The page is the record's research on the issuer — no analyst, no rating, no view.

# RATHBONES GROUP PLC (LSE Main Market: RAT) — research page

As of 2026-11-06 · uk-cm-kg · record version 1

## Identity and listing

The issuer is RATHBONES GROUP PLC, listed on the LSE Main Market under ticker RAT, ISIN GB0002148343, LEI 213800MBTHM6UE8ZQP29. Its security type is Corporate, segment STMM, sector Investment Banking and Brokerage Services [302020], jurisdiction England and Wales (Companies House jurisdiction field). Status on the record date is listed, not halted.

## The disclosure read

The record holds 1043 filings in the window 2025-11-06 to 2026-11-06, across 230 filing days. The median gap between filing days is 1 day, and the latest filing is 1 day before the record date. The latest filing is dated 2026-11-05 and is of type director_dealing. The exchange median gap is 4 days and the exchange median latency is 3 days, with a median of 29.0 filings across 892 issuers. The sector median gap is 6 days and the sector median latency is 4 days, with a median of 34 filings across 75 issuers. Of the 1043 filings, 752 are early_warning, 142 are ch_capital, 89 are corporate_action, 28 are director_dealing, 16 are regulatory_announcement, 5 are financial_statement, 5 are ch_officer_change, 3 are ch_other, 1 is ch_accounts_filed, 1 is ch_resolution and 1 is agm_record_date.

## Auditor

The auditor of record is Deloitte LLP. Its location is not on the record. Auditor changes are not on the record, as this register has no lifecycle type map yet.

## Events and halts

Listing, delisting, name change, domicile change and segment move are not on the record, as this register has no lifecycle type map yet. The halt flag is listed, not halted.

## Orderability

For the elective professional client category the outcome is ACM-200, determinable. For the eligible counterparty category the outcome is ACM-200, determinable. The rule version is acm-68000/uk/product-governance-fca-prod-sourcebook/r1, with the chapter as of 2026-11-04.

## Coverage

The issuer's investor-relations page names 8 research houses: Deutsche Numis, Investec, Jefferies, Kepler Cheuvreux, Panmure Liberum, Peel Hunt, RBC Capital Markets and Shore Capital.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The market's vintage is not sealed, and no issuer years are sealed. The live record began on 2026-09-11. Years 2021 through 2026 are sealed in the store but not served as of a date, and the as-of door answers not_sealed.

## Sources

11 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.londonstockexchange.com/live-markets/market-data-dashboard/price-explorer (identity.exchange)
- https://api.londonstockexchange.com/api/gw/lse/instruments/alldata/RAT (identity.isin)
- https://find-and-update.company-information.service.gov.uk/company/01000403 (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://www.londonstockexchange.com/stock/RAT/rathbones-group-plc/company-page (identity.sector)
- https://mcp.uk-cm-kg.ai/events/LSE/RAT (the disclosure lines)
- https://marketsecurities.fca.org.uk/officiallist (the halt flag)
- https://find-and-update.company-information.service.gov.uk/company/01000403/filing-history/MzUyNDY3NDcxMGFkaXF6a2N4/document?format=pdf&download=0 (the auditor)
- https://mcp.uk-cm-kg.ai/book/aio.json (the orderability chapter)
- https://www.rathbones.com/en-gb/wealth-management/investor-relations/consensus (coverage)
- https://mcp.uk-cm-kg.ai/record/LSE/RAT (the record)

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