The page is the record's research on the issuer — no analyst, no rating, no view.

# HUATAI SECURITIES CO., LTD. (LSE Main Market: HTSC) — research page

As of 2026-11-06 · uk-cm-kg · record version 1

## Identity and listing

The issuer is HUATAI SECURITIES CO., LTD., listed on the LSE Main Market under ticker HTSC with ISIN US44331T1043. The LEI is not on the record, as the ISIN is not in the GLEIF ISIN-to-LEI mapping file. Its security type is depositary receipts, its segment is IOBS, its sector is Investment Banking and Brokerage Services [302020], and its jurisdiction is China (CN). The issuer is listed, not halted.

## The disclosure read

The record holds 0 filings in the window 2025-11-06 to 2026-11-06, across 0 filing days. The median gap between filing days is not on the record, and no latest filing date or latest filing type is on the record. The LSE Main Market peers hold a median cadence gap of 4 days, a median of 29.0 filings and a median latency of 3 days across 892 issuers. The sector peers hold a median cadence gap of 6 days, a median of 34 filings and a median latency of 4 days across 75 issuers.

## Auditor

The auditor of record is not on the record, as the market's register did not search for it for fund, receipt and debt securities. Its location is not on the record, and auditor changes are not on the record, as the register has no lifecycle type map yet.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, as the register has no lifecycle type map yet. The halt flag is listed, not halted.

## Orderability

For elective professional client, the outcome is signal ACM-200 and is determinable. For eligible counterparty, the outcome is signal ACM-200 and is determinable. The rule version is acm-68000/uk/product-governance-fca-prod-sourcebook/r1, with the chapter as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page, and the count is 0.

## Open research

No openly published research notes were found, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The market's vintage is not sealed, and no issuer years are sealed. The live record began on 2026-09-11. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.

## Sources

7 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer (identity.exchange)
- https://api.londonstockexchange.com/api/gw/lse/instruments/alldata/HTSC (identity.isin)
- https://www.londonstockexchange.com/stock/HTSC/huatai-securities-co-ltd/company-page (identity.jurisdiction)
- https://mcp.uk-cm-kg.ai/events/LSE/HTSC (the disclosure lines)
- https://marketsecurities.fca.org.uk/officiallist (the halt flag)
- https://mcp.uk-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.uk-cm-kg.ai/record/LSE/HTSC (the record)

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