The page is the record's research on the issuer — no analyst, no rating, no view.

# BANK OF MONTREAL /CAN/ (CBOE: SMHU) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is BANK OF MONTREAL /CAN/, listed on CBOE under ticker SMHU. Its ISIN is US06367V7257 and its LEI is NQQ6HPCNCCU6TUTQYE16. Its security type is Corporate, its segment is not on the record, its sector is 6029 Commercial Banks, NEC, and its jurisdiction is Ontario, Canada. The issuer is listed, not halted.

## The disclosure read

The record holds 8636 filings in the window 2025-11-08 to 2026-11-08, across 247 filing days. Of these, 4737 are prospectus, 3860 are regulatory filing and 39 are results. The median gap between filing days is 1.0 day. The latest filing is dated 2026-11-06, is of type prospectus, and sits 2 days before the record date. The exchange peer group, CBOE with 44 issuers, has a median cadence gap of 6.5 days, a median of 25.0 filings and a median latency of 2.0 days. The sector peer group, 6029 Commercial Banks, NEC with 85 issuers, has a median cadence gap of 1.0 day, a median of 8636 filings and a median latency of 2 days.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no delisting, no name change and no segment move dated lines, and the domicile change is not on the record. Listing lines are dated 2026-06-02, 2026-08-04, 2026-08-10, 2026-08-19, 2026-08-26 and 2026-09-09, each recorded twice. The issuer is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed. Sealed years for the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000927971.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/CBOE/SMHU (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/CBOE/SMHU (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/us/CBOE/SMHU · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
