The page is the record's research on the issuer — no analyst, no rating, no view.

# Aqua Metals, Inc. (NASDAQ: AQMS) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is Aqua Metals, Inc., listed on NASDAQ under the ticker AQMS. Its ISIN is US03837J3095 and its LEI is 549300RYC8R46H1FXA06. Its security type is Corporate, its segment is not on the record, and its sector is 3341 Secondary Smelting & Refining of Nonferrous Metals. Its jurisdiction is United States — Delaware, and its listing status is listed, not halted.

## The disclosure read

The record holds 51 filings in the twelve months to 2026-11-08, across 24 filing days. The median gap between filing days is 13 days. The median latency from the latest filing to the record date is 24 days. The latest filing is dated 2026-10-15 and is of type directors_dealings. On NASDAQ the median cadence gap is 6.0 days, the median filings count is 52, and the median latency is 5.0 days. In the sector the median cadence gap is 5.5 days, the median filings count is 46, and the median latency is 6 days.

## Auditor

The auditor of record is Forvis Mazars, LLP, located in New York, New York. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting, name change or segment move lines. Domicile change is not on the record, as EDGAR states no dated change of state of incorporation on a filing line. Segment move is not on the record, as the exchanges' tier transfers are not EDGAR filings. The halt flag reads listed, not halted.

## Orderability

The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's own investor-relations page. The record holds a count of 0.

## Open research

No openly published research notes were found. The record holds a count of 0.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The vintage is sealed. The issuer's sealed years are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

9 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0001621832.json (identity.jurisdiction)
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- https://mcp.us-cm-kg.ai/events/NASDAQ/AQMS (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/1621832/000143774926010705/aqms20251231_10k.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/AQMS (the record)

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