Goldman Sachs Physical Gold ETF (AAAU) — research page
US · us-cm-kg/CBOE/AAAU · as of 2026-11-08
Identity and listing
The issuer is Goldman Sachs Physical Gold ETF, listed on CBOE under ticker AAAU, with ISIN US38150K1034 and LEI 549300OEKWWGF8GREP70. The security type is fund or trust, the segment is not on the record, the sector is 6221 Commodity Contracts Brokers & Dealers, and the jurisdiction is United States, New York. The issuer is listed and not halted.
| field | value | source · read date |
|---|---|---|
| name | Goldman Sachs Physical Gold ETF | source · 2026-11-08 |
| exchange | CBOE | source · 2026-11-08 |
| ticker | AAAU | source · 2026-11-08 |
| ISIN | US38150K1034 | source · 2026-11-08 |
| LEI | 549300OEKWWGF8GREP70 | source · 2026-11-08 |
| security type | Fund / trust (by SIC or name) | source · 2026-11-08 |
| segment | not on the record | |
| sector | 6221 Commodity Contracts Brokers & Dealers | source · 2026-11-08 |
| jurisdiction | United States — New York | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 5 filings in the twelve months to 2026-11-08, on 5 filing days: 1 regulatory filing and 4 results. The median gap between filing days is 64.5 days. The latest filing is dated 2026-11-06, 2 days before the record date, and is of type results. On CBOE the median cadence gap is 6.5 days, the median filings count is 25.0 and the median latency is 2.0 days across 44 issuers. In the sector the median cadence gap is 17.0 days, the median filings count is 16 and the median latency is 5 days across 137 issuers.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 5 | 64.5 | 2 |
| exchange median: CBOE (44 issuers) | 25 | 6.5 | 2 |
| sector median: 6221 Commodity Contracts Brokers & Dealers (137 issuers) | 16 | 17 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-06 | results | 10-Q | 10-Q — 10-Q |
| 2026-08-07 | results | 10-Q | 10-Q — 10-Q |
| 2026-05-11 | results | 10-Q | 10-Q — 10-Q |
| 2026-03-31 | regulatory_filing | 424I | 424I — 424I |
| 2026-02-24 | results | 10-K | 10-K — 10-K |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor location is not on the record. The record holds no auditor changes.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, with the chapter as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations page.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with earliest sealed date 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001708646.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/CBOE/AAAU (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/CBOE/AAAU (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US38150K1034"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:79980e0d44917d4f.