The page is the record's research on the issuer — no analyst, no rating, no view. # HERALD INVESTMENT TRUST PLC (LSE Main Market: HRI) — research page As of 2026-11-06 · uk-cm-kg · record version 1 ## Identity and listing The issuer is HERALD INVESTMENT TRUST PLC, listed on the LSE Main Market under ticker HRI, with ISIN GB0004228648 and LEI 213800U7G1ROCTJYRR70. Its security type is Fund (FUND), its segment is STMM, its sector is Closed End Investments [302040], and its jurisdiction is England and Wales (Companies House jurisdiction field). The listing status is listed, not halted. ## The disclosure read The record holds 0 filings in the window 2025-11-06 to 2026-11-06, across 0 filing days. The median gap between filing days is not on the record. The latest filing date is not on the record, and so the days from the latest filing to the record date of 2026-11-06 are not on the record. The LSE Main Market median cadence gap is 4 days, the median filings is 29.0, and the median latency is 3 days across 892 issuers. The Closed End Investments [302040] sector median cadence gap is 5.5 days, the median filings is 0, and the median latency is 4.5 days across 269 issuers. ## Auditor The auditor of record is not on the record, as the auditor was not searched for this security type (fund, receipt or debt security). The auditor location is not on the record, and auditor changes are not on the record because this register has no lifecycle type map yet. ## Events and halts Listing, delisting, name change, domicile change and segment move are not on the record, because this register has no lifecycle type map yet. The halt flag shows listed, not halted. ## Orderability For the elective professional client category, the outcome is signal ACM-200, determinable. For the eligible counterparty category, the outcome is signal ACM-200, determinable. The rule version is acm-68000/uk/product-governance-fca-prod-sourcebook/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's own investor-relations page. ## Open research One openly published research note is on the record, published by QuotedData on 2026-09-30. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The market's vintage is not sealed, and no issuer years are sealed for this issuer. The live record began on 2026-09-11. Years are sealed in the store for 2021 to 2026 but are not served as of a date; the as-of door answers not_sealed. ## Sources 10 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer (identity.exchange) - https://api.londonstockexchange.com/api/gw/lse/instruments/alldata/HRI (identity.isin) - https://find-and-update.company-information.service.gov.uk/company/02879728 (identity.jurisdiction) - https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei) - https://www.londonstockexchange.com/stock/HRI/herald-investment-trust-plc/company-page (identity.sector) - https://mcp.uk-cm-kg.ai/events/LSE/HRI (the disclosure lines) - https://marketsecurities.fca.org.uk/officiallist (the halt flag) - https://mcp.uk-cm-kg.ai/book/aio.json (the orderability chapter) - https://quoteddata.com/wp-content/uploads/2026/09/260928-HRI-update-MC.pdf (open research) - https://mcp.uk-cm-kg.ai/record/LSE/HRI (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/uk/LSE/HRI · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp