The page is the record's research on the issuer — no analyst, no rating, no view.

# BANK OF MONTREAL /CAN/ (CBOE: SMHD) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is BANK OF MONTREAL /CAN/, listed on CBOE under ticker SMHD. Its ISIN is US06367V7174 and its LEI is NQQ6HPCNCCU6TUTQYE16. Its security type is Corporate, its segment is not on the record, its sector is 6029 Commercial Banks, NEC, and its jurisdiction is Ontario, Canada. The issuer is listed and not halted.

## The disclosure read

The record holds 8636 filings in the window from 2025-11-08 to 2026-11-08, across 247 filing days. Of these, 4737 are prospectus filings, 3860 are regulatory filings and 39 are results. The median gap between filing days is 1.0 day. The latest filing is dated 2026-11-06, is a prospectus, and is 2 days before the record date of 2026-11-08. The exchange peer group, CBOE, has 44 issuers with a median cadence gap of 6.5 days, a median of 25.0 filings, and a median latency of 2.0 days. The sector peer group, 6029 Commercial Banks, NEC, has 85 issuers with a median cadence gap of 1.0 day, a median of 8636 filings, and a median latency of 2 days.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag, as foreign private issuers and older filings carry none. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no delisting and no name change. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. Listing lines are dated 2026-06-02, 2026-08-04, 2026-08-10, 2026-08-19, 2026-08-26 and 2026-09-09, each recorded twice. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page, and the count is 0.

## Open research

No openly published research notes were found on the record, and the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000927971.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/CBOE/SMHD (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/CBOE/SMHD (the record)

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