-02-25 and 2024-09-23, and Hardman & Co on 2024-03-01, 2023-08-01 and 2022-04-01.",
   "title": "Open research"
  },
  {
   "id": "licensed",
   "text": "Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.",
   "title": "Licensed"
  },
  {
   "id": "depth",
   "text": "The market's vintage is not sealed, and no issuer years are sealed. The market's earliest sealed date is not on the record. The live record began on 2026-09-11. The years 2021 through 2026 are sealed in the store but not served as of a date; the as-of door answers not_sealed.",
   "title": "As-of depth"
  },
  {
   "id": "sources",
   "text": "15 source pages are named on this page; every value above carries its own source page and read date in the numbers.",
   "title": "Sources"
  }
 ],
 "sources": [
  {
   "for": "identity.exchange",
   "source": "https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer"
  },
  {
   "for": "identity.isin",
   "source": "https://api.londonstockexchange.com/api/gw/lse/instruments/alldata/CLIG"
  },
  {
   "for": "identity.jurisdiction",
   "source": "https://find-and-update.company-information.service.gov.uk/company/02685257"
  },
  {
   "for": "identity.lei",
   "source": "https://mapping.gleif.org/api/v2/isin-lei/latest/download"
  },
  {
   "for": "identity.sector",
   "source": "https://www.londonstockexchange.com/stock/CLIG/city-of-london-investment-group-plc/company-page"
  },
  {
   "for": "the disclosure lines",
   "source": "https://mcp.uk-cm-kg.ai/events/LSE/CLIG"
  },
  {
   "for": "the halt flag",
   "source": "https://marketsecurities.fca.org.uk/officiallist"
  },
  {
   "for": "the orderability chapter",
   "source": "https://mcp.uk-cm-kg.ai/book/aio.json"
  },
  {
   "for": "coverage",
   "source": "https://clig.com/resources/research-reports/"
  },
  {
   "for": "open research",
   "source": "https://clig.com/wp-content/uploads/2025/02/CLIG-Zeus-Report-25-February-2025.pdf"
  },
  {
   "for": "open research",
   "source": "https://clig.com/wp-content/uploads/2024/09/ZeusCapitalReport9_24.pdf"
  },
  {
   "for": "open research",
   "source": "https://clig.com/wp-content/uploads/2024/03/HardmanCligReport3_24.pdf"
  },
  {
   "for": "open research",
   "source": "https://clig.com/wp-content/uploads/2023/08/CLIG-Hardman-Report-01-Aug-2023.pdf"
  },
  {
   "for": "open research",
   "source": "https://clig.com/wp-content/uploads/2022/04/HardmanCligReport2_22.pdf"
  },
  {
   "for": "the record",
   "source": "https://mcp.uk-cm-kg.ai/record/LSE/CLIG"
  }
 ],
 "title": "CITY OF LONDON INVESTMENT GROUP PLC (CLIG) — research page",
 "writer": {
  "by": "Claude through the platform account, Haiku class; one pass; checked against the numbers",
  "engine": "claude-haiku-5-5"
 }
}