ArrowMark Financial Corp. (BANX) — research page
US · us-cm-kg/NASDAQ/BANX · as of 2026-11-08
Identity and listing
ArrowMark Financial Corp. is listed on NASDAQ under the ticker BANX, with ISIN US8617801043 and LEI 549300IG3L8MH4JMIN52. The security type on the record is non-operating entity type (other). The segment and sector are not on the record. The jurisdiction is United States, Delaware. The listing status is listed, not halted.
| field | value | source · read date |
|---|---|---|
| name | ArrowMark Financial Corp. | source · 2026-11-08 |
| exchange | NASDAQ | source · 2026-11-08 |
| ticker | BANX | source · 2026-11-08 |
| ISIN | US8617801043 | source · 2026-11-08 |
| LEI | 549300IG3L8MH4JMIN52 | source · 2026-11-08 |
| security type | Non-operating entity type (other) | source · 2026-11-08 |
| segment | not on the record | |
| sector | not on the record | |
| jurisdiction | United States — Delaware | source · 2026-11-08 |
| status | listed, not halted | source · 2026-11-08 |
The disclosure read
The record holds 29 filings across 27 filing days in the window 2025-11-08 to 2026-11-08. Of these, 18 are regulatory filings, 4 are corporate news, 3 are prospectuses, 1 is an AGM or EGM filing, 1 is a director change, 1 is a directors' dealings filing, and 1 is a halt or suspension filing. The median gap between filing days is 7.5 days. The latest filing is dated 2026-10-22 and is a regulatory filing, 17 days before the record date. On NASDAQ the median cadence gap is 6.0 days, the median filing count is 52, and the median latency is 5.0 days. Sector peer figures are not on the record for this market.
| filings | median gap between filing days | days from latest filing to as-of | |
|---|---|---|---|
| this issuer | 29 | 7.5 | 17 |
| exchange median: NASDAQ (4359 issuers) | 52 | 6 | 5 |
| date | type | category | filing |
|---|---|---|---|
| 2026-10-22 | regulatory_filing | 40-17G | 40-17G — 40-17G |
| 2026-10-20 | corporate_news | 8-K | 8-K — FORM 8-K (items 8.01) |
| 2026-10-02 | regulatory_filing | 497AD | 497AD |
| 2026-10-02 | regulatory_filing | 497AD | 497AD |
| 2026-09-25 | regulatory_filing | N-CSR/A | N-CSR/A — N-CSR/A |
window 2025-11-08 to 2026-11-08 · the node's disclosure lines, as get_filings serves them
Auditor
The auditor is not on the record, because the latest annual report cover carries no dei:AuditorName tag. The auditor's location is not on the record. The record holds no auditor changes.
Events and halts
The record holds one delisting, dated 2026-02-18. No listing, name change or segment move is on the record, and the domicile change is not on the record. The halt flag reads listed, not halted.
Orderability
The outcome is not determinable under rule version acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1, because the chapter's orderability section carries no client categories. The chapter is as of 2026-11-04.
rule acm-68000/us/reasonable-basis-suitability-finra-rule-2111/r1 · chapter as of 2026-11-04 · the full outcome: get_orderability
Coverage
No research houses were found on the issuer's investor-relations pages read.
Open research
No openly published research notes were found on the record.
Licensed
Licensed research: none loaded. A licensed row is served only to an agent whose firm holds that licence (licensor, entitlement). No licensed row is loaded.
| licensor | entitlement | title | date | source |
|---|---|---|---|---|
| none loaded |
As-of depth
The vintage is sealed. Sealed years that hold the issuer are 2021, 2022, 2023, 2024, 2025 and 2026. The market's earliest sealed date is 2021-01-04. The live record began on 2026-09-12.
Sources
8 source pages are named on this page; every value above carries its own source page and read date in the numbers.
- 10.1
- https://www.sec.gov/files/company_tickers_exchange.json (identity.exchange)
- 10.2
- https://mapping.gleif.org/api/v2/isin-lei/latest (identity.isin)
- 10.3
- https://data.sec.gov/submissions/CIK0001578987.json (identity.jurisdiction)
- 10.4
- https://mapping.gleif.org/api/v2/isin-lei/latest/download (identity.lei)
- 10.5
- https://mcp.us-cm-kg.ai/events/NASDAQ/BANX (the disclosure lines)
- 10.6
- https://www.nasdaqtrader.com/rss.aspx?feed=tradehalts (the halt flag)
- 10.7
- https://mcp.us-cm-kg.ai/book/aio.json (the orderability chapter)
- 10.8
- https://mcp.us-cm-kg.ai/record/NASDAQ/BANX (the record)
Read it by agent
The same page, signed and receipted: get_research at https://mcp.getresearch.ai/mcp with {"isin":"US8617801043"}. Twins: .md · .json. Written: Claude through the platform account, Haiku class; one pass; checked against the numbers. Page hash sha256:c3e28fb4feac9f79.