The page is the record's research on the issuer — no analyst, no rating, no view.

# AUBURN NATIONAL BANCORPORATION, INC (NASDAQ: AUBN) — research page

As of 2026-11-08 · us-cm-kg · record version 1

## Identity and listing

The issuer is AUBURN NATIONAL BANCORPORATION, INC, listed on NASDAQ under ticker AUBN, with ISIN US0504731078. The LEI is not on the record (no GLEIF record with the exact legal name in jurisdiction US-DE). The security type is Corporate, the segment is not on the record, the sector is 6022 State Commercial Banks, and the jurisdiction is United States — Delaware. The issuer is listed and not halted.

## The disclosure read

The record holds 61 filings in the twelve months to 2026-11-08, across 30 filing days. Of these, 41 are directors' dealings, 9 are results, 5 are corporate news, 3 are AGM/EGM, 2 are director changes and 1 is a regulatory filing. The median gap between filing days is 9 days, against 6.0 days for NASDAQ and 5.0 days for 6022 State Commercial Banks. The median filings are 52 for NASDAQ and 87.5 for the sector. The latest filing is a results filing dated 2026-11-06, 2 days before the record date. The median latency is 5.0 days for NASDAQ and 3.0 days for the sector, and the issuer's latency is 2 days.

## Auditor

The auditor of record is Elliott Davis, LLC, located in Greenville, South Carolina. The record holds no auditor changes.

## Events and halts

The record holds no listing, delisting, name change or segment move lines in the window. The domicile change is not on the record (EDGAR states no dated change of state of incorporation on a filing line). The segment move is not on the record (the exchanges' tier transfers are not EDGAR filings). The halt flag is listed, not halted.

## Orderability

The outcome is not determinable, because the chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04.

## Coverage

No research houses were found on the issuer's investor-relations page.

## Open research

No openly published research notes were found on the record.

## Licensed

Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.

## As-of depth

The issuer's years sealed are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04, and the live record began on 2026-09-12.

## Sources

8 source pages are named on this page; every value above carries its own source page and read date in the numbers.

- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin)
- https://data.sec.gov/submissions/CIK0000750574.json (identity.jurisdiction)
- https://mcp.us-cm-kg.ai/events/NASDAQ/AUBN (the disclosure lines)
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- https://www.sec.gov/Archives/edgar/data/750574/000119312526111012/d87304d10k.htm (the auditor)
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- https://mcp.us-cm-kg.ai/record/NASDAQ/AUBN (the record)

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