The page is the record's research on the issuer — no analyst, no rating, no view. # Solowin Holdings, Ltd. (NASDAQ: AXG) — research page As of 2026-11-08 · us-cm-kg · record version 1 ## Identity and listing The issuer is Solowin Holdings, Ltd., listed on NASDAQ under ticker AXG, with ISIN USG827591045. The LEI is not on the record (no GLEIF record with the exact legal name in jurisdiction US-E9). The security type is Non-operating entity type (other). The segment is not on the record. The sector is 6211 Security Brokers, Dealers & Flotation Companies, and the jurisdiction is the Cayman Islands. The listing status is listed, not halted. ## The disclosure read The record holds 40 filings in the twelve months to 2026-11-08, across 22 filing days. By type, the record holds 8 directors' dealings, 7 prospectuses, 5 regulatory filings and 20 results. The median gap between filing days is 12 days. The latest filing is dated 2026-11-06, is of type prospectus, and is 2 days before the record date. On NASDAQ the median cadence gap is 6.0 days across 4359 issuers, the median filings count is 52, and the median latency is 5.0 days. In sector 6211 Security Brokers, Dealers & Flotation Companies, across 56 issuers, the median cadence gap is 4.0 days, the median filings count is 106.0, and the median latency is 3 days. ## Auditor The auditor is not on the record (no dei:AuditorName tag on the latest annual report cover; foreign private issuers and older filings carry none). The auditor's location is not on the record. The record holds no auditor changes. ## Events and halts The record holds no listing, delisting or name change lines. The domicile change is not on the record (EDGAR states no dated change of state of incorporation on a filing line). The segment move is not on the record (the exchanges' tier transfers are not EDGAR filings). The halt flag reads listed, not halted. ## Orderability The outcome is not determinable. The chapter's orderability section carries no client categories, so the outcome cannot name its client category. The rule version is acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, and the chapter is as of 2026-11-04. ## Coverage No research houses were found on the issuer's own investor-relations page, and the count is 0. ## Open research No openly published research notes were found, and the count is 0. ## Licensed Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded. ## As-of depth The issuer's sealed years are 2022, 2023, 2024, 2025 and 2026. The market's vintage is sealed, with the earliest sealed date 2021-01-04. The live record began 2026-09-12. ## Sources 7 source pages are named on this page; every value above carries its own source page and read date in the numbers. - https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange) - https://www.sec.gov/data-research/sec-markets-data/fails-deliver-data (identity.isin) - https://data.sec.gov/submissions/CIK0001959224.json (identity.jurisdiction) - https://mcp.us-cm-kg.ai/events/NASDAQ/AXG (the disclosure lines) - https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag) - https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter) - https://mcp.us-cm-kg.ai/record/NASDAQ/AXG (the record) --- Allooloo Technologies Corp. · https://getresearch.ai/us/NASDAQ/AXG · public-record only · the same page signed and receipted: get_research at https://mcp.getresearch.ai/mcp