The page is the record's research on the issuer — no analyst, no rating, no view.

# BANK OF MONTREAL /CAN/ (CBOE: XLPU) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is BANK OF MONTREAL /CAN/, listed on CBOE under ticker XLPU, with ISIN US06367V8578 and LEI NQQ6HPCNCCU6TUTQYE16. Its security type is Corporate, its sector is 6029 Commercial Banks, NEC, and its jurisdiction is Ontario, Canada. The segment is not on the record. Its listing status is listed, not halted.

## The disclosure read

The record holds 8636 filings in the twelve months to 2026-11-08, across 247 filing days. Of these, 4737 are prospectus filings, 3860 are regulatory filings and 39 are results. The median gap between filing days is 1.0 day. The latest filing is dated 2026-11-06, is a prospectus, and falls 2 days before the record date. The CBOE exchange median cadence gap is 6.5 days, with a median of 25.0 filings and a median latency of 2.0 days across 44 issuers. The sector median cadence gap is 1.0 day, with a median of 8636 filings and a median latency of 2 days across 85 issuers.

## Auditor

The auditor of record is not on the record, because the latest annual report cover carries no auditor name tag, and its location is not on the record. The record holds no auditor changes.

## Events and halts

The record holds no delisting and no name change. The record holds listing lines dated 2026-06-02, 2026-08-04, 2026-08-10, 2026-08-19, 2026-08-26 and 2026-09-09, each appearing twice. A domicile change is not on the record, and a segment move is not on the record. The halt flag shows listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page, so the count is 0.

## Open research

No openly published research notes were found, so the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The record holds sealed years 2021, 2022, 2023, 2024, 2025 and 2026 for this issuer. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000927971.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/CBOE/XLPU (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/CBOE/XLPU (the record)

---
Allooloo Technologies Corp. · https://getresearch.ai/us/CBOE/XLPU · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp
