APPLIED OPTOELECTRONICS, INC. (AAOI) — research page
US · us-cm-kg/NASDAQ/AAOI · as of 2026-11-08
Identity and listing
APPLIED OPTOELECTRONICS, INC. is listed on NASDAQ under ticker AAOI, ISIN US03823U1025, LEI 529900I8U6Q5SYDNLT48. The security type is Corporate, the sector is 3674 Semiconductors & Related Devices, and the jurisdiction is United States, Delaware. The segment is not on the record. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | APPLIED OPTOELECTRONICS, INC. | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | AAOI | source · 2026-11-08 |
| ISIN | US03823U1025 | source · 2026-10-13 |
| LEI | 529900I8U6Q5SYDNLT48 | source · 2026-11-08 |
| security type | Corporate | source · 2026-11-08 |
| segment | not on the record | |
| sector | 3674 Semiconductors & Related Devices | source · 2026-11-08 |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 189 filings in the window 2025-11-08 to 2026-11-08, across 92 filing days. Of these, 80 are directors' dealings, 73 are regulatory filings, 17 are corporate news, 8 are results, 4 are AGM/EGM filings, 4 are prospectuses and 3 are director changes. The median gap between filing days is 2 days. The latest filing is of type results, dated 2026-11-05, and the record date is 2026-11-08, a latency of 3 days. The NASDAQ median cadence gap is 6.0 days, the NASDAQ median latency is 5.0 days, and the NASDAQ median filings count is 52. The sector median cadence gap is 4.0 days, the sector median latency is 4.0 days, and the sector median filings count is 96.0.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 189 | 2 | 3 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| sector median: 3674 Semiconductors & Related Devices (104 issuers) | 96 | 4 | 4 |
| date | type | category | filing |
|---|---|---|---|
| 2026-11-05 | results | 8-K | 8-K — FORM 8-K (items 2.02,9.01) |
| 2026-11-05 | results | 10-Q | 10-Q — FORM 10-Q |
| 2026-11-04 | corporate_news | 8-K | 8-K — FORM 8-K (items 1.01,1.02,2.03,9.01) |
| 2026-10-30 | regulatory_filing | SCHEDULE 13G | SCHEDULE 13G |
| 2026-10-27 | regulatory_filing | SCHEDULE 13G/A | SCHEDULE 13G/A |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor of record is GRANT THORNTON LLP, located in Houston, Texas. The record holds one auditor change, dated 2026-05-08.
Events and halts
The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
The issuer's investor-relations page names 6 research houses: B. Riley FBR, Inc., Needham, Northland Capital Markets, Raymond James, Rosenblatt and Wolfe Research.
| research house | analyst | source · read date |
|---|---|---|
| B. Riley FBR, Inc. | Dave Kang | issuer page · 2026-11-11 |
| Needham | Ryan Koontz | issuer page · 2026-11-11 |
| Northland Capital Markets | Tim Savageaux | issuer page · 2026-11-11 |
| Raymond James | Simon Leopold | issuer page · 2026-11-11 |
| Rosenblatt | Mike Genovese | issuer page · 2026-11-11 |
| Wolfe Research | George Notter | issuer page · 2026-11-11 |
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The earliest sealed date of the market is 2021-01-04, and the live record began on 2026-09-12.
Sources
10 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001158114.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/AAOI (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://www.sec.gov/Archives/edgar/data/1158114/000143774926005875/aaoi20251231_10k.htm (the auditor)
- 10.8
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.9
- https://investors.ao-inc.com/analyst-coverage (coverage)
- 10.10
- https://mcp.us-cm-kg.ai/record/NASDAQ/AAOI (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US03823U1025"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:297308f1007f40ad.