The page is the record's research on the issuer — no analyst, no rating, no view.

# Aeluma, Inc. (NASDAQ: ALMU) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Aeluma, Inc., listed on NASDAQ under the ticker ALMU, with ISIN US00776X1090 and LEI 52990051HWNR927ROY50. Its security type is Corporate, its segment is not on the record, its sector is 3674 Semiconductors & Related Devices, and its jurisdiction is United States — Delaware. The issuer is listed, not halted.

## The disclosure read

The record holds 69 filings in the twelve months to 2026-11-08, across 50 filing days. The median gap between filing days is 4 days, and the median latency from the latest filing to the record date is 17 days. The latest filing is a corporate_news filing dated 2026-10-22. For NASDAQ the median cadence gap is 6.0 days, the median filings count is 52, and the median latency is 5.0 days across 4359 issuers. For the sector 3674 Semiconductors & Related Devices the median cadence gap is 4.0 days, the median filings count is 96.0, and the median latency is 4.0 days across 104 issuers. The filings by type are 27 directors_dealings, 19 regulatory_filing, 8 results, 5 agm_egm, 5 prospectus, 4 corporate_news and 1 ad_hoc.

## Auditor

The auditor of record is Rose, Snyder & Jacobs LLP, located in Encino, California. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting or name change lines. The domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. The segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories and so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page; the count is 0.

## Open research

No openly published research notes were found; the count is 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12. The market's vintage is sealed.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001828805.json (identity.jurisdiction)
- https://api.gleif.org/api/v1/lei-records/52990051HWNR927ROY50 (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/ALMU (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/1828805/000121390026100584/ea0305364-10k_aeluma.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/ALMU (the record)

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